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0001567619-20-010229.txt : 20200515 0001567619-20-010229.hdr.sgml : 20200515 20200515072218 ACCESSION NUMBER: 0001567619-20-010229 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200515 DATE AS OF CHANGE: 20200515 EFFECTIVENESS DATE: 20200515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NOMURA HOLDINGS INC CENTRAL INDEX KEY: 0001163653 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: M0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-10594 FILM NUMBER: 20880581 BUSINESS ADDRESS: STREET 1: 9-1 NIHONBASHI 1-CHOME STREET 2: CHUO-KU CITY: TOKYO STATE: M0 ZIP: 103-8645 BUSINESS PHONE: 81-3-5255-1000 MAIL ADDRESS: STREET 1: 9-1 NIHONBASHI 1-CHOME STREET 2: CHUO-KU CITY: TOKYO STATE: M0 ZIP: 103-8645 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001163653 XXXXXXXX 03-31-2020 03-31-2020 true 1 RESTATEMENT NOMURA HOLDINGS INC

9-1 NIHONBASHI 1-CHOME CHUO-KU TOKYO M0 103-8645

13F HOLDINGS REPORT 028-10594 N FERNANDO DEL PUERTO MD 212-667-9857 FERNANDO DEL PUERTO NEW YORK NY 03-31-2020 0 1064 23819716 false INFORMATION TABLE 2 form13fInfoTable.xml 2U INC CMN 90214J101 110055 5196544 SH SOLE 4 5196544 0 0 3M CO CMN 88579Y101 373 2679 SH SOLE 4 2679 0 0 51JOB INC-ADR CMN 316827104 288 4700 SH SOLE 2 4700 0 0 58.COM INC-CLASS A CMN 31680Q104 1732 35400 SH SOLE 2 35400 0 0 8X8 INC CMN 282914100 791 56500 SH SOLE 4 56500 0 0 8X8 INC CNV 282914AB6 16 115287 PRN SOLE 1 115287 0 0 ABBVIE INC CMN 00287Y109 2719 35700 SH Put SOLE 1 35700 0 0 ABBVIE INC CMN 00287Y109 2285 30000 SH Call SOLE 1 30000 0 0 ACM RESEARCH INC-CLASS A CMN 00108J109 2319 78261 SH SOLE 4 78261 0 0 ACORDA THERAPEUTICS INC CNV 00484MAA4 0 23497 PRN SOLE 1 23497 0 0 ADOBE INC CMN 00724F101 4771 15000 SH Put SOLE 1 15000 0 0 ADOBE INC CMN 00724F101 9225 29000 SH Call SOLE 1 29000 0 0 ADVANCED MICRO DEVICES CMN 007903107 240 5548 SH DFND 2 0 5548 0 ADVANCED MICRO DEVICES CMN 007903107 3845 88943 SH DFND 1 0 88943 0 ADVANCED MICRO DEVICES CMN 007903107 1737 40191 SH DFND 4 0 40191 0 ADVERUM BIOTECHNOLOGIES INC CMN 00773U108 585 59000 SH SOLE 4 59000 0 0 AECOM CMN 00766T100 2234 75000 SH SOLE 4 75000 0 0 AERCAP HOLDINGS NV CMN N00985106 9085 398900 SH Put SOLE 1 398900 0 0 AEROJET ROCKETDYNE HOLDINGS CNV 007800AB1 101 241115 PRN SOLE 1 241115 0 0 AGILENT TECHNOLOGIES INC CMN 00846U101 35421 495000 SH SOLE 4 495000 0 0 AGNC INVESTMENT CORP CMN 00123Q104 2126 201000 SH SOLE 4 201000 0 0 AGNICO EAGLE MINES LTD CMN 008474108 186 4682 SH DFND 2 0 4682 0 AGNICO EAGLE MINES LTD CMN 008474108 1570 39500 SH DFND 4 0 39500 0 AIR TRANSPORT SERVICES GROUP CNV 00922RAB1 43 236391 PRN SOLE 1 236391 0 0 AKAMAI TECHNOLOGIES INC CMN 00971T101 4467 48783 SH SOLE 4 48783 0 0 AKAMAI TECHNOLOGIES INC CNV 00971TAJ0 150 163508 PRN SOLE 1 163508 0 0 ALBEMARLE CORP CMN 012653101 2115 37500 SH DFND 1 0 37500 0 ALBEMARLE CORP CMN 012653101 2468 43766 SH DFND 4 0 43766 0 ALCOA CORP CMN 013872106 14 2226 SH DFND 1 0 2226 0 ALCOA CORP CMN 013872106 649 105228 SH DFND 4 0 105228 0 ALEXION PHARMACEUTICALS INC CMN 015351109 7267 80957 SH SOLE 4 80957 0 0 ALIBABA GROUP HOLDING LTD CMN 01609W102 465477 2435920 SH DFND 2 0 2435920 0 ALIBABA GROUP HOLDING LTD CMN 01609W102 844775 4420848 SH DFND 1 0 4420848 0 ALIBABA GROUP HOLDING LTD CMN 01609W102 272328 1425136 SH DFND 4 0 1425136 0 ALIBABA GROUP HOLDING LTD CMN 01609W102 2943379 15403200 SH Put DFND 1 0 15403200 0 ALIBABA GROUP HOLDING LTD CMN 01609W102 273792 1432800 SH Call DFND 1 0 1432800 0 ALIBABA GROUP HOLDING LTD CMN 01609W102 1479792 7744000 SH Put DFND 4 0 7744000 0 ALIGN TECHNOLOGY INC CMN 016255101 391 2247 SH SOLE 4 2247 0 0 ALLEGHENY TECHNOLOGIES INC CMN 01741R102 59 6913 SH SOLE 4 6913 0 0 ALLEGHENY TECHNOLOGIES INC CNV 01741RAG7 31 366644 PRN SOLE 1 366644 0 0 ALLERGAN PLC CMN G0177J108 10607 59900 SH DFND 1 0 59900 0 ALLERGAN PLC CMN G0177J108 523521 2956367 SH DFND 2 0 2956367 0 ALLERGAN PLC CMN G0177J108 61430 346900 SH Put DFND 1 0 346900 0 ALLERGAN PLC CMN G0177J108 1771 10000 SH Call DFND 1 0 10000 0 ALLIANCE DATA SYSTEMS CORP CMN 018581108 2455 73310 SH DFND 1 0 73310 0 ALLIANCE DATA SYSTEMS CORP CMN 018581108 37 1113 SH DFND 4 0 1113 0 ALLOT LTD CMN M0854Q105 169 18000 SH SOLE 1 18000 0 0 ALLY FINANCIAL INC CMN 02005N100 16363 1130536 SH SOLE 1 1130536 0 0 ALLY FINANCIAL INC CMN 02005N100 2895 200000 SH Put SOLE 1 200000 0 0 ALLY FINANCIAL INC CMN 02005N100 2576 178000 SH Call SOLE 1 178000 0 0 ALPHABET INC-CL A CMN 02079K305 65 57 SH DFND 2 0 57 0 ALPHABET INC-CL A CMN 02079K305 7628 6639 SH DFND 1 0 6639 0 ALPHABET INC-CL A CMN 02079K305 1544 1344 SH DFND 4 0 1344 0 ALPHABET INC-CL A CMN 02079K305 17234 15000 SH Call DFND 1 0 15000 0 ALPHABET INC-CL C CMN 02079K107 38 33 SH DFND 2 0 33 0 ALPHABET INC-CL C CMN 02079K107 224 193 SH DFND 4 0 193 0 ALPHABET INC-CL C CMN 02079K107 14492 12500 SH Put DFND 1 0 12500 0 ALPHABET INC-CL C CMN 02079K107 76520 66000 SH Call DFND 1 0 66000 0 ALTAIR ENGINEERING INC - A CNV 021369AA1 21 81396 PRN SOLE 1 81396 0 0 ALTICE USA INC- A CMN 02156K103 1763 78885 SH SOLE 4 78885 0 0 ALTRIA GROUP INC CMN 02209S103 556 13638 SH DFND 2 0 13638 0 ALTRIA GROUP INC CMN 02209S103 30573 749886 SH DFND 4 0 749886 0 ALTRIA GROUP INC CMN 02209S103 1227 30100 SH Call DFND 4 0 30100 0 AMAG PHARMACEUTICALS INC CNV 00163UAD8 1 21197 PRN SOLE 1 21197 0 0 AMAZON.COM INC CMN 023135106 39 20 SH DFND 5 0 20 0 AMAZON.COM INC CMN 023135106 590 302 SH DFND 2 0 302 0 AMAZON.COM INC CMN 023135106 142111 72710 SH DFND 1 0 72710 0 AMAZON.COM INC CMN 023135106 2488 1273 SH DFND 4 0 1273 0 AMAZON.COM INC CMN 023135106 151473 77500 SH Put DFND 1 0 77500 0 AMAZON.COM INC CMN 023135106 793916 406200 SH Call DFND 1 0 406200 0 AMAZON.COM INC CMN 023135106 8209 4200 SH Call DFND 4 0 4200 0 AMBAC FINANCIAL GROUP INC CMN 023139884 7291 590386 SH SOLE 1 590386 0 0 AMC ENTERTAINMENT HLDS-CL A CMN 00165C104 79 25000 SH SOLE 1 25000 0 0 AMC ENTERTAINMENT HLDS-CL A CMN 00165C104 316 100000 SH Put SOLE 1 100000 0 0 AMERICAN AIRLINES GROUP INC CMN 02376R102 68 5613 SH SOLE 1 5613 0 0 AMERICAN AIRLINES GROUP INC CMN 02376R102 7333 601200 SH Put SOLE 1 601200 0 0 AMERICAN AIRLINES GROUP INC CMN 02376R102 1877 153900 SH Call SOLE 1 153900 0 0 AMERICAN EXPRESS CO CMN 025816109 181 2000 SH DFND 2 0 2000 0 AMERICAN EXPRESS CO CMN 025816109 209 2318 SH DFND 4 0 2318 0 AMERICOLD REALTY TRUST CMN 03064D108 374 11000 SH SOLE 1 11000 0 0 AMGEN INC CMN 031162100 335 1650 SH SOLE 4 1650 0 0 ANAPLAN INC CMN 03272L108 6334 207541 SH SOLE 1 207541 0 0 ANAPLAN INC CMN 03272L108 305 10000 SH Call SOLE 1 10000 0 0 ANGI HOMESERVICES INC- A CMN 00183L102 8631 1647742 SH SOLE 2 1647742 0 0 ANIKA THERAPEUTICS INC CMN 035255108 1617 56000 SH SOLE 4 56000 0 0 ANNALY CAPITAL MANAGEMENT IN CMN 035710409 7760 1515675 SH DFND 1 0 1515675 0 ANNALY CAPITAL MANAGEMENT IN CMN 035710409 799 156000 SH DFND 4 0 156000 0 ANNALY CAPITAL MANAGEMENT IN CMN 035710409 9400 1836100 SH Put DFND 1 0 1836100 0 ANTHEM INC CMN 036752103 2659 11715 SH SOLE 4 11715 0 0 APACHE CORP CMN 037411105 579 139081 SH SOLE 4 139081 0 0 APELLIS PHARMACEUTICALS INC CMN 03753U106 4130 154000 SH SOLE 4 154000 0 0 APPLE INC CMN 037833100 22 85 SH DFND 2 0 85 0 APPLE INC CMN 037833100 62864 246000 SH DFND 1 0 246000 0 APPLE INC CMN 037833100 2681 10492 SH DFND 4 0 10492 0 APPLE INC CMN 037833100 51109 200000 SH Put DFND 1 0 200000 0 APPLIED MATERIALS INC CMN 038222105 44 949 SH DFND 5 0 949 0 APPLIED MATERIALS INC CMN 038222105 184 4000 SH DFND 1 0 4000 0 APPLIED MATERIALS INC CMN 038222105 1284 27952 SH DFND 4 0 27952 0 APPLIED MATERIALS INC CMN 038222105 230 5000 SH Call DFND 1 0 5000 0 ARAMARK CMN 03852U106 38507 1924443 SH DFND 3 0 1924443 0 ARAMARK CMN 03852U106 284107 14198765 SH DFND 4 0 14198765 0 ARAMARK CMN 03852U106 120056 6000000 SH Put DFND 4 0 6000000 0 ARCONIC INC CMN 03965L100 100486 5946337 SH SOLE 4 5946337 0 0 ARROWHEAD PHARMACEUTICALS IN CMN 04280A100 1637 57000 SH SOLE 4 57000 0 0 ASCENA RETAIL GROUP INC CMN 04351G200 334 246663 SH SOLE 4 246663 0 0 ASE TECHNOLOGY HOLDING CO LTD CMN 00215W100 1774 473102 SH SOLE 4 473102 0 0 ASPEN TECHNOLOGY INC CMN 045327103 667 7000 SH SOLE 4 7000 0 0 ASSURED GUARANTY LTD CMN G0585R106 546 21000 SH SOLE 4 21000 0 0 AT&T INC CMN 00206R102 130 4315 SH DFND 2 0 4315 0 AT&T INC CMN 00206R102 1400 46614 SH DFND 4 0 46614 0 AT&T INC CMN 00206R102 4205 140000 SH Put DFND 1 0 140000 0 AT&T INC CMN 00206R102 4505 150000 SH Call DFND 1 0 150000 0 ATLAS AIR WORLDWIDE HOLDINGS CNV 049164BJ4 19 72492 PRN SOLE 1 72492 0 0 ATLASSIAN CORP PLC-CLASS A CMN G06242104 13210 96000 SH Call SOLE 1 96000 0 0 AUDIOEYE INC CMN 050734201 116 26712 SH SOLE 1 26712 0 0 AUTODESK INC CMN 052769106 14010 89778 SH SOLE 1 89778 0 0 AUTODESK INC CMN 052769106 30398 194800 SH Put SOLE 1 194800 0 0 AUTODESK INC CMN 052769106 2996 19200 SH Call SOLE 1 19200 0 0 AUTOHOME INC-ADR CMN 05278C107 789 11100 SH SOLE 2 11100 0 0 AUTOMATIC DATA PROCESSING CMN 053015103 42760 322345 SH SOLE 4 322345 0 0 AUTOMATIC DATA PROCESSING CMN 053015103 112755 850000 SH Put SOLE 4 850000 0 0 AVAYA HOLDINGS CORP CMN 05351X101 403 49541 SH SOLE 1 49541 0 0 AVID TECHNOLOGY INC CMN 05367P100 141 21000 SH SOLE 4 21000 0 0 AVIS BUDGET GROUP INC CMN 053774105 383 27500 SH DFND 1 0 27500 0 AVIS BUDGET GROUP INC CMN 053774105 53052 3812661 SH DFND 4 0 3812661 0 AVIS BUDGET GROUP INC CMN 053774105 767 55100 SH Call DFND 1 0 55100 0 AVTR 6.0 05/15/2022 CMN 05352A209 0 10486 SH SOLE 1 10486 0 0 AXALTA COATING SYSTEMS LTD CMN G0750C108 712 41204 SH SOLE 1 41204 0 0 AXALTA COATING SYSTEMS LTD CMN G0750C108 885 51200 SH Put SOLE 1 51200 0 0 AXALTA COATING SYSTEMS LTD CMN G0750C108 1080 62500 SH Call SOLE 1 62500 0 0 BAIDU INC - SPON ADR CMN 056752108 4989 49443 SH DFND 2 0 49443 0 BAIDU INC - SPON ADR CMN 056752108 9641 95550 SH DFND 4 0 95550 0 BAKER HUGHES CO CMN 05722G100 98 9247 SH DFND 1 0 9247 0 BAKER HUGHES CO CMN 05722G100 271 25700 SH DFND 2 0 25700 0 BALL CORP CMN 058498106 2279 35288 SH SOLE 4 35288 0 0 BANK OF AMERICA CORP CMN 060505104 24832 1105903 SH SOLE 1 1105903 0 0 BANK OF AMERICA CORP CMN 060505104 79486 3540000 SH Put SOLE 1 3540000 0 0 BANK OF AMERICA CORP CMN 060505104 8074 359600 SH Call SOLE 1 359600 0 0 BANK OF MONTREAL CMN 063671101 7481 150000 SH Put DFND 1 0 150000 0 BANK OF MONTREAL CMN 063671101 9974 200000 SH Put DFND 2 0 200000 0 BANK OF MONTREAL CMN 063671101 7481 150000 SH Call DFND 1 0 150000 0 BAOZUN INC-SPN ADR CMN 06684L103 214 7700 SH SOLE 2 7700 0 0 BARRICK GOLD CORP CMN 067901108 18357 999075 SH SOLE 4 999075 0 0 BAUSCH HEALTH COS INC CMN 071734107 35 2245 SH DFND 2 0 2245 0 BAUSCH HEALTH COS INC CMN 071734107 54309 3502000 SH DFND 4 0 3502000 0 BENEFYTT TECHNOLOGIES INC CMN 08182C106 8376 375900 SH Call SOLE 1 375900 0 0 BERKSHIRE HATHAWAY INC-CL B CMN 084670702 4163 22824 SH DFND 4 0 22824 0 BERKSHIRE HATHAWAY INC-CL B CMN 084670702 64319 352600 SH Call DFND 1 0 352600 0 BEST INC - ADR CMN 08653C106 187 35000 SH SOLE 2 35000 0 0 BEYOND MEAT INC CMN 08862E109 129 1930 SH DFND 2 0 1930 0 BEYOND MEAT INC CMN 08862E109 648 9717 SH DFND 4 0 9717 0 BHP GROUP PLC CMN 05545E209 682 22800 SH SOLE 4 22800 0 0 BIOGEN INC CMN 09062X103 2025 6457 SH SOLE 4 6457 0 0 BIOMARIN PHARMACEUTICAL INC CMN 09061G101 3713 43989 SH DFND 4 0 43989 0 BIOMARIN PHARMACEUTICAL INC CNV 09061GAF8 297 352415 PRN SOLE 1 352415 0 0 BIOMARIN PHARMACEUTICAL INC CMN 09061G101 18567 220000 SH Call DFND 1 0 220000 0 BITAUTO HOLDINGS LTD CMN 091727107 134 12900 SH SOLE 4 12900 0 0 BJ'S WHOLESALE CLUB HOLDINGS CMN 05550J101 144 5675 SH SOLE 1 5675 0 0 BJ'S WHOLESALE CLUB HOLDINGS CMN 05550J101 2244 88200 SH Put SOLE 1 88200 0 0 BJ'S WHOLESALE CLUB HOLDINGS CMN 05550J101 1122 44100 SH Call SOLE 1 44100 0 0 BLACK KNIGHT INC CMN 09215C105 523 9000 SH SOLE 4 9000 0 0 BLACKSTONE GROUP INC/THE-A CMN 09260D107 1627 35800 SH SOLE 4 35800 0 0 BLOOMIN' BRANDS INC CMN 094235108 987 138128 SH SOLE 1 138128 0 0 BLUEPRINT MEDICINES CORP CMN 09627Y109 554 9500 SH SOLE 4 9500 0 0 BOEING CO/THE CMN 097023105 0 2 SH DFND 2 0 2 0 BOEING CO/THE CMN 097023105 11696 66670 SH DFND 4 0 66670 0 BOEING CO/THE CMN 097023105 9140 52100 SH Put DFND 1 0 52100 0 BOEING CO/THE CMN 097023105 7649 43600 SH Call DFND 1 0 43600 0 BOOKING HOLDINGS INC CMN 09857L108 22 15 SH DFND 2 0 15 0 BOOKING HOLDINGS INC CMN 09857L108 7809 5296 SH DFND 1 0 5296 0 BOOKING HOLDINGS INC CMN 09857L108 25361 17200 SH Put DFND 1 0 17200 0 BOOKING HOLDINGS INC CMN 09857L108 22707 15400 SH Call DFND 1 0 15400 0 BOTTOMLINE TECHNOLOGIES (DE) CMN 101388106 1421 38837 SH SOLE 1 38837 0 0 BOTTOMLINE TECHNOLOGIES (DE) CMN 101388106 3293 90000 SH Put SOLE 1 90000 0 0 BOX INC - CLASS A CMN 10316T104 2449 175105 SH SOLE 4 175105 0 0 BOYD GAMING CORP CMN 103304101 504 35000 SH SOLE 1 35000 0 0 BOYD GAMING CORP CMN 103304101 720 50000 SH Put SOLE 1 50000 0 0 BP PLC CMN 055622104 10261 420672 SH SOLE 4 420672 0 0 BRIGHT HORIZONS FAMILY SOLUT CMN 109194100 255 2500 SH SOLE 1 2500 0 0 BRISTOL-MYERS SQUIBB CO CMN 110122108 3981 73044 SH DFND 1 0 73044 0 BRISTOL-MYERS SQUIBB CO CMN 110122108 56 1032 SH DFND 4 0 1032 0 BRISTOL-MYERS SQUIBB CO CMN 110122108 11968 219600 SH Put DFND 1 0 219600 0 BUNGE LTD CMN G16962105 27 654 SH DFND 1 0 654 0 BUNGE LTD CMN G16962105 2565 62500 SH DFND 4 0 62500 0 C.H. ROBINSON WORLDWIDE INC CMN 12541W209 11254 170000 SH Put SOLE 1 170000 0 0 C.H. ROBINSON WORLDWIDE INC CMN 12541W209 8593 129800 SH Call SOLE 1 129800 0 0 CAESARS ENTERTAINMENT CORP CMN 127686103 698 103149 SH DFND 1 0 103149 0 CAESARS ENTERTAINMENT CORP CMN 127686103 123343 18232500 SH DFND 4 0 18232500 0 CAESARS ENTERTAINMENT CORP CNV 127686AA1 846 12510139 PRN SOLE 4 12510139 0 0 CAESARS ENTERTAINMENT CORP CMN 127686103 741 109500 SH Put DFND 1 0 109500 0 CALAMP CORP CMN 128126109 1292 285905 SH SOLE 4 285905 0 0 CAMECO CORP CMN 13321L108 1134 150000 SH SOLE 4 150000 0 0 CAMTEK LTD CMN M20791105 151 18000 SH SOLE 4 18000 0 0 CAN IMPERIAL BK OF COMMERCE CMN 136069101 5793 100000 SH Put DFND 1 0 100000 0 CAN IMPERIAL BK OF COMMERCE CMN 136069101 11586 200000 SH Put DFND 2 0 200000 0 CANNAE HOLDINGS INC CMN 13765N107 3933 117805 SH SOLE 1 117805 0 0 CANNAE HOLDINGS INC CMN 13765N107 2127 63700 SH Call SOLE 1 63700 0 0 CAPITAL ONE FINANCIAL CORP CMN 14040H105 9762 193683 SH DFND 1 0 193683 0 CAPITAL ONE FINANCIAL CORP CMN 14040H105 206 4093 SH DFND 4 0 4093 0 CAPITAL ONE FINANCIAL CORP CMN 14040H105 30989 614800 SH Put DFND 1 0 614800 0 CAPITAL ONE FINANCIAL CORP CMN 14040H105 3942 78200 SH Call DFND 1 0 78200 0 CAPRI HOLDINGS LTD CMN G1890L107 605 56041 SH DFND 4 0 56041 0 CAPRI HOLDINGS LTD CMN G1890L107 248 23000 SH Call DFND 1 0 23000 0 CARDTRONICS PLC - A CNV 14161HAG3 4 19713 PRN SOLE 1 19713 0 0 CARMAX INC CMN 143130102 167 3109 SH DFND 4 0 3109 0 CARMAX INC CMN 143130102 3488 64800 SH Call DFND 1 0 64800 0 CARNIVAL PLC CMN 14365C103 441 36900 SH SOLE 4 36900 0 0 CARS.COM INC CMN 14575E105 289 67000 SH SOLE 4 67000 0 0 CARVANA CO CMN 146869102 1090 19800 SH Call SOLE 1 19800 0 0 CBOE GLOBAL MARKETS INC CMN 12503M108 4909 54988 SH SOLE 4 54988 0 0 CDK GLOBAL INC CMN 12508E101 16531 503261 SH SOLE 4 503261 0 0 CELANESE CORP CMN 150870103 554 7559 SH SOLE 4 7559 0 0 CENTENE CORP CMN 15135B101 192 3226 SH SOLE 1 3226 0 0 CENTENE CORP CMN 15135B101 1566 26364 SH Put SOLE 1 26364 0 0 CENTENNIAL RESOURCE DEVELO-A CMN 15136A102 28 99000 SH SOLE 4 99000 0 0 CENTERPOINT ENERGY INC CMN 15189T107 129 8450 SH SOLE 4 8450 0 0 CERAGON NETWORKS LTD CMN M22013102 65 50914 SH SOLE 1 50914 0 0 CERENCE INC CMN 156727109 8042 502943 SH SOLE 4 502943 0 0 CHANGE HEALTHCARE INC CMN 15912K100 1010 100000 SH SOLE 1 100000 0 0 CHARLES RIVER LABORATORIES CMN 159864107 253 2000 SH SOLE 1 2000 0 0 CHARTER COMMUNICATIONS INC-A CMN 16119P108 7933 18197 SH DFND 1 0 18197 0 CHARTER COMMUNICATIONS INC-A CMN 16119P108 18914 43389 SH DFND 4 0 43389 0 CHARTER COMMUNICATIONS INC-A CMN 16119P108 15998 36700 SH Put DFND 1 0 36700 0 CHEESECAKE FACTORY INC/THE CMN 163072101 171 10000 SH SOLE 1 10000 0 0 CHEESECAKE FACTORY INC/THE CMN 163072101 428 25000 SH Put SOLE 1 25000 0 0 CHEGG INC CNV 163092AB5 61 171945 PRN SOLE 1 171945 0 0 CHEMED CORP CMN 16359R103 5207 12100 SH SOLE 4 12100 0 0 CHEMOURS CO/THE CMN 163851108 5818 655330 SH SOLE 1 655330 0 0 CHEMOURS CO/THE CMN 163851108 12402 1396900 SH Put SOLE 1 1396900 0 0 CHEMOURS CO/THE CMN 163851108 29 3300 SH Call SOLE 1 3300 0 0 CHENIERE ENERGY INC CMN 16411R208 658 19781 SH DFND 4 0 19781 0 CHENIERE ENERGY INC CMN 16411R208 1664 50000 SH Call DFND 1 0 50000 0 CHEVRON CORP CMN 166764100 8272 100000 SH Call SOLE 1 100000 0 0 CHINA LODGING GROUP LTD CMN 44332N106 2860 99600 SH DFND 2 0 99600 0 CHINA LODGING GROUP LTD CMN 44332N106 230 8000 SH DFND 4 0 8000 0 CHUBB LTD CMN H1467J104 1043 9349 SH SOLE 4 9349 0 0 CHURCHILL CAPITAL CORP III CMN 17144C203 100 10000 SH SOLE 1 10000 0 0 CIA CERVECERIAS UNIDAS SA CMN 204429104 4331 325288 SH SOLE 4 325288 0 0 CIENA CORP CMN 171779309 866 21752 SH SOLE 1 21752 0 0 CIENA CORP CMN 171779309 3177 79800 SH Put SOLE 1 79800 0 0 CIGNA CORP CMN 125523100 6414 36218 SH SOLE 4 36218 0 0 CINCINNATI BELL INC CMN 171871502 71285 4865764 SH SOLE 4 4865764 0 0 CITIGROUP INC CMN 172967424 22 505 SH DFND 2 0 505 0 CITIGROUP INC CMN 172967424 3033 68914 SH DFND 1 0 68914 0 CITIGROUP INC CMN 172967424 20560 467110 SH DFND 4 0 467110 0 CITIGROUP INC CMN 172967424 9701 220400 SH Call DFND 1 0 220400 0 CLEVELAND-CLIFFS INC CMN 185899101 53 13544 SH SOLE 1 13544 0 0 CLEVELAND-CLIFFS INC CNV 185899AA9 5 129038 PRN SOLE 1 129038 0 0 CLEVELAND-CLIFFS INC CMN 185899101 393 100000 SH Put SOLE 1 100000 0 0 CLOROX COMPANY CMN 189054109 138 799 SH SOLE 1 799 0 0 CLOROX COMPANY CMN 189054109 9347 54000 SH Put SOLE 1 54000 0 0 CLOUDFLARE INC - CLASS A CMN 18915M107 1606 68000 SH SOLE 1 68000 0 0 CLOVIS ONCOLOGY INC CNV 189464AB6 3 47257 PRN SOLE 1 47257 0 0 CLOVIS ONCOLOGY INC CNV 189464AC4 4 57434 PRN SOLE 1 57434 0 0 CNINSURE INC CMN 30712A103 81214 3990000 SH SOLE 4 3990000 0 0 CNP 7 09/01/21 CMN 15189T503 0 108254 SH SOLE 1 108254 0 0 CNX MIDSTREAM PARTNERS LP CMN 12654A101 1807 225000 SH Put SOLE 1 225000 0 0 COCA-COLA CO/THE CMN 191216100 12 278 SH DFND 1 0 278 0 COCA-COLA CO/THE CMN 191216100 35703 796709 SH DFND 4 0 796709 0 COCA-COLA CO/THE CMN 191216100 1506 33600 SH Call DFND 1 0 33600 0 COGNIZANT TECH SOLUTIONS-A CMN 192446102 13889 298976 SH SOLE 4 298976 0 0 COLGATE-PALMOLIVE CO CMN 194162103 21454 320000 SH Call SOLE 1 320000 0 0 COLONY CAPITAL INC CNV 19624RAA4 4 207928 PRN SOLE 1 207928 0 0 COLONY CAPITAL INC CNV 19624RAB2 8 477314 PRN SOLE 1 477314 0 0 COMCAST CORP-CLASS A CMN 20030N101 17890 501114 SH SOLE 1 501114 0 0 COMCAST CORP-CLASS A CMN 20030N101 15751 441200 SH Put SOLE 1 441200 0 0 COMCAST CORP-CLASS A CMN 20030N101 13737 384800 SH Call SOLE 1 384800 0 0 CONAGRA BRANDS INC CMN 205887102 0 2 SH DFND 4 0 2 0 CONAGRA BRANDS INC CMN 205887102 50464 1722600 SH Call DFND 1 0 1722600 0 CONCHO RESOURCES INC CMN 20605P101 3230 75201 SH SOLE 1 75201 0 0 CONMED CORP CMN 207410101 4378 76662 SH SOLE 4 76662 0 0 CONMED CORP CNV 207410AF8 4 7015 PRN SOLE 1 7015 0 0 CONOCOPHILLIPS CMN 20825C104 2061 66932 SH SOLE 4 66932 0 0 CONSTELLATION BRANDS INC-A CMN 21036P108 8272 57681 SH SOLE 4 57681 0 0 CORELOGIC INC CMN 21871D103 21416 698379 SH SOLE 4 698379 0 0 COSTAR GROUP INC CMN 22160N109 294 500 SH SOLE 1 500 0 0 COSTCO WHOLESALE CORP CMN 22160K105 1481 5179 SH SOLE 4 5179 0 0 COUPA SOFTWARE INC CMN 22266L106 3657 26180 SH SOLE 4 26180 0 0 COWEN INC - A CMN 223622606 13 1390 SH SOLE 4 1390 0 0 COWEN INC - A CNV 223622AE1 22 230676 PRN SOLE 1 230676 0 0 CREE INC CMN 225447101 3276 92500 SH SOLE 1 92500 0 0 CREE INC CMN 225447101 166 4700 SH Call SOLE 1 4700 0 0 CRONOS GROUP INC CMN 22717L101 232 40600 SH SOLE 1 40600 0 0 CROWDSTRIKE HOLDINGS INC - A CMN 22788C105 84 1500 SH DFND 5 0 1500 0 CROWDSTRIKE HOLDINGS INC - A CMN 22788C105 5355 96000 SH DFND 1 0 96000 0 CROWDSTRIKE HOLDINGS INC - A CMN 22788C105 51580 924601 SH DFND 4 0 924601 0 CSX CORP CMN 126408103 13521 236033 SH SOLE 4 236033 0 0 CTRIP.COM INTERNATIONAL LTD CMN 89677Q107 247 10587 SH DFND 2 0 10587 0 CTRIP.COM INTERNATIONAL LTD CMN 89677Q107 0 7 SH DFND 4 0 7 0 CUMMINS INC CMN 231021106 6203 45881 SH SOLE 4 45881 0 0 CVS HEALTH CORP CMN 126650100 10 168 SH DFND 2 0 168 0 CVS HEALTH CORP CMN 126650100 3867 63234 SH DFND 4 0 63234 0 CVS HEALTH CORP CMN 126650100 116150 1899100 SH Call DFND 1 0 1899100 0 CYBERARK SOFTWARE LTD/ISRAEL CMN M2682V108 17072 199540 SH SOLE 4 199540 0 0 CYPRESS SEMICONDUCTOR CORP CMN 232806109 233 10000 SH SOLE 1 10000 0 0 CYPRESS SEMICONDUCTOR CORP CNV 232806AM1 18 77770 PRN SOLE 1 77770 0 0 CYPRESS SEMICONDUCTOR CORP CNV 232806AP4 137 588918 PRN SOLE 1 588918 0 0 CYPRESS SEMICONDUCTOR CORP CMN 232806109 3842 165000 SH Put SOLE 1 165000 0 0 DANAHER CORP CMN 235851102 277 2000 SH SOLE 1 2000 0 0 DAQO NEW ENERGY CORP CMN 23703Q203 503125 8750000 SH SOLE 4 8750000 0 0 DARDEN RESTAURANTS INC CMN 237194105 1251 23000 SH SOLE 1 23000 0 0 DAVE & BUSTER'S ENTERTAINMEN CMN 238337109 205 15754 SH DFND 1 0 15754 0 DAVE & BUSTER'S ENTERTAINMEN CMN 238337109 14747 1131362 SH DFND 4 0 1131362 0 DAVE & BUSTER'S ENTERTAINMEN CMN 238337109 756 58000 SH Put DFND 1 0 58000 0 DAVITA INC CMN 23918K108 1316 17286 SH SOLE 4 17286 0 0 DELEK US HOLDINGS INC CMN 24665A103 521 33025 SH SOLE 4 33025 0 0 DELL TECHNOLOGIES -C CMN 24703L202 35758 903638 SH DFND 1 0 903638 0 DELL TECHNOLOGIES -C CMN 24703L202 37394 945000 SH Put DFND 1 0 945000 0 DELL TECHNOLOGIES -C CMN 24703L202 10459 264300 SH Call DFND 1 0 264300 0 DELL TECHNOLOGIES -C CMN 24703L202 6023 152200 SH Call DFND 4 0 152200 0 DELTA AIR LINES INC CMN 247361702 13560 475300 SH Put SOLE 1 475300 0 0 DELTA AIR LINES INC CMN 247361702 847 29700 SH Call SOLE 1 29700 0 0 DENBURY RESOURCES INC CMN 247916208 51 225000 SH SOLE 4 225000 0 0 DHT HOLDINGS INC CMN Y2065G121 120 16000 SH SOLE 1 16000 0 0 DIEBOLD NIXDORF INC CMN 253651103 241 68054 SH SOLE 4 68054 0 0 DISH NETWORK CORP-A CMN 25470M109 4403 219199 SH SOLE 4 219199 0 0 DOCUSIGN INC CMN 256163106 521 5626 SH SOLE 4 5626 0 0 DOLLAR TREE INC CMN 256746108 1814 24672 SH SOLE 4 24672 0 0 DOMTAR CORP CMN 257559203 559 25910 SH SOLE 1 25910 0 0 DOMTAR CORP CMN 257559203 583 27000 SH Put SOLE 1 27000 0 0 DORIAN LPG LTD CMN Y2106R110 105 12000 SH SOLE 1 12000 0 0 DOW INC CMN 260557103 173 5908 SH SOLE 1 5908 0 0 DOW INC CMN 260557103 1461 50000 SH Put SOLE 1 50000 0 0 DR HORTON INC CMN 23331A109 25655 751775 SH SOLE 4 751775 0 0 DROPBOX INC-CLASS A CMN 26210C104 123688 6827778 SH DFND 4 0 6827778 0 DROPBOX INC-CLASS A CMN 26210C104 18115 1000000 SH Put DFND 1 0 1000000 0 DROPBOX INC-CLASS A CMN 26210C104 1462 80700 SH Call DFND 1 0 80700 0 DTE 6.25 11/01/2022 CMN 233331842 0 40000 SH SOLE 1 40000 0 0 DUPONT DE NEMOURS INC CMN 26614N102 6862 201114 SH DFND 1 0 201114 0 DUPONT DE NEMOURS INC CMN 26614N102 65 1910 SH DFND 4 0 1910 0 DUPONT DE NEMOURS INC CMN 26614N102 6824 200000 SH Put DFND 1 0 200000 0 DXC TECHNOLOGY CO CMN 23355L106 392 30000 SH DFND 1 0 30000 0 DXC TECHNOLOGY CO CMN 23355L106 12127 929008 SH DFND 4 0 929008 0 ETRADE FINANCIAL CORP CMN 269246401 3400 99097 SH DFND 1 0 99097 0 ETRADE FINANCIAL CORP CMN 269246401 576 16797 SH DFND 4 0 16797 0 ETRADE FINANCIAL CORP CMN 269246401 8578 250000 SH Call DFND 1 0 250000 0 EASTMAN CHEMICAL CO CMN 277432100 1026 22018 SH SOLE 4 22018 0 0 EDWARDS LIFESCIENCES CORP CMN 28176E108 9079 48131 SH SOLE 4 48131 0 0 EHEALTH INC CMN 28238P109 311 2200 SH SOLE 4 2200 0 0 EL PASO ELECTRIC CO CMN 283677854 1562 23000 SH SOLE 4 23000 0 0 ELANCO ANIMAL HEALTH INC CMN 28414H103 209 9352 SH SOLE 1 9352 0 0 ELDORADO RESORTS INC CMN 28470R102 6086 422786 SH SOLE 1 422786 0 0 ELDORADO RESORTS INC CMN 28470R102 5402 375300 SH Put SOLE 1 375300 0 0 ELDORADO RESORTS INC CMN 28470R102 20869 1449800 SH Call SOLE 1 1449800 0 0 ELEMENT SOLUTIONS INC CMN 28618M106 21237 2543239 SH DFND 1 0 2543239 0 ELEMENT SOLUTIONS INC CMN 28618M106 11760 1408375 SH DFND 4 0 1408375 0 ELI LILLY & CO CMN 532457108 1798 12968 SH SOLE 4 12968 0 0 ENCORE CAPITAL GROUP INC CNV 292554AK8 44 186591 PRN SOLE 1 186591 0 0 ENCORE CAPITAL GROUP INC CNV 292554AH5 49 205010 PRN SOLE 1 205010 0 0 ENCORE CAPITAL GROUP INC CNV 292554AF9 65 275497 PRN SOLE 1 275497 0 0 ENERGIZER HOLDINGS INC CMN 29272W109 2623 86766 SH SOLE 4 86766 0 0 ENERGY SELECT SECTOR SPDR CMN 81369Y506 11592 400000 SH Put SOLE 1 400000 0 0 ENERGY SELECT SECTOR SPDR CMN 81369Y506 28981 1000000 SH Call SOLE 1 1000000 0 0 ENPHASE ENERGY INC CMN 29355A107 2886 89160 SH SOLE 1 89160 0 0 ENPHASE ENERGY INC CMN 29355A107 3237 100000 SH Put SOLE 1 100000 0 0 ENR 7 1/2 01/15/22 CMN 29272W208 0 4000 SH SOLE 1 4000 0 0 ENTERPRISE PRODUCTS PARTNERS CMN 293792107 589 41500 SH Put SOLE 1 41500 0 0 ENTERPRISE PRODUCTS PARTNERS CMN 293792107 3835 270000 SH Call SOLE 1 270000 0 0 ENVESTNET INC CNV 29404KAB2 41 75459 PRN SOLE 1 75459 0 0 EPR PROPERTIES CMN 26884U109 436 18000 SH SOLE 4 18000 0 0 ESPERION THERAPEUTICS INC CMN 29664W105 22 705 SH DFND 1 0 705 0 ESPERION THERAPEUTICS INC CMN 29664W105 7060 224295 SH DFND 4 0 224295 0 ESTEE LAUDER COMPANIES-CL A CMN 518439104 2117 13296 SH SOLE 2 13296 0 0 EURONAV NV CMN B38564108 573 51000 SH SOLE 1 51000 0 0 EURONAV NV CMN B38564108 168 15000 SH Call SOLE 1 15000 0 0 EVERBRIDGE INC CMN 29978A104 28179 264426 SH SOLE 4 264426 0 0 EXACT SCIENCES CORP CNV 30063PAB1 6 9896 PRN SOLE 1 9896 0 0 EXACT SCIENCES CORP CNV 30063PAC9 194 334624 PRN SOLE 1 334624 0 0 EXPEDIA GROUP INC CMN 30212P303 768 13644 SH DFND 1 0 13644 0 EXPEDIA GROUP INC CMN 30212P303 18185 323047 SH DFND 2 0 323047 0 EXPEDIA GROUP INC CMN 30212P303 1 13 SH DFND 4 0 13 0 EXXON MOBIL CORP CMN 30231G102 218 5724 SH DFND 2 0 5724 0 EXXON MOBIL CORP CMN 30231G102 845 22243 SH DFND 1 0 22243 0 EXXON MOBIL CORP CMN 30231G102 654 17200 SH Call DFND 1 0 17200 0 F5 NETWORKS INC CMN 315616102 510 4768 SH SOLE 4 4768 0 0 FACEBOOK INC-CLASS A CMN 30303M102 25519 151276 SH DFND 1 0 151276 0 FACEBOOK INC-CLASS A CMN 30303M102 29737 176275 SH DFND 4 0 176275 0 FACEBOOK INC-CLASS A CMN 30303M102 37585 222800 SH Put DFND 1 0 222800 0 FACEBOOK INC-CLASS A CMN 30303M102 155165 919800 SH Call DFND 1 0 919800 0 FEDEX CORP CMN 31428X106 16 123 SH DFND 2 0 123 0 FEDEX CORP CMN 31428X106 1565 12351 SH DFND 1 0 12351 0 FERROGLOBE PLC CMN G33856108 162 341155 SH SOLE 4 341155 0 0 FIBROGEN INC CMN 31572Q808 589 17000 SH SOLE 4 17000 0 0 FIDELITY NATIONAL INFO SERV CMN 31620M106 4496 36940 SH DFND 1 0 36940 0 FIDELITY NATIONAL INFO SERV CMN 31620M106 44621 366625 SH DFND 4 0 366625 0 FIDELITY NATIONAL INFO SERV CMN 31620M106 6633 54500 SH Call DFND 1 0 54500 0 FIFTH THIRD BANCORP CMN 316773100 743 49900 SH Call SOLE 1 49900 0 0 FINANCIAL SELECT SECTOR SPDR CMN 81369Y605 11093 531600 SH Put SOLE 1 531600 0 0 FINANCIAL SELECT SECTOR SPDR CMN 81369Y605 13564 650000 SH Call SOLE 1 650000 0 0 FIRST HORIZON NATIONAL CORP CMN 320517105 129 16000 SH SOLE 4 16000 0 0 FIRSTENERGY CORP CMN 337932107 2805 70000 SH Call SOLE 1 70000 0 0 FITBIT INC - A CMN 33812L102 1065 160000 SH DFND 4 0 160000 0 FITBIT INC - A CMN 33812L102 1115 167500 SH Put DFND 1 0 167500 0 FITBIT INC - A CMN 33812L102 3476 522300 SH Call DFND 1 0 522300 0 FIVE9 INC CNV 338307AB7 31 40470 PRN SOLE 1 40470 0 0 FLEETCOR TECHNOLOGIES INC CMN 339041105 3298 17700 SH Call SOLE 1 17700 0 0 FLEX LTD CMN Y2573F102 108 13000 SH SOLE 1 13000 0 0 FLUOR CORP CMN 343412102 135 19700 SH Call SOLE 1 19700 0 0 FOOT LOCKER INC CMN 344849104 242 11000 SH SOLE 1 11000 0 0 FORD MOTOR CO CMN 345370860 7737 1416769 SH DFND 4 0 1416769 0 FORD MOTOR CO CMN 345370860 407 74600 SH Put DFND 1 0 74600 0 FORD MOTOR CO CMN 345370860 3511 643000 SH Call DFND 1 0 643000 0 FORESCOUT TECHNOLOGIES INC CMN 34553D101 119 3759 SH SOLE 1 3759 0 0 FORESCOUT TECHNOLOGIES INC CMN 34553D101 601 19000 SH Put SOLE 1 19000 0 0 FORTINET INC CMN 34959E109 23395 231366 SH SOLE 4 231366 0 0 FORTIVE CORP CNV 34959JAK4 11 20265 PRN SOLE 1 20265 0 0 FOX CORP - CLASS A CMN 35137L105 17 728 SH SOLE 1 728 0 0 FOX CORP - CLASS B CMN 35137L204 3683 160322 SH SOLE 4 160322 0 0 FREEPORT-MCMORAN INC CMN 35671D857 37 5096 SH DFND 2 0 5096 0 FREEPORT-MCMORAN INC CMN 35671D857 801 111713 SH DFND 4 0 111713 0 FREEPORT-MCMORAN INC CMN 35671D857 215 30000 SH Call DFND 1 0 30000 0 FRONT YARD RESIDENTIAL CORP CMN 35904G107 38 3231 SH SOLE 1 3231 0 0 FRONT YARD RESIDENTIAL CORP CMN 35904G107 6837 575000 SH Call SOLE 1 575000 0 0 FRONTLINE LTD CMN G3682E192 469 50000 SH SOLE 1 50000 0 0 FTI CONSULTING INC CNV 302941AP4 33 27640 PRN SOLE 1 27640 0 0 FTV 5 07/01/21 CMN 34959J207 0 700 SH SOLE 1 700 0 0 GAMING AND LEISURE PROPERTIE CMN 36467J108 250 9000 SH SOLE 4 9000 0 0 GDS HOLDINGS LTD - ADR CMN 36165L108 643 11100 SH SOLE 2 11100 0 0 GENERAL DYNAMICS CORP CMN 369550108 1 7 SH DFND 4 0 7 0 GENERAL DYNAMICS CORP CMN 369550108 278 2100 SH Call DFND 1 0 2100 0 GENERAL ELECTRIC CO CMN 369604103 2362 299392 SH DFND 4 0 299392 0 GENERAL ELECTRIC CO CMN 369604103 158 20000 SH Call DFND 1 0 20000 0 GENERAL MOTORS CO CMN 37045V100 3413 149897 SH DFND 4 0 149897 0 GENERAL MOTORS CO CMN 37045V100 8157 358200 SH Call DFND 1 0 358200 0 GENWORTH FINANCIAL INC-CL A CMN 37247D106 12330 3710000 SH SOLE 4 3710000 0 0 GEO GROUP INC/THE CMN 36162J106 2256 186900 SH Put SOLE 1 186900 0 0 GFLENV 6 03/15/23 CMN 36168Q120 0 446500 SH SOLE 1 446500 0 0 GILEAD SCIENCES INC CMN 375558103 742 10000 SH Call SOLE 1 10000 0 0 GLAUKOS CORP CMN 377322102 1880 61000 SH SOLE 4 61000 0 0 GLOBAL PAYMENTS INC CMN 37940X102 3327 23078 SH SOLE 4 23078 0 0 GOL LINHAS AEREAS INT SA-PRE CMN 38045R206 1827 420000 SH SOLE 4 420000 0 0 GOLDMAN SACHS GROUP INC CMN 38141G104 942 5861 SH DFND 2 0 5861 0 GOLDMAN SACHS GROUP INC CMN 38141G104 6339 39443 SH DFND 4 0 39443 0 GOODYEAR TIRE & RUBBER CO CMN 382550101 576 99020 SH DFND 2 0 99020 0 GOODYEAR TIRE & RUBBER CO CMN 382550101 1187 203861 SH DFND 4 0 203861 0 GOPRO INC-CLASS A CMN 38268T103 1457 488926 SH SOLE 4 488926 0 0 GRANITE CONSTRUCTION INC CMN 387328107 697 46000 SH SOLE 4 46000 0 0 GREENLIGHT CAPITAL RE LTD-A CMN G4095J109 59 10000 SH SOLE 4 10000 0 0 GRUBHUB INC CMN 400110102 11213 275647 SH SOLE 4 275647 0 0 HALLIBURTON CO CMN 406216101 8926 1310896 SH SOLE 4 1310896 0 0 HARLEY-DAVIDSON INC CMN 412822108 723 38256 SH SOLE 1 38256 0 0 HARLEY-DAVIDSON INC CMN 412822108 2069 109400 SH Put SOLE 1 109400 0 0 HARTFORD FINANCIAL SVCS GRP CMN 416515104 1087 30846 SH SOLE 4 30846 0 0 HCA HEALTHCARE INC CMN 40412C101 10935 121948 SH SOLE 4 121948 0 0 HDFC BANK LIMITED CMN 40415F101 42375 1104000 SH SOLE 2 1104000 0 0 HERSHEY CO/THE CMN 427866108 1192 8994 SH SOLE 4 8994 0 0 HERTZ GLOBAL HOLDINGS INC CMN 42806J106 320 51700 SH SOLE 1 51700 0 0 HERTZ GLOBAL HOLDINGS INC CMN 42806J106 587 94900 SH Put SOLE 1 94900 0 0 HESS CORP CMN 42809H107 4225 126792 SH DFND 1 0 126792 0 HESS CORP CMN 42809H107 28504 855342 SH DFND 4 0 855342 0 HEWLETT PACKARD ENTERPRISE CMN 42824C109 3452 356378 SH SOLE 4 356378 0 0 HILTON GRAND VACATIONS INC CMN 43283X105 8176 519664 SH SOLE 4 519664 0 0 HIMAX TECHNOLOGIES INC CMN 43289P106 492 180658 SH SOLE 4 180658 0 0 HOLOGIC INC CMN 436440101 7530 214899 SH SOLE 4 214899 0 0 HOME DEPOT INC CMN 437076102 38405 204398 SH SOLE 1 204398 0 0 HOME DEPOT INC CMN 437076102 78765 419200 SH Put SOLE 1 419200 0 0 HOME DEPOT INC CMN 437076102 90001 479000 SH Call SOLE 1 479000 0 0 HOST HOTELS & RESORTS INC CMN 44107P104 773 69892 SH SOLE 4 69892 0 0 HOSTESS BRANDS INC CMN 44109J114 17 25006 SH SOLE 1 25006 0 0 HOWARD HUGHES CORP/THE CMN 44267D107 10239 200648 SH SOLE 4 200648 0 0 HP INC CMN 40434L105 268 15000 SH SOLE 1 15000 0 0 HSBC HOLDINGS PLC CMN 404280406 10529 375000 SH SOLE 2 375000 0 0 HUNTINGTON BANCSHARES INC CMN 446150104 1138 140000 SH SOLE 1 140000 0 0 HUTCHISON CHINA MEDITECH LTD CMN 44842L103 1004 56000 SH SOLE 2 56000 0 0 HUYA INC-ADR CMN 44852D108 188 11100 SH SOLE 2 11100 0 0 IAA INC CMN 449253103 8066 268749 SH SOLE 4 268749 0 0 IAC/INTERACTIVECORP CMN 44919P508 15903 88523 SH SOLE 2 88523 0 0 ICICI BANK LTD CMN 45104G104 51 6040 SH DFND 6 0 6040 0 ICICI BANK LTD CMN 45104G104 10775 1286290 SH DFND 2 0 1286290 0 ICICI BANK LTD CMN 45104G104 1050 125376 SH DFND 4 0 125376 0 IDEX CORP CMN 45167R104 16247 117667 SH SOLE 4 117667 0 0 IFF 6 09/15/21 CMN 459506309 0 26678 SH SOLE 1 26678 0 0 ILLUMINA INC CMN 452327109 5976 21877 SH SOLE 1 21877 0 0 ILLUMINA INC CNV 452327AK5 1 522 PRN SOLE 1 522 0 0 IMAX CORP CMN 45245E109 59 6500 SH SOLE 1 6500 0 0 IMAX CORP CMN 45245E109 204 22500 SH Call SOLE 1 22500 0 0 INCYTE CORP CMN 45337C102 514 7017 SH SOLE 4 7017 0 0 INDUSTRIAL SELECT SECT SPDR CMN 81369Y704 2953 50000 SH Put SOLE 1 50000 0 0 INDUSTRIAL SELECT SECT SPDR CMN 81369Y704 6036 102200 SH Call SOLE 1 102200 0 0 INFOSYS LTD CMN 456788108 169 20550 SH SOLE 2 20550 0 0 INNERWORKINGS INC CMN 45773Y105 587 460056 SH SOLE 4 460056 0 0 INNOVIVA INC CMN 45781M101 57 4858 SH DFND 1 0 4858 0 INNOVIVA INC CMN 45781M101 11799 1004717 SH DFND 4 0 1004717 0 INNOVIVA INC CNV 88338TAB0 2 17451 PRN SOLE 1 17451 0 0 INOVALON HOLDINGS INC - A CMN 45781D101 460 27674 SH SOLE 4 27674 0 0 INSMED INC CNV 457669AA7 34 212607 PRN SOLE 1 212607 0 0 INSULET CORP CMN 45784P101 1901 11479 SH SOLE 1 11479 0 0 INTEL CORP CMN 458140100 214 4000 SH DFND 1 0 4000 0 INTEL CORP CMN 458140100 21547 402287 SH DFND 4 0 402287 0 INTEL CORP CMN 458140100 107247 2002300 SH Call DFND 1 0 2002300 0 INTELSAT SA CMN L5140P101 31 20000 SH Put SOLE 1 20000 0 0 INTELSAT SA CMN L5140P101 161 105000 SH Call SOLE 1 105000 0 0 INTERCEPT PHARMACEUTICALS IN CNV 45845PAA6 17 26307 PRN SOLE 1 26307 0 0 INTERDIGITAL INC CMN 45867G101 4713 105500 SH SOLE 4 105500 0 0 INTERNATIONAL PAPER CO CMN 460146103 22 693 SH DFND 2 0 693 0 INTERNATIONAL PAPER CO CMN 460146103 844 27132 SH DFND 4 0 27132 0 INTL BUSINESS MACHINES CORP CMN 459200101 2 14 SH DFND 2 0 14 0 INTL BUSINESS MACHINES CORP CMN 459200101 706 6113 SH DFND 4 0 6113 0 INVESCO QQQ TRUST SERIES 1 CMN 46090E103 624727 3275900 SH Put DFND 1 0 3275900 0 INVESCO QQQ TRUST SERIES 1 CMN 46090E103 342218 1794500 SH Call DFND 1 0 1794500 0 INVESCO QQQ TRUST SERIES 1 CMN 46090E103 16858 88400 SH Call DFND 4 0 88400 0 INVESCO SENIOR LOAN ETF CMN 46138G508 40876 2000000 SH Put SOLE 1 2000000 0 0 INVITAE CORP CMN 46185L103 208 15133 SH SOLE 1 15133 0 0 IONIS PHARMACEUTICALS INC CNV 464337AJ3 9 19025 PRN SOLE 1 19025 0 0 IPATH SERIES B S&P 500 VIX CMN 06746P621 13051 280000 SH Put SOLE 1 280000 0 0 IPATH SERIES B S&P 500 VIX CMN 06746P621 114091 2447700 SH Call SOLE 1 2447700 0 0 IQVIA HOLDINGS INC CMN 46266C105 2105 19495 SH SOLE 4 19495 0 0 IROBOT CORP CMN 462726100 10471 256057 SH SOLE 4 256057 0 0 IRONWOOD PHARMACEUTICALS INC CMN 46333X108 450 44684 SH SOLE 4 44684 0 0 ISHARES 20 YEAR TREASURY BO CMN 464287432 24780 150000 SH Put SOLE 1 150000 0 0 ISHARES 20 YEAR TREASURY BO CMN 464287432 57821 350000 SH Call SOLE 1 350000 0 0 ISHARES CHINA LARGE-CAP ETF CMN 464287184 7563 200000 SH Call SOLE 1 200000 0 0 ISHARES IBOXX HIGH YLD CORP CMN 464288513 227623 2950700 SH Put SOLE 1 2950700 0 0 ISHARES IBOXX INVESTMENT GRA CMN 464287242 111029 900200 SH Put SOLE 1 900200 0 0 ISHARES MSCI EMERGING MARKET CMN 464287234 60703 1791500 SH Put SOLE 1 1791500 0 0 ISHARES MSCI EMERGING MARKET CMN 464287234 27107 800000 SH Call SOLE 1 800000 0 0 ISHARES RUSSELL 2000 ETF CMN 464287655 2371399 20813000 SH Put DFND 1 0 20813000 0 ISHARES RUSSELL 2000 ETF CMN 464287655 81842 718300 SH Call DFND 1 0 718300 0 ISHARES RUSSELL 2000 ETF CMN 464287655 22788 200000 SH Call DFND 4 0 200000 0 ISHARES US REAL ESTATE ETF CMN 464287739 34818 500000 SH Put SOLE 1 500000 0 0 J2 GLOBAL INC CMN 48123V102 205 2743 SH SOLE 1 2743 0 0 JD.COM INC-ADR CMN 47215P106 4749 116912 SH DFND 1 0 116912 0 JD.COM INC-ADR CMN 47215P106 5493 135226 SH DFND 2 0 135226 0 JD.COM INC-ADR CMN 47215P106 6880 169376 SH DFND 4 0 169376 0 JETBLUE AIRWAYS CORP CMN 477143101 45 5007 SH SOLE 1 5007 0 0 JETBLUE AIRWAYS CORP CMN 477143101 2696 300400 SH Call SOLE 1 300400 0 0 JINKOSOLAR HOLDING CO LTD CMN 47759T100 93512 6332688 SH SOLE 4 6332688 0 0 JOHNSON & JOHNSON CMN 478160104 256 1931 SH SOLE 4 1931 0 0 JOYY INC CMN 46591M109 564 10600 SH DFND 2 0 10600 0 JOYY INC CMN 46591M109 2153 40500 SH DFND 4 0 40500 0 JPMORGAN CHASE & CO CMN 46625H100 1636 17716 SH DFND 4 0 17716 0 JPMORGAN CHASE & CO CMN 46625H100 18469 200000 SH Put DFND 1 0 200000 0 JPMORGAN CHASE & CO CMN 46625H100 9234 100000 SH Call DFND 1 0 100000 0 KALEYRA INC CMN 483379103 11692 1623000 SH SOLE 4 1623000 0 0 KARYOPHARM THERAPEUTICS INC CMN 48576U106 835 43596 SH SOLE 1 43596 0 0 KB FINANCIAL GROUP INC CMN 48241A105 909 33374 SH SOLE 4 33374 0 0 KBR INC CNV 48242WAB2 11 54091 PRN SOLE 1 54091 0 0 KELLOGG CO CMN 487836108 2900 48400 SH Call SOLE 1 48400 0 0 KKR & CO INC -A CMN 48251W104 517 22000 SH SOLE 1 22000 0 0 KKR & CO INC -A CMN 48251W104 1388 59100 SH Call SOLE 1 59100 0 0 KNIGHT-SWIFT TRANSPORTATION CMN 499049104 266 8111 SH SOLE 1 8111 0 0 KRAFT HEINZ CO/THE CMN 500754106 11034 447605 SH DFND 4 0 447605 0 KRAFT HEINZ CO/THE CMN 500754106 27 1100 SH Put DFND 4 0 1100 0 KRAFT HEINZ CO/THE CMN 500754106 1048 42500 SH Call DFND 1 0 42500 0 KT CORP CMN 48268K101 141 17901 SH SOLE 4 17901 0 0 L BRANDS INC CMN 501797104 185 15970 SH SOLE 1 15970 0 0 L BRANDS INC CMN 501797104 232 20000 SH Put SOLE 1 20000 0 0 L BRANDS INC CMN 501797104 2593 224000 SH Call SOLE 1 224000 0 0 LABORATORY CRP OF AMER HLDGS CMN 50540R409 5314 41948 SH SOLE 4 41948 0 0 LAM RESEARCH CORP CMN 512807108 1073 4458 SH SOLE 4 4458 0 0 LAMB WESTON HOLDINGS INC CMN 513272104 852 14891 SH SOLE 4 14891 0 0 LANDSTAR SYSTEM INC CMN 515098101 13609 141800 SH Put SOLE 1 141800 0 0 LANDSTAR SYSTEM INC CMN 515098101 13609 141800 SH Call SOLE 1 141800 0 0 LAS VEGAS SANDS CORP CMN 517834107 14227 335441 SH SOLE 1 335441 0 0 LAS VEGAS SANDS CORP CMN 517834107 20782 490000 SH Put SOLE 1 490000 0 0 LAS VEGAS SANDS CORP CMN 517834107 8101 191000 SH Call SOLE 1 191000 0 0 LEGG MASON INC CMN 524901105 1270 26000 SH SOLE 1 26000 0 0 LENDINGCLUB CORP CMN 52603A208 16931 2122285 SH DFND 2 0 2122285 0 LENDINGCLUB CORP CMN 52603A208 112 14060 SH DFND 4 0 14060 0 LENNAR CORP-A CMN 526057104 3272 85522 SH SOLE 4 85522 0 0 LIBERTY BROADBAND-A CMN 530307107 674 6290 SH SOLE 2 6290 0 0 LIBERTY BROADBAND-C CMN 530307305 1812 16354 SH SOLE 2 16354 0 0 LIBERTY GLOBAL PLC- C CMN G5480U120 317 20221 SH SOLE 4 20221 0 0 LIBERTY GLOBAL PLC-A CMN G5480U104 143 8688 SH SOLE 4 8688 0 0 LIBERTY MEDIA COR-SIRIUSXM A CMN 531229409 797 25161 SH DFND 2 0 25161 0 LIBERTY MEDIA COR-SIRIUSXM A CMN 531229409 1183 37361 SH DFND 4 0 37361 0 LIBERTY MEDIA COR-SIRIUSXM C CMN 531229607 1591 50322 SH SOLE 2 50322 0 0 LIBERTY MEDIA CORP-LIBERTY-A CMN 531229870 161 6290 SH SOLE 2 6290 0 0 LIBERTY MEDIA CORP-LIBERTY-C CMN 531229854 344 12580 SH DFND 2 0 12580 0 LIBERTY MEDIA CORP-LIBERTY-C CMN 531229854 1448 53000 SH DFND 4 0 53000 0 LIGAND PHARMACEUTICALS CMN 53220K504 430 5950 SH SOLE 4 5950 0 0 LINDE PLC CMN G5494J103 20197 116751 SH SOLE 4 116751 0 0 LIVE OAK BANCSHARES INC CMN 53803X105 831 67000 SH SOLE 4 67000 0 0 LIVERAMP HOLDINGS INC CMN 53815P108 329 10000 SH SOLE 1 10000 0 0 LOCKHEED MARTIN CORP CMN 539830109 6669 19684 SH DFND 1 0 19684 0 LOCKHEED MARTIN CORP CMN 539830109 476 1406 SH DFND 4 0 1406 0 LOCKHEED MARTIN CORP CMN 539830109 9791 28900 SH Put DFND 1 0 28900 0 LOGMEIN INC CMN 54142L109 30158 361722 SH SOLE 4 361722 0 0 LOWE'S COS INC CMN 548661107 1818 21128 SH DFND 1 0 21128 0 LOWE'S COS INC CMN 548661107 641 7454 SH DFND 4 0 7454 0 LOWE'S COS INC CMN 548661107 1850 21500 SH Put DFND 4 0 21500 0 LOWE'S COS INC CMN 548661107 2143 24900 SH Call DFND 4 0 24900 0 LPL FINANCIAL HOLDINGS INC CMN 50212V100 1084 20000 SH SOLE 1 20000 0 0 LPL FINANCIAL HOLDINGS INC CMN 50212V100 25200 464800 SH Call SOLE 1 464800 0 0 LYFT INC-A CMN 55087P104 456 17095 SH SOLE 4 17095 0 0 LYONDELLBASELL INDU-CL A CMN N53745100 1898 38289 SH SOLE 1 38289 0 0 LYONDELLBASELL INDU-CL A CMN N53745100 1869 37700 SH Put SOLE 1 37700 0 0 LYONDELLBASELL INDU-CL A CMN N53745100 12395 250000 SH Call SOLE 1 250000 0 0 MACQUARIE INFRASTRUCTURE COR CMN 55608B105 504 20000 SH SOLE 4 20000 0 0 MACY'S INC CMN 55616P104 180 36415 SH SOLE 4 36415 0 0 MADISON SQUARE GARDEN CO- A CMN 55825T103 62450 295000 SH SOLE 4 295000 0 0 MADRIGAL PHARMACEUTICALS INC CMN 558868105 233 3500 SH SOLE 4 3500 0 0 MAGNACHIP SEMICONDUCT CMN 55933J203 218 20000 SH SOLE 1 20000 0 0 MARATHON OIL CORP CMN 565849106 955 288289 SH SOLE 4 288289 0 0 MARATHON PETROLEUM CORP CMN 56585A102 2598 109883 SH DFND 1 0 109883 0 MARATHON PETROLEUM CORP CMN 56585A102 25959 1097867 SH DFND 4 0 1097867 0 MARATHON PETROLEUM CORP CMN 56585A102 3547 150000 SH Put DFND 1 0 150000 0 MARATHON PETROLEUM CORP CMN 56585A102 24605 1040600 SH Call DFND 1 0 1040600 0 MARRIOTT INTERNATIONAL -CL A CMN 571903202 898 11990 SH DFND 4 0 11990 0 MARRIOTT INTERNATIONAL -CL A CMN 571903202 24989 333800 SH Call DFND 1 0 333800 0 MARRIOTT VACATIONS WORLD CNV 57164YAB3 25 45865 PRN SOLE 1 45865 0 0 MASTERCARD INC - A CMN 57636Q104 53 218 SH DFND 2 0 218 0 MASTERCARD INC - A CMN 57636Q104 19596 81141 SH DFND 4 0 81141 0 MASTERCARD INC - A CMN 57636Q104 20721 85800 SH Call DFND 1 0 85800 0 MATCH GROUP INC CMN 57665R106 3602 54500 SH Call SOLE 1 54500 0 0 MATTEL INC CMN 577081102 201 22788 SH SOLE 1 22788 0 0 MATTEL INC CMN 577081102 1679 190400 SH Put SOLE 1 190400 0 0 MCDONALD'S CORP CMN 580135101 8852 51571 SH DFND 1 0 51571 0 MCDONALD'S CORP CMN 580135101 41 237 SH DFND 4 0 237 0 MEDIFAST INC CMN 58470H101 2833 45458 SH SOLE 4 45458 0 0 MELLANOX TECHNOLOGIES LTD CMN M51363113 1065 8786 SH SOLE 1 8786 0 0 MELLANOX TECHNOLOGIES LTD CMN M51363113 10147 83700 SH Put SOLE 1 83700 0 0 MELLANOX TECHNOLOGIES LTD CMN M51363113 873 7200 SH Call SOLE 1 7200 0 0 MERCADOLIBRE INC CMN 58733R102 425 871 SH SOLE 4 871 0 0 MERCK & CO. INC. CMN 58933Y105 3998 52541 SH SOLE 4 52541 0 0 MERITOR INC CMN 59001K100 5283 395966 SH DFND 1 0 395966 0 MERITOR INC CMN 59001K100 2688 201454 SH DFND 4 0 201454 0 METLIFE INC CMN 59156R108 616 20117 SH SOLE 4 20117 0 0 MFA FINANCIAL INC CMN 55272X102 385 236000 SH SOLE 4 236000 0 0 MGM RESORTS INTERNATIONAL CMN 552953101 720 61079 SH DFND 4 0 61079 0 MGM RESORTS INTERNATIONAL CMN 552953101 235 19900 SH Put DFND 1 0 19900 0 MGM RESORTS INTERNATIONAL CMN 552953101 5287 448400 SH Call DFND 1 0 448400 0 MICROCHIP TECHNOLOGY INC CMN 595017104 10249 150988 SH SOLE 1 150988 0 0 MICROCHIP TECHNOLOGY INC CNV 595017AD6 0 147 PRN SOLE 1 147 0 0 MICROCHIP TECHNOLOGY INC CNV 595017AH7 26 37719 PRN SOLE 1 37719 0 0 MICROCHIP TECHNOLOGY INC CMN 595017104 53049 781500 SH Call SOLE 1 781500 0 0 MICRON TECHNOLOGY INC CMN 595112103 373 8670 SH DFND 5 0 8670 0 MICRON TECHNOLOGY INC CMN 595112103 29320 680746 SH DFND 1 0 680746 0 MICRON TECHNOLOGY INC CMN 595112103 20625 478872 SH DFND 4 0 478872 0 MICRON TECHNOLOGY INC CMN 595112103 30636 711300 SH Put DFND 1 0 711300 0 MICRON TECHNOLOGY INC CMN 595112103 171566 3983400 SH Call DFND 1 0 3983400 0 MICROSOFT CORP CMN 594918104 14300 91960 SH DFND 1 0 91960 0 MICROSOFT CORP CMN 594918104 15 98 SH DFND 4 0 98 0 MICROSOFT CORP CMN 594918104 39964 257000 SH Put DFND 1 0 257000 0 MOBILE MINI INC CMN 60740F105 1730 66100 SH SOLE 4 66100 0 0 MOLSON COORS BEVERAGE CO - B CMN 60871R209 37 956 SH DFND 4 0 956 0 MOLSON COORS BEVERAGE CO - B CMN 60871R209 499 12800 SH Call DFND 1 0 12800 0 MOMO INC-SPON ADR CMN 60879B107 614 28300 SH DFND 2 0 28300 0 MOMO INC-SPON ADR CMN 60879B107 113 5200 SH DFND 4 0 5200 0 MONSTER BEVERAGE CORP CMN 61174X109 14227 252498 SH SOLE 4 252498 0 0 MONTAGE RESOURCES CORP CMN 61179L100 490 215633 SH SOLE 4 215633 0 0 MORGAN STANLEY CMN 617446448 455 12408 SH DFND 1 0 12408 0 MORGAN STANLEY CMN 617446448 782 21311 SH DFND 2 0 21311 0 MOTOROLA SOLUTIONS INC CMN 620076307 420 3162 SH SOLE 1 3162 0 0 MOTOROLA SOLUTIONS INC CMN 620076307 5585 42000 SH Put SOLE 1 42000 0 0 MSCI INC CMN 55354G100 2860 9899 SH SOLE 4 9899 0 0 MYLAN NV CMN N59465109 531 35642 SH SOLE 4 35642 0 0 NATIONAL BEVERAGE CORP CMN 635017106 1960 46500 SH Put SOLE 1 46500 0 0 NEE 5.279 03/01/2023 CMN 65339F770 0 130000 SH SOLE 1 130000 0 0 NEOGENOMICS INC CMN 64049M209 468 17000 SH SOLE 4 17000 0 0 NETEASE INC CMN 64110W102 4185 13095 SH DFND 2 0 13095 0 NETEASE INC CMN 64110W102 30 95 SH DFND 4 0 95 0 NETFLIX INC CMN 64110L106 33 90 SH DFND 2 0 90 0 NETFLIX INC CMN 64110L106 761 2049 SH DFND 5 0 2049 0 NETFLIX INC CMN 64110L106 99710 268642 SH DFND 4 0 268642 0 NETFLIX INC CMN 64110L106 65659 176900 SH Put DFND 1 0 176900 0 NETFLIX INC CMN 64110L106 5159 13900 SH Put DFND 4 0 13900 0 NETFLIX INC CMN 64110L106 96354 259600 SH Call DFND 1 0 259600 0 NEUROCRINE BIOSCIENCES INC CMN 64125C109 761 8771 SH SOLE 4 8771 0 0 NEUROCRINE BIOSCIENCES INC CNV 64125CAD1 7 7560 PRN SOLE 1 7560 0 0 NEVRO CORP CMN 64157F103 485 4857 SH DFND 1 0 4857 0 NEVRO CORP CMN 64157F103 3596 36000 SH DFND 4 0 36000 0 NEW ORIENTAL EDUCATION & TEC CMN 647581107 2850 26323 SH SOLE 2 26323 0 0 NEW RELIC INC CMN 64829B100 19184 414063 SH SOLE 4 414063 0 0 NEW YORK MORTGAGE TRUST INC CNV 649604AD7 23 1428999 PRN SOLE 1 1428999 0 0 NEWELL BRANDS INC CMN 651229106 266 20000 SH Put SOLE 1 20000 0 0 NEWELL BRANDS INC CMN 651229106 1202 90400 SH Call SOLE 1 90400 0 0 NEWMONT CORP CMN 651639106 203 4654 SH SOLE 4 4654 0 0 NEXSTAR MEDIA GROUP INC-CL A CMN 65336K103 2889 50000 SH Put SOLE 1 50000 0 0 NEXSTAR MEDIA GROUP INC-CL A CMN 65336K103 2311 40000 SH Call SOLE 1 40000 0 0 NEXTERA ENERGY INC CMN 65339F101 2404 10000 SH DFND 1 0 10000 0 NEXTERA ENERGY INC CMN 65339F101 25515 106123 SH DFND 4 0 106123 0 NEXTERA ENERGY PARTNERS LP CMN 65341B106 2346 54500 SH SOLE 4 54500 0 0 NGL ENERGY PARTNERS LP CMN 62913M107 588 227500 SH Put SOLE 1 227500 0 0 NICE LTD CMN 653656108 7600 52922 SH SOLE 4 52922 0 0 NIELSEN HOLDINGS PLC CMN G6518L108 129284 10295375 SH SOLE 4 10295375 0 0 NIKE INC -CL B CMN 654106103 635 7574 SH DFND 2 0 7574 0 NIKE INC -CL B CMN 654106103 10066 120028 SH DFND 4 0 120028 0 NORDSTROM INC CMN 655664100 118 7673 SH SOLE 1 7673 0 0 NORDSTROM INC CMN 655664100 768 50000 SH Call SOLE 1 50000 0 0 NORTHROP GRUMMAN CORP CMN 666807102 9816 32450 SH DFND 1 0 32450 0 NORTHROP GRUMMAN CORP CMN 666807102 66 219 SH DFND 4 0 219 0 NORTHROP GRUMMAN CORP CMN 666807102 12099 40000 SH Put DFND 1 0 40000 0 NORTONLIFELOCK INC CMN 668771108 20084 1072058 SH SOLE 1 1072058 0 0 NORTONLIFELOCK INC CMN 668771108 6557 350000 SH Put SOLE 1 350000 0 0 NOVOCURE LTD CMN G6674U108 1342 19936 SH SOLE 4 19936 0 0 NUANCE COMMUNICATIONS INC CMN 67020Y100 30 1777 SH SOLE 4 1777 0 0 NUANCE COMMUNICATIONS INC CNV 67020YAK6 3 14966 PRN SOLE 1 14966 0 0 NUVASIVE INC CMN 670704105 12412 245053 SH SOLE 4 245053 0 0 NVENT ELECTRIC PLC CMN G6700G107 840 50000 SH SOLE 4 50000 0 0 NVIDIA CORP CMN 67066G104 126 480 SH DFND 5 0 480 0 NVIDIA CORP CMN 67066G104 16856 64017 SH DFND 1 0 64017 0 NVIDIA CORP CMN 67066G104 2444 9283 SH DFND 4 0 9283 0 NVIDIA CORP CMN 67066G104 14482 55000 SH Put DFND 1 0 55000 0 NVIDIA CORP CMN 67066G104 14587 55400 SH Put DFND 4 0 55400 0 NVIDIA CORP CMN 67066G104 73832 280400 SH Call DFND 1 0 280400 0 NVR INC CMN 62944T105 5 2 SH DFND 1 0 2 0 NVR INC CMN 62944T105 13619 5272 SH DFND 4 0 5272 0 NXP SEMICONDUCTORS NV CMN N6596X109 274 3311 SH DFND 4 0 3311 0 NXP SEMICONDUCTORS NV CMN N6596X109 13345 161000 SH Call DFND 1 0 161000 0 O'REILLY AUTOMOTIVE INC CMN 67103H107 2172 7196 SH SOLE 4 7196 0 0 OCCIDENTAL PETROLEUM CORP CMN 674599105 4328 373796 SH Put SOLE 1 373796 0 0 OCCIDENTAL PETROLEUM CORP CMN 674599105 8289 716000 SH Call SOLE 1 716000 0 0 OI SA CMN 670851500 14139 31533080 SH SOLE 4 31533080 0 0 OKTA INC CMN 679295105 3635 29750 SH SOLE 4 29750 0 0 OLLIE'S BARGAIN OUTLET HOLDI CMN 681116109 1918 41479 SH SOLE 1 41479 0 0 OLLIE'S BARGAIN OUTLET HOLDI CMN 681116109 10816 233900 SH Put SOLE 1 233900 0 0 OLLIE'S BARGAIN OUTLET HOLDI CMN 681116109 1350 29200 SH Call SOLE 1 29200 0 0 OMNOVA SOLUTIONS INC CMN 682129101 10004 1000000 SH SOLE 4 1000000 0 0 ON SEMICONDUCTOR CORP CMN 682189105 377 30300 SH DFND 5 0 30300 0 ON SEMICONDUCTOR CORP CMN 682189105 2299 184560 SH DFND 4 0 184560 0 ON SEMICONDUCTOR CORP CNV 682189AK1 31 251615 PRN SOLE 1 251615 0 0 OPKO HEALTH INC CNV 68375NAD5 7 506629 PRN SOLE 1 506629 0 0 ORACLE CORP CMN 68389X105 5478 110000 SH SOLE 1 110000 0 0 OUTFRONT MEDIA INC CMN 69007J106 216 16000 SH SOLE 1 16000 0 0 OVINTIV INC CMN 69047Q102 582 216496 SH SOLE 1 216496 0 0 OVINTIV INC CMN 69047Q102 582 216500 SH Put SOLE 1 216500 0 0 OVINTIV INC CMN 69047Q102 5821 2164240 SH Call SOLE 1 2164240 0 0 P G & E CORP CMN 69331C108 9730 1075904 SH DFND 1 0 1075904 0 P G & E CORP CMN 69331C108 8771 969824 SH DFND 4 0 969824 0 P G & E CORP CMN 69331C108 21445 2371300 SH Put DFND 1 0 2371300 0 P G & E CORP CMN 69331C108 4880 539600 SH Call DFND 1 0 539600 0 PACIRA BIOSCIENCES INC CMN 695127100 204 6095 SH SOLE 1 6095 0 0 PACKAGING CORP OF AMERICA CMN 695156109 1508 17376 SH SOLE 4 17376 0 0 PALO ALTO NETWORKS INC CMN 697435105 82 500 SH DFND 5 0 500 0 PALO ALTO NETWORKS INC CMN 697435105 4751 28927 SH DFND 4 0 28927 0 PARATEK PHARMACEUTICALS INC CNV 699374AB0 11 349497 PRN SOLE 1 349497 0 0 PARK HOTELS & RESORTS INC CMN 700517105 119 15000 SH SOLE 1 15000 0 0 PARKER HANNIFIN CORP CMN 701094104 1306 10086 SH SOLE 1 10086 0 0 PARKER HANNIFIN CORP CMN 701094104 1334 10300 SH Put SOLE 1 10300 0 0 PARSLEY ENERGY INC-CLASS A CMN 701877102 6094 1075500 SH SOLE 4 1075500 0 0 PAYPAL HOLDINGS INC CMN 70450Y103 315 3236 SH SOLE 4 3236 0 0 PDL BIOPHARMA INC CMN 69329Y104 15 5246 SH DFND 1 0 5246 0 PDL BIOPHARMA INC CMN 69329Y104 2949 1046192 SH DFND 4 0 1046192 0 PEBBLEBROOK HOTEL TRUST CMN 70509V100 109 10000 SH SOLE 1 10000 0 0 PENN NATIONAL GAMING INC CMN 707569109 2081 164621 SH DFND 1 0 164621 0 PENN NATIONAL GAMING INC CMN 707569109 221 17500 SH DFND 4 0 17500 0 PENN NATIONAL GAMING INC CMN 707569109 7410 586100 SH Put DFND 1 0 586100 0 PENN NATIONAL GAMING INC CMN 707569109 1272 100600 SH Call DFND 1 0 100600 0 PENNYMAC MORTGAGE INVESTMENT CNV 70932AAB9 18 172077 PRN SOLE 1 172077 0 0 PEPSICO INC CMN 713448108 4781 40000 SH Call SOLE 1 40000 0 0 PERFICIENT INC CMN 71375U101 6704 246504 SH SOLE 4 246504 0 0 PFIZER INC CMN 717081103 3078 95000 SH DFND 1 0 95000 0 PFIZER INC CMN 717081103 25890 798995 SH DFND 4 0 798995 0 PFIZER INC CMN 717081103 3240 100000 SH Put DFND 1 0 100000 0 PFIZER INC CMN 717081103 3240 100000 SH Call DFND 1 0 100000 0 PGIM GLOBAL HIGH YIELD FUND CMN 69346J106 11078 1006403 SH SOLE 1 1006403 0 0 PHILIP MORRIS INTERNATIONAL CMN 718172109 476 6531 SH DFND 2 0 6531 0 PHILIP MORRIS INTERNATIONAL CMN 718172109 14588 200160 SH DFND 4 0 200160 0 PHYSICIANS REALTY TRUST CMN 71943U104 139 10000 SH SOLE 1 10000 0 0 PINNACLE WEST CAPITAL CMN 723484101 12685 167223 SH SOLE 4 167223 0 0 PINTEREST INC- CLASS A CMN 72352L106 14657 949955 SH SOLE 4 949955 0 0 PIONEER NATURAL RESOURCES CO CMN 723787107 4192 59891 SH DFND 1 0 59891 0 PIONEER NATURAL RESOURCES CO CMN 723787107 1530 21865 SH DFND 4 0 21865 0 PIONEER NATURAL RESOURCES CO CMN 723787107 27648 395000 SH Put DFND 1 0 395000 0 PITNEY BOWES INC CMN 724479100 90 44793 SH SOLE 4 44793 0 0 PLANET FITNESS INC - CL A CMN 72703H101 3889 80000 SH Put SOLE 1 80000 0 0 PLANTRONICS INC CMN 727493108 1011 100000 SH SOLE 4 100000 0 0 PLUG POWER INC CMN 72919P202 1609 456148 SH SOLE 4 456148 0 0 PLURALSIGHT INC - A CMN 72941B106 287 26000 SH SOLE 4 26000 0 0 PRA GROUP INC CNV 69354NAB2 69 249106 PRN SOLE 1 249106 0 0 PRIMO WATER CORP CMN 74167P108 317 35000 SH SOLE 4 35000 0 0 PROCTER & GAMBLE CO/THE CMN 742718109 508 4617 SH SOLE 4 4617 0 0 PROLOGIS INC CMN 74340W103 162 2019 SH DFND 2 0 2019 0 PROLOGIS INC CMN 74340W103 882 11000 SH DFND 1 0 11000 0 PTC THERAPEUTICS INC CMN 69366J200 1997 45000 SH SOLE 4 45000 0 0 PTC THERAPEUTICS INC CNV 69366JAB7 0 657 PRN SOLE 1 657 0 0 PULTEGROUP INC CMN 745867101 278 12400 SH DFND 1 0 12400 0 PULTEGROUP INC CMN 745867101 8639 385935 SH DFND 4 0 385935 0 PULTEGROUP INC CMN 745867101 278 12400 SH Put DFND 1 0 12400 0 PURE STORAGE INC - CLASS A CMN 74624M102 9224 750000 SH SOLE 1 750000 0 0 PURE STORAGE INC - CLASS A CMN 74624M102 12729 1035000 SH Put SOLE 1 1035000 0 0 QEP RESOURCES INC CMN 74733V100 12 25000 SH SOLE 1 25000 0 0 QEP RESOURCES INC CMN 74733V100 23 50000 SH Put SOLE 1 50000 0 0 QIAGEN N.V. CMN N72482123 831 20000 SH SOLE 1 20000 0 0 QUEST DIAGNOSTICS INC CMN 74834L100 900 11200 SH Call SOLE 1 11200 0 0 RADIUS HEALTH INC CMN 750469207 570 44000 SH SOLE 4 44000 0 0 RAPID7 INC CMN 753422104 1102 25500 SH SOLE 4 25500 0 0 RAYMOND JAMES FINANCIAL INC CMN 754730109 2656 42000 SH Call SOLE 1 42000 0 0 RAYTHEON COMPANY CMN 755111507 2027 15403 SH DFND 1 0 15403 0 RAYTHEON COMPANY CMN 755111507 10340 78569 SH DFND 4 0 78569 0 RAYTHEON COMPANY CMN 755111507 15068 114500 SH Put DFND 1 0 114500 0 RAYTHEON COMPANY CMN 755111507 88829 675000 SH Call DFND 4 0 675000 0 REALPAGE INC CMN 75606N109 4433 83700 SH SOLE 4 83700 0 0 REALPAGE INC CNV 75606NAB5 34 63317 PRN SOLE 1 63317 0 0 RED ROCK RESORTS INC-CLASS A CMN 75700L108 633 74009 SH DFND 1 0 74009 0 RED ROCK RESORTS INC-CLASS A CMN 75700L108 1282 150000 SH DFND 4 0 150000 0 RED ROCK RESORTS INC-CLASS A CMN 75700L108 320 37400 SH Put DFND 1 0 37400 0 REDWOOD TRUST INC CNV 758075AC9 1 10704 PRN SOLE 1 10704 0 0 REDWOOD TRUST INC CNV 758075AD7 7 137787 PRN SOLE 1 137787 0 0 RENT-A-CENTER INC CMN 76009N100 21602 1522649 SH SOLE 4 1522649 0 0 RETROPHIN INC CNV 761299AB2 48 327148 PRN SOLE 1 327148 0 0 RH CMN 74967X103 1576 15693 SH SOLE 1 15693 0 0 RH CMN 74967X103 110 1100 SH Put SOLE 1 1100 0 0 RINGCENTRAL INC-CLASS A CMN 76680R206 8238 38899 SH DFND 1 0 38899 0 RINGCENTRAL INC-CLASS A CMN 76680R206 22229 104967 SH DFND 4 0 104967 0 RINGCENTRAL INC-CLASS A CMN 76680R206 17895 84500 SH Put DFND 1 0 84500 0 ROKU INC CMN 77543R102 7627 87083 SH SOLE 1 87083 0 0 ROKU INC CMN 77543R102 12165 138900 SH Put SOLE 1 138900 0 0 ROYAL BANK OF CANADA CMN 780087102 343 5600 SH SOLE 1 5600 0 0 ROYAL BANK OF CANADA CMN 780087102 24961 407100 SH Put SOLE 1 407100 0 0 ROYAL BANK OF CANADA CMN 780087102 24526 400000 SH Call SOLE 1 400000 0 0 ROYAL CARIBBEAN CRUISES LTD CMN V7780T103 1059 32938 SH DFND 1 0 32938 0 ROYAL CARIBBEAN CRUISES LTD CMN V7780T103 106 3286 SH DFND 4 0 3286 0 ROYAL CARIBBEAN CRUISES LTD CMN V7780T103 1380 42900 SH Put DFND 1 0 42900 0 ROYAL DUTCH SHELL PLC-B SHS CMN 780259107 289 8864 SH SOLE 4 8864 0 0 RR DONNELLEY & SONS CO CMN 257867200 1445 1522483 SH SOLE 1 1522483 0 0 SAILPOINT TECHNOLOGIES HOLDI CMN 78781P105 1814 119111 SH SOLE 4 119111 0 0 SALESFORCE.COM INC CMN 79466L302 4106 28511 SH DFND 1 0 28511 0 SALESFORCE.COM INC CMN 79466L302 20909 145184 SH DFND 4 0 145184 0 SALESFORCE.COM INC CMN 79466L302 8641 60000 SH Put DFND 1 0 60000 0 SALESFORCE.COM INC CMN 79466L302 10441 72500 SH Call DFND 1 0 72500 0 SAREPTA THERAPEUTICS INC CMN 803607100 1075 11000 SH SOLE 4 11000 0 0 SAREPTA THERAPEUTICS INC CNV 803607AB6 123 126321 PRN SOLE 1 126321 0 0 SCHLUMBERGER LTD CMN 806857108 15 1113 SH DFND 1 0 1113 0 SCHLUMBERGER LTD CMN 806857108 234 17300 SH DFND 2 0 17300 0 SCHLUMBERGER LTD CMN 806857108 2373 175123 SH DFND 4 0 175123 0 SCHWAB (CHARLES) CORP CMN 808513105 1276 37900 SH SOLE 1 37900 0 0 SCIENTIFIC GAMES CORP CMN 80874P109 104 10800 SH DFND 1 0 10800 0 SCIENTIFIC GAMES CORP CMN 80874P109 1025 106000 SH DFND 4 0 106000 0 SCIENTIFIC GAMES CORP CMN 80874P109 104 10800 SH Put DFND 1 0 10800 0 SCORPIO TANKERS INC CMN Y7542C130 345 18000 SH SOLE 1 18000 0 0 SCORPIO TANKERS INC CMN Y7542C130 192 10000 SH Call SOLE 1 10000 0 0 SEAWORLD ENTERTAINMENT INC CMN 81282V100 245 22100 SH DFND 1 0 22100 0 SEAWORLD ENTERTAINMENT INC CMN 81282V100 94 8500 SH DFND 4 0 8500 0 SEAWORLD ENTERTAINMENT INC CMN 81282V100 775 70000 SH Put DFND 1 0 70000 0 SEAWORLD ENTERTAINMENT INC CMN 81282V100 2216 200000 SH Call DFND 1 0 200000 0 SERVICEMASTER GLOBAL HOLDING CMN 81761R109 1809 67026 SH SOLE 4 67026 0 0 SERVICENOW INC CMN 81762P102 29 100 SH DFND 5 0 100 0 SERVICENOW INC CMN 81762P102 1188 4142 SH DFND 2 0 4142 0 SERVICENOW INC CMN 81762P102 830 2893 SH DFND 4 0 2893 0 SHERWIN-WILLIAMS CO/THE CMN 824348106 10052 21897 SH SOLE 4 21897 0 0 SHOPIFY INC - CLASS A CMN 82509L107 4163 9974 SH DFND 1 0 9974 0 SHOPIFY INC - CLASS A CMN 82509L107 235 563 SH DFND 4 0 563 0 SHOPIFY INC - CLASS A CMN 82509L107 47161 113000 SH Put DFND 1 0 113000 0 SHOPIFY INC - CLASS A CMN 82509L107 31302 75000 SH Call DFND 1 0 75000 0 SIMON PROPERTY GROUP INC CMN 828806109 3415 62400 SH SOLE 1 62400 0 0 SIMON PROPERTY GROUP INC CMN 828806109 3415 62400 SH Put SOLE 1 62400 0 0 SINA CORP CMN G81477104 373 11700 SH DFND 2 0 11700 0 SINA CORP CMN G81477104 895 28095 SH DFND 4 0 28095 0 SIRIUS XM HOLDINGS INC CMN 82968B103 572 115567 SH SOLE 1 115567 0 0 SIRIUS XM HOLDINGS INC CMN 82968B103 886 178900 SH Put SOLE 1 178900 0 0 SKYWORKS SOLUTIONS INC CMN 83088M102 833 9329 SH DFND 1 0 9329 0 SKYWORKS SOLUTIONS INC CMN 83088M102 1187 13290 SH DFND 4 0 13290 0 SKYWORKS SOLUTIONS INC CMN 83088M102 10050 112500 SH Call DFND 1 0 112500 0 SLACK TECHNOLOGIES INC- CL A CMN 83088V102 1337 49739 SH DFND 1 0 49739 0 SLACK TECHNOLOGIES INC- CL A CMN 83088V102 6343 236026 SH DFND 4 0 236026 0 SLACK TECHNOLOGIES INC- CL A CMN 83088V102 1760 65500 SH Put DFND 1 0 65500 0 SM ENERGY CO CMN 78454L100 14 11338 SH SOLE 4 11338 0 0 SMART GLOBAL HOLDINGS INC CMN G8232Y101 2861 119000 SH SOLE 4 119000 0 0 SNAP INC - A CMN 83304A106 2 183 SH DFND 2 0 183 0 SNAP INC - A CMN 83304A106 7386 604700 SH DFND 1 0 604700 0 SNAP INC - A CMN 83304A106 1221 100000 SH Put DFND 1 0 100000 0 SNAP INC - A CMN 83304A106 2076 170000 SH Call DFND 1 0 170000 0 SO 6 3/4 08/01/22 CMN 842587602 0 85839 SH SOLE 1 85839 0 0 SOGOU INC-ADR CMN 83409V104 474 141125 SH SOLE 4 141125 0 0 SONY CORP CMN 835699307 23422 395427 SH DFND 4 0 395427 0 SONY CORP CMN 835699307 2073 35000 SH Put DFND 4 0 35000 0 SONY CORP CMN 835699307 8571 144700 SH Call DFND 1 0 144700 0 SONY CORP CMN 835699307 2073 35000 SH Call DFND 4 0 35000 0 SOUTHERN CO/THE CMN 842587107 73 1352 SH SOLE 2 1352 0 0 SPDR GOLD SHARES CMN 78463V107 103894 698400 SH Put SOLE 1 698400 0 0 SPDR GOLD SHARES CMN 78463V107 614664 4131900 SH Call SOLE 1 4131900 0 0 SPDR S&P 500 ETF TRUST CMN 78462F103 471598 1831000 SH Put DFND 1 0 1831000 0 SPDR S&P 500 ETF TRUST CMN 78462F103 386344 1500000 SH Put DFND 4 0 1500000 0 SPDR S&P 500 ETF TRUST CMN 78462F103 879835 3416000 SH Call DFND 1 0 3416000 0 SPLUNK INC CMN 848637104 723 5735 SH DFND 2 0 5735 0 SPLUNK INC CMN 848637104 27534 218332 SH DFND 4 0 218332 0 SPOTIFY TECHNOLOGY SA CMN L8681T102 21429 176273 SH SOLE 4 176273 0 0 SPRINT CORP CMN 85207U105 1344 156401 SH DFND 1 0 156401 0 SPRINT CORP CMN 85207U105 4055 472010 SH DFND 4 0 472010 0 SPRINT CORP CMN 85207U105 8334 970000 SH Put DFND 1 0 970000 0 SQUARE INC - A CMN 852234103 5 89 SH DFND 5 0 89 0 SQUARE INC - A CMN 852234103 158 3000 SH DFND 2 0 3000 0 SQUARE INC - A CMN 852234103 18520 352239 SH DFND 4 0 352239 0 SQUARE INC - A CMN 852234103 5211 99100 SH Put DFND 1 0 99100 0 SQUARE INC - A CMN 852234103 5211 99100 SH Call DFND 1 0 99100 0 SRE 6 01/15/21 CMN 816851406 0 32712 SH SOLE 1 32712 0 0 STARBUCKS CORP CMN 855244109 454 6700 SH DFND 2 0 6700 0 STARBUCKS CORP CMN 855244109 9561 141054 SH DFND 1 0 141054 0 STARBUCKS CORP CMN 855244109 9605 141700 SH Put DFND 1 0 141700 0 STARBUCKS CORP CMN 855244109 6216 91700 SH Call DFND 1 0 91700 0 STERICYCLE INC CMN 858912108 2594 53500 SH SOLE 4 53500 0 0 STONECO LTD-A CMN G85158106 2323 106328 SH SOLE 1 106328 0 0 STONECO LTD-A CMN G85158106 2333 106800 SH Put SOLE 1 106800 0 0 SUMMIT MATERIALS INC -CL A CMN 86614U100 1061 71064 SH SOLE 1 71064 0 0 SUMMIT MATERIALS INC -CL A CMN 86614U100 2539 170000 SH Call SOLE 1 170000 0 0 SWITCH INC - A CMN 87105L104 1116 77500 SH SOLE 4 77500 0 0 SYNAPTICS INC CNV 87157DAD1 42 72075 PRN SOLE 1 72075 0 0 SYNCHRONY FINANCIAL CMN 87165B103 4393 272500 SH DFND 1 0 272500 0 SYNCHRONY FINANCIAL CMN 87165B103 1363 84532 SH DFND 4 0 84532 0 SYNCHRONY FINANCIAL CMN 87165B103 7661 475200 SH Put DFND 1 0 475200 0 T ROWE PRICE GROUP INC CMN 74144T108 1659 17000 SH SOLE 1 17000 0 0 T ROWE PRICE GROUP INC CMN 74144T108 2606 26700 SH Put SOLE 1 26700 0 0 T-MOBILE US INC CMN 872590104 888 10583 SH DFND 1 0 10583 0 T-MOBILE US INC CMN 872590104 7762 92540 SH DFND 2 0 92540 0 T-MOBILE US INC CMN 872590104 1678 20000 SH Put DFND 1 0 20000 0 T-MOBILE US INC CMN 872590104 1493 17800 SH Call DFND 1 0 17800 0 TAIWAN SEMICONDUCTOR MANUFAC CMN 874039100 117 2450 SH DFND 1 0 2450 0 TAIWAN SEMICONDUCTOR MANUFAC CMN 874039100 1327 27825 SH DFND 2 0 27825 0 TAIWAN SEMICONDUCTOR MANUFAC CMN 874039100 1352 28340 SH DFND 4 0 28340 0 TAKE-TWO INTERACTIVE SOFTWRE CMN 874054109 3555 29989 SH SOLE 4 29989 0 0 TAKEDA PHARMACEUTICAL CO LTD CMN 874060205 1554 102500 SH SOLE 1 102500 0 0 TAKEDA PHARMACEUTICAL CO LTD CMN 874060205 1687 111250 SH Put SOLE 1 111250 0 0 TAKEDA PHARMACEUTICAL CO LTD CMN 874060205 1687 111250 SH Call SOLE 1 111250 0 0 TALLGRASS ENERGY LP-CLASS A CMN 874696107 626 38000 SH SOLE 4 38000 0 0 TAPESTRY INC CMN 876030107 165 12726 SH SOLE 4 12726 0 0 TARGET CORP CMN 87612E106 2743 29377 SH DFND 1 0 29377 0 TARGET CORP CMN 87612E106 18292 195908 SH DFND 4 0 195908 0 TARGET CORP CMN 87612E106 5360 57400 SH Put DFND 1 0 57400 0 TATA MOTORS LTD CMN 876568502 1363 290000 SH SOLE 2 290000 0 0 TAUBMAN CENTERS INC CMN 876664103 6999 167063 SH SOLE 4 167063 0 0 TD AMERITRADE HOLDING CORP CMN 87236Y108 2531 72900 SH DFND 4 0 72900 0 TD AMERITRADE HOLDING CORP CMN 87236Y108 7 200 SH Call DFND 1 0 200 0 TEAM INC CMN 878155100 185 27394 SH SOLE 1 27394 0 0 TEGNA INC CMN 87901J105 135 12500 SH DFND 1 0 12500 0 TEGNA INC CMN 87901J105 1496 138000 SH DFND 4 0 138000 0 TELLURIAN INC CMN 87968A104 1069 1194789 SH SOLE 1 1194789 0 0 TELLURIAN INC CMN 87968A104 626 700000 SH Call SOLE 1 700000 0 0 TEMPUR SEALY INTERNATIONAL I CMN 88023U101 881 20168 SH SOLE 1 20168 0 0 TEMPUR SEALY INTERNATIONAL I CMN 88023U101 1087 24900 SH Put SOLE 1 24900 0 0 TERADYNE INC CMN 880770102 13016 240230 SH SOLE 4 240230 0 0 TERRAFORM POWER INC - A CMN 88104R209 2905 184917 SH SOLE 4 184917 0 0 TESLA INC CMN 88160R101 10902 22271 SH DFND 4 0 22271 0 TESLA INC CNV 88160RAG6 1 145 PRN SOLE 1 145 0 0 TESLA INC CNV 88160RAC5 541 110546 PRN SOLE 1 110546 0 0 TESLA INC CMN 88160R101 18504 37800 SH Put DFND 1 0 37800 0 TESLA INC CMN 88160R101 7343 15000 SH Call DFND 1 0 15000 0 TEVA PHARMACEUTICAL IND LTD CMN 881624209 3218 363019 SH SOLE 4 363019 0 0 TEXAS CAPITAL BANCSHARES INC CMN 88224Q107 10780 485930 SH SOLE 4 485930 0 0 TIFFANY & CO CMN 886547108 9767 75500 SH DFND 1 0 75500 0 TIFFANY & CO CMN 886547108 37375 288909 SH DFND 4 0 288909 0 TIFFANY & CO CMN 886547108 21345 165000 SH Put DFND 1 0 165000 0 TIVO CORP CMN 88870P106 529 75000 SH SOLE 4 75000 0 0 TORO CO CMN 891092108 625 9595 SH SOLE 4 9595 0 0 TOTAL SA CMN 89151E109 996 27500 SH DFND 4 0 27500 0 TOTAL SA CMN 89151E109 2317 64000 SH Call DFND 1 0 64000 0 TRADE DESK INC/THE -CLASS A CMN 88339J105 863 4460 SH SOLE 2 4460 0 0 TRANE TECHNOLOGIES PLC CMN G8994E103 2428 29409 SH SOLE 4 29409 0 0 TRANSDIGM GROUP INC CMN 893641100 2404 7500 SH Call SOLE 1 7500 0 0 TRANSOCEAN LTD CNV 893830BJ7 0 3892 PRN SOLE 1 3892 0 0 TRANSOCEAN LTD CMN H8817H100 685 381800 SH Put SOLE 1 381800 0 0 TRANSOCEAN LTD CMN H8817H100 1795 1000000 SH Call SOLE 1 1000000 0 0 TRIPADVISOR INC CMN 896945201 1633 93458 SH SOLE 4 93458 0 0 TTM TECHNOLOGIES CMN 87305R109 7754 753333 SH SOLE 4 753333 0 0 TURQUOISE HILL RESOURCES LTD CMN 900435108 23002 59340999 SH SOLE 4 59340999 0 0 TWILIO INC - A CMN 90138F102 18 200 SH DFND 5 0 200 0 TWILIO INC - A CMN 90138F102 364 4075 SH DFND 2 0 4075 0 TWILIO INC - A CMN 90138F102 2072 23173 SH DFND 1 0 23173 0 TWILIO INC - A CMN 90138F102 5803 64906 SH DFND 4 0 64906 0 TWILIO INC - A CMN 90138F102 6795 76000 SH Call DFND 1 0 76000 0 TWITTER INC CMN 90184L102 318467 12202084 SH SOLE 4 12202084 0 0 TWITTER INC CMN 90184L102 97873 3750000 SH Put SOLE 4 3750000 0 0 TYSON FOODS INC-CL A CMN 902494103 29806 515080 SH DFND 1 0 515080 0 TYSON FOODS INC-CL A CMN 902494103 161 2786 SH DFND 4 0 2786 0 TYSON FOODS INC-CL A CMN 902494103 33042 571000 SH Put DFND 1 0 571000 0 TYSON FOODS INC-CL A CMN 902494103 1215 21000 SH Call DFND 1 0 21000 0 UBER TECHNOLOGIES INC CMN 90353T100 0 4 SH DFND 1 0 4 0 UBER TECHNOLOGIES INC CMN 90353T100 18451 622040 SH DFND 4 0 622040 0 UNDER ARMOUR INC-CLASS A CMN 904311107 467 50587 SH SOLE 4 50587 0 0 UNION PACIFIC CORP CMN 907818108 2928 20000 SH Call SOLE 1 20000 0 0 UNITED AIRLINES HOLDINGS INC CMN 910047109 421 13355 SH SOLE 1 13355 0 0 UNITED AIRLINES HOLDINGS INC CMN 910047109 530 16800 SH Put SOLE 1 16800 0 0 UNITED AIRLINES HOLDINGS INC CMN 910047109 631 20000 SH Call SOLE 1 20000 0 0 UNITED MICROELECTRONICS CORP CMN 910873405 2384 1082975 SH DFND 2 0 1082975 0 UNITED MICROELECTRONICS CORP CMN 910873405 533 242150 SH DFND 4 0 242150 0 UNITED PARCEL SERVICE-CL B CMN 911312106 24 247 SH DFND 2 0 247 0 UNITED PARCEL SERVICE-CL B CMN 911312106 100 1047 SH DFND 4 0 1047 0 UNITED PARCEL SERVICE-CL B CMN 911312106 4310 45000 SH Put DFND 1 0 45000 0 UNITED PARCEL SERVICE-CL B CMN 911312106 22056 230300 SH Call DFND 1 0 230300 0 UNITED RENTALS INC CMN 911363109 1545 15089 SH SOLE 4 15089 0 0 UNITED STATES OIL FUND LP CMN 91232N108 9685 2211500 SH Put SOLE 1 2211500 0 0 UNITED STATES STEEL CORP CMN 912909108 209 30980 SH SOLE 4 30980 0 0 UNITED TECHNOLOGIES CORP CMN 913017109 171 1664 SH DFND 3 0 1664 0 UNITED TECHNOLOGIES CORP CMN 913017109 5485 53482 SH DFND 1 0 53482 0 UNITED TECHNOLOGIES CORP CMN 913017109 15577 151900 SH Put DFND 1 0 151900 0 UNITEDHEALTH GROUP INC CMN 91324P102 3741 15000 SH SOLE 1 15000 0 0 UNITEDHEALTH GROUP INC CMN 91324P102 44886 180000 SH Put SOLE 1 180000 0 0 UNITEDHEALTH GROUP INC CMN 91324P102 44886 180000 SH Call SOLE 1 180000 0 0 UNITI GROUP INC CMN 91325V108 73351 12072813 SH SOLE 4 12072813 0 0 UNIVERSAL HEALTH SERVICES-B CMN 913903100 5745 58383 SH SOLE 4 58383 0 0 US FOODS HOLDING CORP CMN 912008109 89 5000 SH DFND 1 0 5000 0 US FOODS HOLDING CORP CMN 912008109 6667 376064 SH DFND 4 0 376064 0 USA COMPRESSION PARTNERS LP CMN 90290N109 72 13500 SH Put SOLE 1 13500 0 0 VALE SA CMN 91912E105 54 6530 SH DFND 2 0 6530 0 VALE SA CMN 91912E105 914 110000 SH DFND 1 0 110000 0 VALE SA CMN 91912E105 67 8063 SH DFND 4 0 8063 0 VALE SA CMN 91912E105 1412 170000 SH Put DFND 1 0 170000 0 VALERO ENERGY CORP CMN 91913Y100 3175 69803 SH SOLE 1 69803 0 0 VALERO ENERGY CORP CMN 91913Y100 2274 50000 SH Put SOLE 1 50000 0 0 VANECK SEMICONDUCTOR CMN 92189F676 17618 150000 SH Put SOLE 1 150000 0 0 VECTOR GROUP LTD CNV 92240MBC1 69 732693 PRN SOLE 1 732693 0 0 VENTAS INC CMN 92276F100 7772 288755 SH SOLE 4 288755 0 0 VERASTEM INC CMN 92337C104 506 193300 SH Call SOLE 1 193300 0 0 VERIZON COMMUNICATIONS INC CMN 92343V104 141 2580 SH DFND 4 0 2580 0 VERIZON COMMUNICATIONS INC CMN 92343V104 8052 147600 SH Call DFND 1 0 147600 0 VERTEX PHARMACEUTICALS INC CMN 92532F100 19227 80788 SH SOLE 4 80788 0 0 VERTIV HOLDINGS CO CMN 92537N108 1687 195000 SH SOLE 4 195000 0 0 VF CORP CMN 918204108 467 8600 SH DFND 1 0 8600 0 VF CORP CMN 918204108 5658 104087 SH DFND 4 0 104087 0 VF CORP CMN 918204108 1218 22400 SH Call DFND 1 0 22400 0 VIACOMCBS INC - CLASS B CMN 92556H206 4937 351939 SH SOLE 4 351939 0 0 VIEWRAY INC CMN 92672L107 49 20000 SH SOLE 1 20000 0 0 VIPER ENERGY PARTNERS LP CMN 92763M105 12257 1851552 SH SOLE 4 1851552 0 0 VIPSHOP HOLDINGS LTD - ADR CMN 92763W103 1277 82300 SH DFND 2 0 82300 0 VIPSHOP HOLDINGS LTD - ADR CMN 92763W103 21557 1389294 SH DFND 4 0 1389294 0 VIRGIN GALACTIC HOLDINGS INC CMN 92766K106 2863 193718 SH SOLE 4 193718 0 0 VISA INC-CLASS A SHARES CMN 92826C839 43 264 SH DFND 2 0 264 0 VISA INC-CLASS A SHARES CMN 92826C839 487 3000 SH DFND 1 0 3000 0 VMWARE INC-CLASS A CMN 928563402 21953 181337 SH SOLE 1 181337 0 0 VMWARE INC-CLASS A CMN 928563402 34139 282000 SH Put SOLE 1 282000 0 0 VOCERA COMMUNICATIONS INC CMN 92857F107 2028 95413 SH SOLE 4 95413 0 0 VONAGE HOLDINGS CORP CMN 92886T201 23626 3272089 SH SOLE 4 3272089 0 0 WALMART INC CMN 931142103 33 289 SH DFND 2 0 289 0 WALMART INC CMN 931142103 1151 10104 SH DFND 1 0 10104 0 WALMART INC CMN 931142103 23 200 SH Call DFND 1 0 200 0 WALT DISNEY CO/THE CMN 254687106 41051 404600 SH Put SOLE 1 404600 0 0 WALT DISNEY CO/THE CMN 254687106 13535 133400 SH Call SOLE 1 133400 0 0 WASHINGTON FEDERAL INC CMN 938824109 381 14700 SH SOLE 4 14700 0 0 WAYFAIR INC- CLASS A CNV 94419LAD3 49 91365 PRN SOLE 1 91365 0 0 WEIBO CORP-SPON ADR CMN 948596101 344 10400 SH DFND 2 0 10400 0 WEIBO CORP-SPON ADR CMN 948596101 393 11860 SH DFND 4 0 11860 0 WELLS FARGO & CO CMN 949746101 50 1635 SH DFND 2 0 1635 0 WELLS FARGO & CO CMN 949746101 4807 157094 SH DFND 4 0 157094 0 WELLS FARGO & CO CMN 949746101 104949 3429800 SH Call DFND 1 0 3429800 0 WESTERN DIGITAL CORP CMN 958102105 880 21190 SH DFND 1 0 21190 0 WESTERN DIGITAL CORP CMN 958102105 878 21128 SH DFND 4 0 21128 0 WESTERN UNION CO CMN 959802109 2526 137994 SH SOLE 4 137994 0 0 WEX INC CMN 96208T104 3550 33908 SH SOLE 1 33908 0 0 WEX INC CMN 96208T104 4345 41500 SH Put SOLE 1 41500 0 0 WILLIAMS COS INC CMN 969457100 3820 270500 SH Call SOLE 1 270500 0 0 WILLSCOT CORP CMN 971375126 556 55000 SH SOLE 4 55000 0 0 WIX.COM LTD CMN M98068105 2582 25600 SH Call SOLE 1 25600 0 0 WORKDAY INC-CLASS A CMN 98138H101 130 1000 SH DFND 2 0 1000 0 WORKDAY INC-CLASS A CMN 98138H101 298 2288 SH DFND 4 0 2288 0 WORKDAY INC-CLASS A CNV 98138HAF8 44 34141 PRN SOLE 1 34141 0 0 WORKIVA INC CMN 98139A105 323 10000 SH SOLE 1 10000 0 0 WORLD ACCEPTANCE CORP CMN 981419104 2649 47993 SH SOLE 1 47993 0 0 WORLD ACCEPTANCE CORP CMN 981419104 5061 91700 SH Put SOLE 1 91700 0 0 WORLD WRESTLING ENTERTAIN-A CMN 98156Q108 1276 37619 SH SOLE 1 37619 0 0 WRIGHT MEDICAL GROUP NV CMN N96617118 14995 522891 SH SOLE 4 522891 0 0 WYNN RESORTS LTD CMN 983134107 252 4185 SH DFND 2 0 4185 0 WYNN RESORTS LTD CMN 983134107 4688 77987 SH DFND 1 0 77987 0 WYNN RESORTS LTD CMN 983134107 2164 36000 SH Put DFND 1 0 36000 0 WYNN RESORTS LTD CMN 983134107 83834 1394700 SH Call DFND 1 0 1394700 0 XEROX HOLDINGS CORP CMN 98421M106 2021 106891 SH DFND 4 0 106891 0 XEROX HOLDINGS CORP CMN 98421M106 1418 75000 SH Put DFND 1 0 75000 0 XEROX HOLDINGS CORP CMN 98421M106 4253 225000 SH Call DFND 1 0 225000 0 YUM CHINA HOLDINGS INC CMN 98850P109 2744 64300 SH SOLE 2 64300 0 0 ZAI LAB LTD-ADR CMN 98887Q104 345 6700 SH SOLE 2 6700 0 0 ZENDESK INC CMN 98936J101 1975 30822 SH SOLE 4 30822 0 0 ZENDESK INC CNV 98936JAB7 62 97098 PRN SOLE 1 97098 0 0 ZILLOW GROUP INC - A CMN 98954M101 437 12800 SH SOLE 4 12800 0 0 ZILLOW GROUP INC - C CMN 98954M200 325 9000 SH DFND 1 0 9000 0 ZILLOW GROUP INC - C CMN 98954M200 8373 232098 SH DFND 4 0 232098 0 ZILLOW GROUP INC - C CMN 98954M200 253 7000 SH Call DFND 1 0 7000 0 ZIONS BANCORP NA CMN 989701115 1957 1048541 SH SOLE 1 1048541 0 0 ZIONS BANCORP NA CMN 989701107 9822 366573 SH SOLE 4 366573 0 0 ZOOM VIDEO COMMUNICATIONS-A CMN 98980L101 491 3361 SH SOLE 4 3361 0 0 ZSCALER INC CMN 98980G102 97 1600 SH DFND 5 0 1600 0 ZSCALER INC CMN 98980G102 10618 174641 SH DFND 4 0 174641 0 ZTO EXPRESS CAYMAN INC-ADR CMN 98980A105 1586 60200 SH DFND 2 0 60200 0 ZTO EXPRESS CAYMAN INC-ADR CMN 98980A105 17134 650188 SH DFND 4 0 650188 0 ZYNGA INC - CL A CMN 98986T108 483 70956 SH SOLE 1 70956 0 0