0001567619-20-003728.txt : 20200214
0001567619-20-003728.hdr.sgml : 20200214
20200214122202
ACCESSION NUMBER: 0001567619-20-003728
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200214
DATE AS OF CHANGE: 20200214
EFFECTIVENESS DATE: 20200214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NOMURA HOLDINGS INC
CENTRAL INDEX KEY: 0001163653
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 000000000
STATE OF INCORPORATION: M0
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10594
FILM NUMBER: 20616726
BUSINESS ADDRESS:
STREET 1: 9-1 NIHONBASHI 1-CHOME
STREET 2: CHUO-KU
CITY: TOKYO
STATE: M0
ZIP: 103-8645
BUSINESS PHONE: 81-3-5255-1000
MAIL ADDRESS:
STREET 1: 9-1 NIHONBASHI 1-CHOME
STREET 2: CHUO-KU
CITY: TOKYO
STATE: M0
ZIP: 103-8645
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001163653
XXXXXXXX
12-31-2019
12-31-2019
NOMURA HOLDINGS INC
9-1 NIHONBASHI 1-CHOME
CHUO-KU
TOKYO
M0
103-8645
13F HOLDINGS REPORT
028-10594
N
FERNANDO DEL PUERTO
MD
212-667-9857
FERNANDO DEL PUERTO
NEW YORK
NY
12-31-2019
0
1285
26960645
false
INFORMATION TABLE
2
form13fInfoTable.xml
1-800-FLOWERS.COM INC-CL A
CMN
68243Q106
1645
113511
SH
SOLE
2
113511
0
0
2U INC
CMN
90214J101
126452
5266173
SH
SOLE
2
5266173
0
0
3M CO
CMN
88579Y101
1
4
SH
DFND
1
0
4
0
3M CO
CMN
88579Y101
1943
11151
SH
DFND
2
0
11151
0
51JOB INC-ADR
CMN
316827104
400
4700
SH
SOLE
4
4700
0
0
58.COM INC-CLASS A
CMN
31680Q104
1147
17700
SH
SOLE
4
17700
0
0
8X8 INC
CMN
282914100
4546
248000
SH
SOLE
2
248000
0
0
ABBOTT LABORATORIES
CMN
002824100
1784
20650
SH
SOLE
2
20650
0
0
ABBVIE INC
CMN
00287Y109
4778
54000
SH
Call
SOLE
1
54000
0
0
ABBVIE INC
CMN
00287Y109
12307
139100
SH
Put
SOLE
1
139100
0
0
ABERCROMBIE & FITCH CO-CL A
CMN
002896207
411
23742
SH
SOLE
1
23742
0
0
ABIOMED INC
CMN
003654100
909
5326
SH
SOLE
2
5326
0
0
ACHILLION PHARMACEUTICALS
CMN
00448Q201
1207
200000
SH
Call
SOLE
1
200000
0
0
ACORDA THERAPEUTICS INC
CNV
00484MAA4
21
1000000
PRN
SOLE
1
1000000
0
0
ACTIVISION BLIZZARD INC
CMN
00507V109
215
3635
SH
DFND
2
0
3635
0
ACTIVISION BLIZZARD INC
CMN
00507V109
2882
48634
SH
DFND
1
0
48634
0
ADIENT PLC
CMN
G0084W101
213
10000
SH
Call
SOLE
1
10000
0
0
ADIENT PLC
CMN
G0084W101
1913
89900
SH
Put
SOLE
1
89900
0
0
ADIENT PLC
CMN
G0084W101
2098
98586
SH
SOLE
1
98586
0
0
ADOBE INC
CMN
00724F101
126
381
SH
DFND
2
0
381
0
ADOBE INC
CMN
00724F101
148
450
SH
DFND
4
0
450
0
ADOBE INC
CMN
00724F101
9561
29000
SH
Put
DFND
1
0
29000
0
ADOBE INC
CMN
00724F101
9561
29000
SH
Call
DFND
1
0
29000
0
ADOBE INC
CMN
00724F101
10347
31382
SH
DFND
1
0
31382
0
ADT INC
CMN
00090Q103
123
15430
SH
SOLE
1
15430
0
0
ADVANCED MICRO DEVICES
CMN
007903107
4358
100000
SH
Put
DFND
1
0
100000
0
ADVANCED MICRO DEVICES
CMN
007903107
22004
504892
SH
DFND
2
0
504892
0
ADVANCED MICRO DEVICES
CMN
007903107
65373
1500000
SH
Call
DFND
1
0
1500000
0
AERCAP HOLDINGS NV
CMN
N00985106
10772
175312
SH
SOLE
2
175312
0
0
AERIE PHARMACEUTICALS INC
CMN
00771V108
347
14400
SH
SOLE
1
14400
0
0
AEROJET ROCKETDYNE HOLDINGS
CNV
007800AB1
1470
3219000
PRN
SOLE
1
3219000
0
0
AEROJET ROCKETDYNE HOLDINGS
CMN
007800105
4202
92000
SH
SOLE
2
92000
0
0
AFLAC INC
CMN
001055102
120
2275
SH
DFND
1
0
2275
0
AFLAC INC
CMN
001055102
1066
20155
SH
DFND
2
0
20155
0
AGILENT TECHNOLOGIES INC
CMN
00846U101
26516
311000
SH
DFND
2
0
311000
0
AGILENT TECHNOLOGIES INC
CMN
00846U101
674651
7912898
SH
DFND
3
0
7912898
0
AIR PRODUCTS & CHEMICALS INC
CMN
009158106
587
2498
SH
SOLE
2
2498
0
0
AIR TRANSPORT SERVICES GROUP
CNV
00922RAB1
1175
4998000
PRN
SOLE
1
4998000
0
0
AK STEEL HOLDING CORP
CMN
001547108
347
105500
SH
SOLE
2
105500
0
0
AKAMAI TECHNOLOGIES INC
CMN
00971T101
1559
18048
SH
SOLE
2
18048
0
0
ALBEMARLE CORP
CMN
012653101
2190
30000
SH
SOLE
1
30000
0
0
ALCOA CORP
CMN
013872106
48
2226
SH
DFND
1
0
2226
0
ALCOA CORP
CMN
013872106
100800
4698911
SH
DFND
2
0
4698911
0
ALEXION PHARMACEUTICALS INC
CMN
015351109
120
1107
SH
DFND
1
0
1107
0
ALEXION PHARMACEUTICALS INC
CMN
015351109
60222
557010
SH
DFND
2
0
557010
0
ALIBABA GROUP HOLDING LTD
CMN
01609W102
24893
120191
SH
DFND
2
0
120191
0
ALIBABA GROUP HOLDING LTD
CMN
01609W102
52962
255715
SH
DFND
4
0
255715
0
ALIBABA GROUP HOLDING LTD
CMN
01609W102
1603899
7744000
SH
Put
DFND
2
0
7744000
0
ALIBABA GROUP HOLDING LTD
CMN
01609W102
1941247
9372800
SH
Put
DFND
1
0
9372800
0
ALIBABA GROUP HOLDING LTD
CMN
01609W102
2158635
10422400
SH
Call
DFND
1
0
10422400
0
ALIGN TECHNOLOGY INC
CMN
016255101
1738
6227
SH
SOLE
2
6227
0
0
ALLEGHENY TECHNOLOGIES INC
CMN
01741R102
267
12904
SH
SOLE
2
12904
0
0
ALLEGHENY TECHNOLOGIES INC
CNV
01741RAG7
1193
5773000
PRN
SOLE
1
5773000
0
0
ALLEGION PLC
CMN
G0176J109
868
6972
SH
SOLE
2
6972
0
0
ALLERGAN PLC
CMN
G0177J108
1373
7188
SH
DFND
1
0
7188
0
ALLERGAN PLC
CMN
G0177J108
2616
13700
SH
Call
DFND
1
0
13700
0
ALLERGAN PLC
CMN
G0177J108
10008
52405
SH
DFND
2
0
52405
0
ALLERGAN PLC
CMN
G0177J108
87749
459500
SH
Put
DFND
1
0
459500
0
ALLERGAN PLC
CMN
G0177J108
382757
2004307
SH
DFND
4
0
2004307
0
ALLOT LTD
CMN
M0854Q105
169
20000
SH
SOLE
1
20000
0
0
ALLY FINANCIAL INC
CMN
02005N100
8307
271788
SH
DFND
2
0
271788
0
ALLY FINANCIAL INC
CMN
02005N100
92199
3016500
SH
Call
DFND
1
0
3016500
0
ALPHABET INC-CL A
CMN
02079K305
508
386
SH
DFND
4
0
386
0
ALPHABET INC-CL A
CMN
02079K305
8189
6227
SH
DFND
2
0
6227
0
ALPHABET INC-CL A
CMN
02079K305
15267
11609
SH
DFND
1
0
11609
0
ALPHABET INC-CL C
CMN
02079K107
44
33
SH
DFND
4
0
33
0
ALPHABET INC-CL C
CMN
02079K107
3363
2516
SH
DFND
2
0
2516
0
ALPHABET INC-CL C
CMN
02079K107
16709
12500
SH
Put
DFND
1
0
12500
0
ALPHABET INC-CL C
CMN
02079K107
23392
17500
SH
Call
DFND
1
0
17500
0
ALTAIR ENGINEERING INC - A
CNV
021369AA1
1001
2785000
PRN
SOLE
1
2785000
0
0
ALTERYX INC - CLASS A
CMN
02156B103
120
1198
SH
DFND
1
0
1198
0
ALTERYX INC - CLASS A
CMN
02156B103
3025
30259
SH
DFND
2
0
30259
0
ALTRA INDUSTRIAL MOTION CORP
CMN
02208R106
834
23051
SH
SOLE
2
23051
0
0
ALTRIA GROUP INC
CMN
02209S103
23
460
SH
DFND
4
0
460
0
ALTRIA GROUP INC
CMN
02209S103
7383
150559
SH
DFND
1
0
150559
0
ALTRIA GROUP INC
CMN
02209S103
12362
252086
SH
DFND
2
0
252086
0
AMAG PHARMACEUTICALS INC
CNV
00163UAD8
564
4610000
PRN
SOLE
1
4610000
0
0
AMAZON.COM INC
CMN
023135106
1018
549
SH
DFND
4
0
549
0
AMAZON.COM INC
CMN
023135106
21801
11753
SH
DFND
2
0
11753
0
AMAZON.COM INC
CMN
023135106
57504
31000
SH
Put
DFND
1
0
31000
0
AMAZON.COM INC
CMN
023135106
229459
123700
SH
Call
DFND
1
0
123700
0
AMBAC FINANCIAL GROUP INC
CMN
023139884
5397
250000
SH
Call
SOLE
1
250000
0
0
AMBAC FINANCIAL GROUP INC
CMN
023139884
5911
273837
SH
SOLE
1
273837
0
0
AMERICAN AIRLINES GROUP INC
CMN
02376R102
1042
36362
SH
DFND
2
0
36362
0
AMERICAN AIRLINES GROUP INC
CMN
02376R102
12891
450000
SH
Call
DFND
1
0
450000
0
AMERICAN ELECTRIC POWER
CMN
025537101
2671
28267
SH
SOLE
2
28267
0
0
AMERICAN EXPRESS CO
CMN
025816109
11096
89419
SH
DFND
1
0
89419
0
AMERICAN EXPRESS CO
CMN
025816109
16671
134347
SH
DFND
2
0
134347
0
AMERICAN INTERNATIONAL GROUP
CMN
026874784
1381
26532
SH
SOLE
2
26532
0
0
AMERICAN WATER WORKS CO INC
CMN
030420103
8576
69849
SH
SOLE
2
69849
0
0
AMERIPRISE FINANCIAL INC
CMN
03076C106
7510
45061
SH
SOLE
2
45061
0
0
AMETEK INC
CMN
031100100
17076
171213
SH
SOLE
2
171213
0
0
AMGEN INC
CMN
031162100
1716
7531
SH
SOLE
2
7531
0
0
AMPHENOL CORP-CL A
CMN
032095101
2695
24915
SH
SOLE
2
24915
0
0
ANAPLAN INC
CMN
03272L108
9395
179259
SH
SOLE
1
179259
0
0
ANGI HOMESERVICES INC- A
CMN
00183L102
13906
1647742
SH
SOLE
4
1647742
0
0
ANIKA THERAPEUTICS INC
CMN
035255108
545
10500
SH
SOLE
2
10500
0
0
ANNALY CAPITAL MANAGEMENT IN
CMN
035710409
188
20000
SH
SOLE
1
20000
0
0
ANTHEM INC
CMN
036752103
10438
34576
SH
SOLE
2
34576
0
0
APACHE CORP
CMN
037411105
189
7381
SH
DFND
2
0
7381
0
APACHE CORP
CMN
037411105
11748
458300
SH
Call
DFND
1
0
458300
0
APACHE CORP
CMN
037411105
12120
472800
SH
Put
DFND
1
0
472800
0
APOLLO GLOBAL MANAGEMENT INC
CMN
03768E105
525
11000
SH
DFND
2
0
11000
0
APOLLO GLOBAL MANAGEMENT INC
CMN
03768E105
597
12500
SH
Call
DFND
1
0
12500
0
APOLLO GLOBAL MANAGEMENT INC
CMN
03768E105
5132
107500
SH
Put
DFND
1
0
107500
0
APPLE INC
CMN
037833100
7150
25376
SH
DFND
4
0
25376
0
APPLE INC
CMN
037833100
147932
525000
SH
Call
DFND
1
0
525000
0
ARAMARK
CMN
03852U106
612
14100
SH
DFND
1
0
14100
0
ARAMARK
CMN
03852U106
23168
533625
SH
DFND
2
0
533625
0
ARAMARK
CMN
03852U106
122902
2830794
SH
DFND
3
0
2830794
0
ARCELORMITTAL
CMN
03938L203
444
25219
SH
SOLE
2
25219
0
0
ARCONIC INC
CMN
03965L100
450
15100
SH
Put
DFND
1
0
15100
0
ARCONIC INC
CMN
03965L100
82205
2755548
SH
DFND
2
0
2755548
0
ASCENA RETAIL GROUP INC
CMN
04351G200
1892
246663
SH
SOLE
2
246663
0
0
ASHLAND GLOBAL HOLDINGS INC
CMN
044186104
63
822
SH
SOLE
1
822
0
0
ASHLAND GLOBAL HOLDINGS INC
CMN
044186104
10326
134800
SH
Put
SOLE
1
134800
0
0
AT&T INC
CMN
00206R102
1240
32713
SH
DFND
4
0
32713
0
AT&T INC
CMN
00206R102
11660
307600
SH
Put
DFND
1
0
307600
0
AT&T INC
CMN
00206R102
168990
4458100
SH
Call
DFND
1
0
4458100
0
AT&T INC
CMN
00206R102
169854
4480895
SH
DFND
2
0
4480895
0
AT&T INC
CMN
00206R102
435923
11500000
SH
Call
DFND
2
0
11500000
0
ATHENE HOLDING LTD-CLASS A
CMN
G0684D107
62187
1321709
SH
SOLE
1
1321709
0
0
ATLAS AIR WORLDWIDE HOLDINGS
CNV
049164BJ4
315
1146000
PRN
SOLE
1
1146000
0
0
ATLAS AIR WORLDWIDE HOLDINGS
CNV
049164BH8
1471
5343000
PRN
SOLE
1
5343000
0
0
ATLASSIAN CORP PLC-CLASS A
CMN
G06242104
6376
53003
SH
SOLE
2
53003
0
0
AUDENTES THERAPEUTICS INC
CMN
05070R104
2897
50315
SH
SOLE
2
50315
0
0
AUTODESK INC
CMN
052769106
227
1239
SH
DFND
2
0
1239
0
AUTODESK INC
CMN
052769106
4588
25000
SH
Put
DFND
1
0
25000
0
AUTODESK INC
CMN
052769106
4588
25000
SH
Call
DFND
1
0
25000
0
AUTOHOME INC-ADR
CMN
05278C107
887
11100
SH
SOLE
4
11100
0
0
AUTOMATIC DATA PROCESSING
CMN
053015103
19703
121533
SH
DFND
1
0
121533
0
AUTOMATIC DATA PROCESSING
CMN
053015103
137804
850000
SH
Put
DFND
2
0
850000
0
AUTOMATIC DATA PROCESSING
CMN
053015103
208768
1287721
SH
DFND
2
0
1287721
0
AUTOZONE INC
CMN
053332102
6197
5194
SH
SOLE
2
5194
0
0
AVAYA HOLDINGS CORP
CNV
05351XAB7
400
3000000
PRN
SOLE
1
3000000
0
0
AVAYA HOLDINGS CORP
CMN
05351X101
813
60941
SH
SOLE
1
60941
0
0
AVERY DENNISON CORP
CMN
053611109
9456
72275
SH
SOLE
2
72275
0
0
AVID TECHNOLOGY INC
CMN
05367P100
180
21000
SH
SOLE
2
21000
0
0
AVIS BUDGET GROUP INC
CMN
053774105
106790
3308661
SH
SOLE
2
3308661
0
0
AXALTA COATING SYSTEMS LTD
CMN
G0750C108
1899
62500
SH
Call
DFND
1
0
62500
0
AXALTA COATING SYSTEMS LTD
CMN
G0750C108
2941
96800
SH
Put
DFND
1
0
96800
0
AXALTA COATING SYSTEMS LTD
CMN
G0750C108
8121
267300
SH
DFND
2
0
267300
0
AXON ENTERPRISE INC
CMN
05464C101
1025
14000
SH
SOLE
2
14000
0
0
BAIDU INC - SPON ADR
CMN
056752108
2667
21091
SH
DFND
2
0
21091
0
BAIDU INC - SPON ADR
CMN
056752108
6645
52543
SH
DFND
4
0
52543
0
BAKER HUGHES CO
CMN
05722G100
133
5200
SH
DFND
4
0
5200
0
BAKER HUGHES CO
CMN
05722G100
451
17601
SH
DFND
2
0
17601
0
BANK OF AMERICA CORP
CMN
060505104
7
200
SH
DFND
4
0
200
0
BANK OF AMERICA CORP
CMN
060505104
453
13119
SH
DFND
2
0
13119
0
BANK OF AMERICA CORP
CMN
060505104
9396
272400
SH
Call
DFND
1
0
272400
0
BANK OF AMERICA CORP
CMN
060505104
18627
540000
SH
Put
DFND
1
0
540000
0
BANK OF MONTREAL
CMN
063671101
15485
200000
SH
Put
SOLE
4
200000
0
0
BANK OF NEW YORK MELLON CORP
CMN
064058100
2003
39763
SH
SOLE
2
39763
0
0
BAOZUN INC-SPN ADR
CMN
06684L103
272
8200
SH
DFND
4
0
8200
0
BAOZUN INC-SPN ADR
CMN
06684L103
7958
240000
SH
DFND
1
0
240000
0
BARRICK GOLD CORP
CMN
067901108
769
41583
SH
DFND
2
0
41583
0
BARRICK GOLD CORP
CMN
067901108
1899
102717
SH
DFND
1
0
102717
0
BAUSCH HEALTH COS INC
CMN
071734107
67
2245
SH
DFND
4
0
2245
0
BAUSCH HEALTH COS INC
CMN
071734107
82771
2766500
SH
DFND
2
0
2766500
0
BAXTER INTERNATIONAL INC
CMN
071813109
5689
68051
SH
SOLE
2
68051
0
0
BECTON DICKINSON AND CO
CMN
075887109
1162
4277
SH
SOLE
2
4277
0
0
BED BATH & BEYOND INC
CMN
075896100
693
40000
SH
DFND
2
0
40000
0
BED BATH & BEYOND INC
CMN
075896100
5581
322300
SH
Put
DFND
1
0
322300
0
BENEFITFOCUS INC
CNV
08180DAB2
427
1946000
PRN
SOLE
1
1946000
0
0
BERRY GLOBAL GROUP INC
CMN
08579W103
2253
47451
SH
SOLE
1
47451
0
0
BERRY GLOBAL GROUP INC
CMN
08579W103
2374
50000
SH
Put
SOLE
1
50000
0
0
BERRY PETROLEUM CORP
CMN
08579X101
736
78200
SH
SOLE
1
78200
0
0
BEST BUY CO INC
CMN
086516101
1275
14534
SH
SOLE
2
14534
0
0
BEST INC - ADR
CMN
08653C106
195
35000
SH
SOLE
4
35000
0
0
BEYOND MEAT INC
CMN
08862E109
121
1607
SH
DFND
1
0
1607
0
BEYOND MEAT INC
CMN
08862E109
172
2280
SH
DFND
4
0
2280
0
BEYOND MEAT INC
CMN
08862E109
458
6060
SH
DFND
2
0
6060
0
BHP GROUP PLC
CMN
05545E209
11081
235738
SH
SOLE
2
235738
0
0
BIOGEN INC
CMN
09062X103
21915
75654
SH
SOLE
2
75654
0
0
BIOHAVEN PHARMACEUTICAL HOLD
CMN
G11196105
272
5000
SH
SOLE
1
5000
0
0
BIOMARIN PHARMACEUTICAL INC
CMN
09061G101
1682
19906
SH
DFND
2
0
19906
0
BIOMARIN PHARMACEUTICAL INC
CMN
09061G101
3540
41894
SH
DFND
1
0
41894
0
BIOMARIN PHARMACEUTICAL INC
CNV
09061GAF8
24085
28500000
PRN
SOLE
1
28500000
0
0
BJ'S RESTAURANTS INC
CMN
09180C106
3098
81488
SH
SOLE
1
81488
0
0
BJ'S WHOLESALE CLUB HOLDINGS
CMN
05550J101
6
275
SH
SOLE
1
275
0
0
BJ'S WHOLESALE CLUB HOLDINGS
CMN
05550J101
1003
44100
SH
Call
SOLE
1
44100
0
0
BJ'S WHOLESALE CLUB HOLDINGS
CMN
05550J101
3640
160000
SH
Put
SOLE
1
160000
0
0
BLACKLINE INC
CMN
09239B109
860
16690
SH
SOLE
2
16690
0
0
BLACKSTONE GROUP INC/THE-A
CMN
09260D107
894
16000
SH
SOLE
2
16000
0
0
BLUEPRINT MEDICINES CORP
CMN
09627Y109
1315
16389
SH
SOLE
2
16389
0
0
BOEING CO/THE
CMN
097023105
64
192
SH
DFND
4
0
192
0
BOEING CO/THE
CMN
097023105
4532
13661
SH
DFND
1
0
13661
0
BOEING CO/THE
CMN
097023105
6635
20000
SH
Put
DFND
1
0
20000
0
BOEING CO/THE
CMN
097023105
10251
30900
SH
Call
DFND
1
0
30900
0
BOEING CO/THE
CMN
097023105
30614
92279
SH
DFND
2
0
92279
0
BOK FINANCIAL CORPORATION
CMN
05561Q201
228
2605
SH
SOLE
2
2605
0
0
BOOKING HOLDINGS INC
CMN
09857L108
30
15
SH
DFND
4
0
15
0
BOOKING HOLDINGS INC
CMN
09857L108
1247
616
SH
DFND
2
0
616
0
BOOT BARN HOLDINGS INC
CMN
099406100
2606
58500
SH
Put
SOLE
1
58500
0
0
BOX INC - CLASS A
CMN
10316T104
8478
505269
SH
SOLE
2
505269
0
0
BP PLC
CMN
055622104
16992
450000
SH
Put
DFND
2
0
450000
0
BP PLC
CMN
055622104
25012
662400
SH
Call
DFND
1
0
662400
0
BP PLC
CMN
055622104
46738
1237746
SH
DFND
2
0
1237746
0
BP PLC
CMN
055622104
76850
2035200
SH
Put
DFND
1
0
2035200
0
BP PLC
CMN
055622104
82514
2185200
SH
Call
DFND
2
0
2185200
0
BRIGHTHOUSE FINANCIAL INC
CMN
10922N103
1149
29269
SH
SOLE
1
29269
0
0
BRISTOL-MYERS SQUIBB CO
CMN
110122108
3
53
SH
DFND
2
0
53
0
BRISTOL-MYERS SQUIBB CO
CMN
110122108
3583
58000
SH
Call
DFND
1
0
58000
0
BRISTOL-MYERS SQUIBB CO
CMN
110122108
27278
441525
SH
DFND
1
0
441525
0
BRISTOL-MYERS SQUIBB CO
CMN
110122108
31231
505500
SH
Put
DFND
1
0
505500
0
BRITISH AMERICAN TOBACCO PLC
CMN
110448107
443
10505
SH
SOLE
2
10505
0
0
BROADCOM INC
CMN
11135F101
1859
5881
SH
DFND
2
0
5881
0
BROADCOM INC
CMN
11135F101
3161
10000
SH
Call
DFND
1
0
10000
0
BROADCOM INC
CMN
11135F101
50410
159500
SH
Put
DFND
1
0
159500
0
BUNGE LTD
CMN
G16962105
403
7000
SH
SOLE
2
7000
0
0
BWX TECHNOLOGIES INC
CMN
05605H100
581
9348
SH
SOLE
1
9348
0
0
CABOT OIL & GAS CORP
CMN
127097103
590
33880
SH
DFND
2
0
33880
0
CABOT OIL & GAS CORP
CMN
127097103
2683
154100
SH
Call
DFND
1
0
154100
0
CADENCE DESIGN SYS INC
CMN
127387108
2322
33463
SH
SOLE
2
33463
0
0
CAESARS ENTERTAINMENT CORP
CMN
127686103
2432
178749
SH
DFND
1
0
178749
0
CAESARS ENTERTAINMENT CORP
CMN
127686103
3402
250000
SH
Put
DFND
1
0
250000
0
CAESARS ENTERTAINMENT CORP
CNV
127686AA1
7781
57176000
PRN
SOLE
2
57176000
0
0
CAESARS ENTERTAINMENT CORP
CMN
127686103
173898
12778872
SH
DFND
2
0
12778872
0
CALAMP CORP
CMN
128126109
4858
507258
SH
SOLE
2
507258
0
0
CALIFORNIA RESOURCES CORP
CMN
13057Q206
1161
128200
SH
Put
SOLE
1
128200
0
0
CALLAWAY GOLF COMPANY
CMN
131193104
847
40000
SH
SOLE
1
40000
0
0
CAMECO CORP
CMN
13321L108
1337
150000
SH
SOLE
2
150000
0
0
CAN IMPERIAL BK OF COMMERCE
CMN
136069101
16640
200000
SH
Put
SOLE
4
200000
0
0
CAPRI HOLDINGS LTD
CMN
G1890L107
19
500
SH
Call
DFND
1
0
500
0
CAPRI HOLDINGS LTD
CMN
G1890L107
2337
61370
SH
DFND
2
0
61370
0
CAPRI HOLDINGS LTD
CMN
G1890L107
3808
100000
SH
DFND
1
0
100000
0
CAPRI HOLDINGS LTD
CMN
G1890L107
3808
100000
SH
Put
DFND
1
0
100000
0
CARDINAL HEALTH INC
CMN
14149Y108
119
2345
SH
DFND
1
0
2345
0
CARDINAL HEALTH INC
CMN
14149Y108
1144
22608
SH
DFND
2
0
22608
0
CARGURUS INC
CMN
141788109
264
7500
SH
SOLE
2
7500
0
0
CARNIVAL CORP
CMN
143658300
541
10667
SH
SOLE
1
10667
0
0
CARNIVAL CORP
CMN
143658300
2538
50000
SH
Put
SOLE
1
50000
0
0
CARNIVAL PLC
CMN
14365C103
1148
23982
SH
SOLE
2
23982
0
0
CATERPILLAR INC
CMN
149123101
1155
7835
SH
DFND
2
0
7835
0
CATERPILLAR INC
CMN
149123101
9359
63500
SH
Call
DFND
1
0
63500
0
CATERPILLAR INC
CMN
149123101
13264
90000
SH
Put
DFND
1
0
90000
0
CBOE GLOBAL MARKETS INC
CMN
12503M108
7364
61469
SH
SOLE
2
61469
0
0
CDK GLOBAL INC
CMN
12508E101
700
12803
SH
SOLE
2
12803
0
0
CENTENE CORP
CMN
15135B101
15391
244880
SH
SOLE
2
244880
0
0
CENTERPOINT ENERGY INC
CMN
15189T107
2043
75000
SH
SOLE
1
75000
0
0
CERAGON NETWORKS LTD
CMN
M22013102
285
136667
SH
SOLE
1
136667
0
0
CF INDUSTRIES HOLDINGS INC
CMN
125269100
621
13000
SH
Call
DFND
1
0
13000
0
CF INDUSTRIES HOLDINGS INC
CMN
125269100
4311
90238
SH
DFND
2
0
90238
0
CHARTER COMMUNICATIONS INC-A
CMN
16119P108
776
1600
SH
DFND
1
0
1600
0
CHARTER COMMUNICATIONS INC-A
CMN
16119P108
36453
75136
SH
DFND
2
0
75136
0
CHEGG INC
CNV
163092AB5
1489
3925000
PRN
SOLE
1
3925000
0
0
CHEMOURS CO/THE
CMN
163851108
60
3300
SH
Call
SOLE
1
3300
0
0
CHEMOURS CO/THE
CMN
163851108
2715
150232
SH
SOLE
1
150232
0
0
CHEMOURS CO/THE
CMN
163851108
11176
618400
SH
Put
SOLE
1
618400
0
0
CHENIERE ENERGY INC
CMN
16411R208
773
12649
SH
DFND
2
0
12649
0
CHENIERE ENERGY INC
CMN
16411R208
2139
34973
SH
DFND
1
0
34973
0
CHENIERE ENERGY INC
CMN
16411R208
13440
219800
SH
Call
DFND
1
0
219800
0
CHESAPEAKE ENERGY CORP
CMN
165167107
204
250000
SH
Put
SOLE
1
250000
0
0
CHEVRON CORP
CMN
166764100
650
5353
SH
SOLE
2
5353
0
0
CHEWY INC - CLASS A
CMN
16679L109
973
33600
SH
Call
SOLE
1
33600
0
0
CHEWY INC - CLASS A
CMN
16679L109
2823
97500
SH
Put
SOLE
1
97500
0
0
CHINA LODGING GROUP LTD
CMN
44332N106
1000
24900
SH
SOLE
4
24900
0
0
CHIPOTLE MEXICAN GRILL INC
CMN
169656105
832
994
SH
SOLE
2
994
0
0
CHUBB LTD
CMN
H1467J104
1082
6952
SH
SOLE
2
6952
0
0
CHURCHILL DOWNS INC
CMN
171484108
27577
200900
SH
Call
SOLE
1
200900
0
0
CIENA CORP
CMN
171779309
1725
40413
SH
DFND
2
0
40413
0
CIENA CORP
CMN
171779309
10665
249800
SH
Put
DFND
1
0
249800
0
CIGNA CORP
CMN
125523100
2660
13012
SH
DFND
1
0
13012
0
CIGNA CORP
CMN
125523100
2771
13552
SH
Call
DFND
1
0
13552
0
CIGNA CORP
CMN
125523100
8219
40201
SH
DFND
2
0
40201
0
CIGNA CORP
CMN
125523100
23664
115744
SH
Put
DFND
1
0
115744
0
CIMPRESS PLC
CMN
G2143T103
859
6827
SH
SOLE
2
6827
0
0
CINCINNATI BELL INC
CMN
171871502
49902
4865764
SH
SOLE
2
4865764
0
0
CINCINNATI FINANCIAL CORP
CMN
172062101
971
9243
SH
SOLE
2
9243
0
0
CINTAS CORP
CMN
172908105
1163
4326
SH
SOLE
2
4326
0
0
CISCO SYSTEMS INC
CMN
17275R102
160
3320
SH
DFND
1
0
3320
0
CISCO SYSTEMS INC
CMN
17275R102
1567
32428
SH
DFND
2
0
32428
0
CIT GROUP INC
CMN
125581801
755
16524
SH
SOLE
1
16524
0
0
CITIGROUP INC
CMN
172967424
636
8212
SH
DFND
4
0
8212
0
CITIGROUP INC
CMN
172967424
6954
89822
SH
DFND
1
0
89822
0
CITIGROUP INC
CMN
172967424
76025
981986
SH
DFND
2
0
981986
0
CITRIX SYSTEMS INC
CMN
177376100
3881
35000
SH
DFND
1
0
35000
0
CITRIX SYSTEMS INC
CMN
177376100
11710
105600
SH
Put
DFND
2
0
105600
0
CITRIX SYSTEMS INC
CMN
177376100
12775
115202
SH
DFND
2
0
115202
0
CITRIX SYSTEMS INC
CMN
177376100
24530
221200
SH
Call
DFND
2
0
221200
0
CLEVELAND-CLIFFS INC
CNV
185899AA9
169
2014000
PRN
SOLE
1
2014000
0
0
CLOROX COMPANY
CMN
189054109
2265
14757
SH
SOLE
2
14757
0
0
CLOUDERA INC
CMN
18914U100
630
54100
SH
SOLE
2
54100
0
0
CLOVIS ONCOLOGY INC
CNV
189464AC4
105
1000000
PRN
SOLE
1
1000000
0
0
CLOVIS ONCOLOGY INC
CNV
189464AB6
416
3974000
PRN
SOLE
1
3974000
0
0
CMS ENERGY CORP
CMN
125896100
2511
40019
SH
SOLE
2
40019
0
0
CNH INDUSTRIAL NV
CMN
N20944109
539
49000
SH
Call
SOLE
1
49000
0
0
CNINSURE INC
CMN
30712A103
5194
199500
SH
SOLE
2
199500
0
0
CNX RESOURCES CORP
CMN
12653C108
25063
2832200
SH
Put
SOLE
1
2832200
0
0
COCA-COLA CO/THE
CMN
191216100
35
636
SH
DFND
4
0
636
0
COCA-COLA CO/THE
CMN
191216100
3791
69200
SH
Call
DFND
1
0
69200
0
COCA-COLA CO/THE
CMN
191216100
13806
252038
SH
DFND
2
0
252038
0
COGNEX CORP
CMN
192422103
4766
85015
SH
SOLE
1
85015
0
0
COGNIZANT TECH SOLUTIONS-A
CMN
192446102
400
6442
SH
DFND
2
0
6442
0
COGNIZANT TECH SOLUTIONS-A
CMN
192446102
4647
74900
SH
Call
DFND
1
0
74900
0
COHERENT INC
CMN
192479103
3131
18839
SH
SOLE
1
18839
0
0
COLGATE-PALMOLIVE CO
CMN
194162103
2985
43080
SH
SOLE
2
43080
0
0
COLONY CAPITAL INC
CNV
19624RAA4
206
4360000
PRN
SOLE
1
4360000
0
0
COLONY CAPITAL INC
CNV
19624RAB2
272
5750000
PRN
SOLE
1
5750000
0
0
COMCAST CORP-CLASS A
CMN
20030N101
1976
43753
SH
DFND
2
0
43753
0
COMCAST CORP-CLASS A
CMN
20030N101
3690
81700
SH
Call
DFND
1
0
81700
0
COMERICA INC
CMN
200340107
1575
21955
SH
SOLE
2
21955
0
0
COMSTOCK RESOURCES INC
CMN
205768302
323
40000
SH
SOLE
1
40000
0
0
CONAGRA BRANDS INC
CMN
205887102
7
202
SH
DFND
2
0
202
0
CONAGRA BRANDS INC
CMN
205887102
26748
781800
SH
Call
DFND
1
0
781800
0
CONCHO RESOURCES INC
CMN
20605P101
5250
60000
SH
Call
SOLE
1
60000
0
0
CONCHO RESOURCES INC
CMN
20605P101
26560
303566
SH
SOLE
1
303566
0
0
CONMED CORP
CMN
207410101
7225
64662
SH
SOLE
2
64662
0
0
CONOCOPHILLIPS
CMN
20825C104
51
778
SH
DFND
4
0
778
0
CONOCOPHILLIPS
CMN
20825C104
19426
298784
SH
DFND
2
0
298784
0
CONSOLIDATED EDISON INC
CMN
209115104
1018
11259
SH
SOLE
2
11259
0
0
CONSTELLATION BRANDS INC-A
CMN
21036P108
1261
6648
SH
SOLE
2
6648
0
0
COOPER COS INC/THE
CMN
216648402
12542
39040
SH
SOLE
2
39040
0
0
CORELOGIC INC
CMN
21871D103
23592
540131
SH
SOLE
2
540131
0
0
CORNING INC
CMN
219350105
1361
46746
SH
SOLE
2
46746
0
0
COSTCO WHOLESALE CORP
CMN
22160K105
2215
7558
SH
SOLE
2
7558
0
0
COTY INC-CL A
CMN
222070203
124
11000
SH
SOLE
1
11000
0
0
COUPA SOFTWARE INC
CMN
22266L106
1848
12602
SH
DFND
2
0
12602
0
COUPA SOFTWARE INC
CMN
22266L106
9970
68000
SH
Call
DFND
1
0
68000
0
COUPA SOFTWARE INC
CMN
22266L106
16524
112700
SH
Put
DFND
1
0
112700
0
COWEN INC - A
CNV
223622AE1
1057
6704000
PRN
SOLE
1
6704000
0
0
COWEN INC - A
CMN
223622606
2592
164432
SH
SOLE
2
164432
0
0
CROCS INC
CMN
227046109
1668
40000
SH
Call
SOLE
1
40000
0
0
CRONOS GROUP INC
CMN
22717L101
566
74300
SH
Call
SOLE
1
74300
0
0
CRONOS GROUP INC
CMN
22717L101
1478
194169
SH
SOLE
1
194169
0
0
CRONOS GROUP INC
CMN
22717L101
2931
385100
SH
Put
SOLE
1
385100
0
0
CROWDSTRIKE HOLDINGS INC - A
CMN
22788C105
9634
194801
SH
SOLE
2
194801
0
0
CROWN HOLDINGS INC
CMN
228368106
1467
20200
SH
SOLE
2
20200
0
0
CSX CORP
CMN
126408103
3793
52400
SH
Call
DFND
1
0
52400
0
CSX CORP
CMN
126408103
10252
141635
SH
DFND
2
0
141635
0
CTRIP.COM INTERNATIONAL LTD
CMN
89677Q107
1898
56447
SH
DFND
2
0
56447
0
CTRIP.COM INTERNATIONAL LTD
CMN
89677Q107
3000
89199
SH
DFND
4
0
89199
0
CURTISS-WRIGHT CORP
CMN
231561101
564
4000
SH
SOLE
2
4000
0
0
CVS HEALTH CORP
CMN
126650100
12
168
SH
DFND
4
0
168
0
CVS HEALTH CORP
CMN
126650100
9628
132772
SH
DFND
2
0
132772
0
CVS HEALTH CORP
CMN
126650100
16821
231973
SH
Put
DFND
1
0
231973
0
CVS HEALTH CORP
CMN
126650100
88728
1223600
SH
Call
DFND
1
0
1223600
0
CYBERARK SOFTWARE LTD/ISRAEL
CMN
M2682V108
26104
224013
SH
SOLE
2
224013
0
0
CYPRESS SEMICONDUCTOR CORP
CMN
232806109
817
35000
SH
DFND
1
0
35000
0
CYPRESS SEMICONDUCTOR CORP
CNV
232806AM1
1045
4476000
PRN
SOLE
1
4476000
0
0
CYPRESS SEMICONDUCTOR CORP
CMN
232806109
1168
50000
SH
Put
DFND
1
0
50000
0
CYPRESS SEMICONDUCTOR CORP
CNV
232806AP4
1455
6228000
PRN
SOLE
1
6228000
0
0
CYPRESS SEMICONDUCTOR CORP
CMN
232806109
8936
382631
SH
DFND
2
0
382631
0
D 7 1/4 06/01/22
CMN
25746U133
0
100000
SH
SOLE
1
100000
0
0
DANA INC
CMN
235825205
97
5325
SH
SOLE
1
5325
0
0
DANA INC
CMN
235825205
1102
60500
SH
Put
SOLE
1
60500
0
0
DANAHER CORP
CMN
235851102
1814
11815
SH
SOLE
2
11815
0
0
DAQO NEW ENERGY CORP
CMN
23703Q203
17909
350000
SH
SOLE
2
350000
0
0
DATADOG INC - CLASS A
CMN
23804L103
7375
195100
SH
Put
SOLE
1
195100
0
0
DATADOG INC - CLASS A
CMN
23804L103
7611
201342
SH
SOLE
1
201342
0
0
DAVE & BUSTER'S ENTERTAINMEN
CMN
238337109
44251
1101492
SH
SOLE
2
1101492
0
0
DAVITA INC
CMN
23918K108
1347
17972
SH
SOLE
2
17972
0
0
DELEK US HOLDINGS INC
CMN
24665A103
969
28890
SH
SOLE
2
28890
0
0
DELL TECHNOLOGIES -C
CMN
24703L202
721
14025
SH
DFND
2
0
14025
0
DELL TECHNOLOGIES -C
CMN
24703L202
7823
152200
SH
Call
DFND
2
0
152200
0
DELL TECHNOLOGIES -C
CMN
24703L202
24991
486200
SH
Call
DFND
1
0
486200
0
DELL TECHNOLOGIES -C
CMN
24703L202
37284
725360
SH
Put
DFND
1
0
725360
0
DELL TECHNOLOGIES -C
CMN
24703L202
74014
1439969
SH
DFND
1
0
1439969
0
DELTA AIR LINES INC
CMN
247361702
2602
44500
SH
Call
DFND
1
0
44500
0
DELTA AIR LINES INC
CMN
247361702
23508
401959
SH
DFND
1
0
401959
0
DELTA AIR LINES INC
CMN
247361702
59980
1025597
SH
DFND
2
0
1025597
0
DENBURY RESOURCES INC
CMN
247916208
910
662500
SH
SOLE
2
662500
0
0
DENTSPLY SIRONA INC
CMN
24906P109
675
11935
SH
SOLE
2
11935
0
0
DERMIRA INC
CNV
24983LAB0
1421
9386000
PRN
SOLE
1
9386000
0
0
DERMIRA INC
CMN
24983L104
3056
201800
SH
Call
SOLE
1
201800
0
0
DEUTSCHE BANK AG-REGISTERED
CMN
D18190898
4428
570300
SH
Call
SOLE
1
570300
0
0
DEVON ENERGY CORP
CMN
25179M103
15494
597282
SH
SOLE
2
597282
0
0
DEXCOM INC
CMN
252131107
121
555
SH
SOLE
1
555
0
0
DEXCOM INC
CNV
252131AH0
2670
1221000
PRN
SOLE
1
1221000
0
0
DISCOVERY INC - A
CMN
25470F104
1057
32334
SH
SOLE
2
32334
0
0
DISCOVERY INC-C
CMN
25470F302
2181
71500
SH
SOLE
2
71500
0
0
DISH NETWORK CORP-A
CMN
25470M109
4011
113000
SH
Call
DFND
1
0
113000
0
DISH NETWORK CORP-A
CMN
25470M109
5325
150000
SH
Put
DFND
1
0
150000
0
DISH NETWORK CORP-A
CMN
25470M109
12305
346622
SH
DFND
2
0
346622
0
DOLLAR GENERAL CORP
CMN
256677105
41703
267225
SH
SOLE
2
267225
0
0
DOLLAR TREE INC
CMN
256746108
505
5365
SH
SOLE
1
5365
0
0
DOLLAR TREE INC
CMN
256746108
3151
33500
SH
Put
SOLE
1
33500
0
0
DOMINION ENERGY INC
CMN
25746U109
1064
12864
SH
DFND
4
0
12864
0
DOMINION ENERGY INC
CMN
25746U109
2834
34261
SH
DFND
2
0
34261
0
DOW INC
CMN
260557103
2735
50000
SH
Put
DFND
1
0
50000
0
DOW INC
CMN
260557103
6535
119485
SH
DFND
2
0
119485
0
DR HORTON INC
CMN
23331A109
352
6674
SH
DFND
1
0
6674
0
DR HORTON INC
CMN
23331A109
5274
100000
SH
Put
DFND
1
0
100000
0
DR HORTON INC
CMN
23331A109
28539
541163
SH
DFND
2
0
541163
0
DROPBOX INC-CLASS A
CMN
26210C104
322
18000
SH
DFND
1
0
18000
0
DROPBOX INC-CLASS A
CMN
26210C104
8386
468186
SH
DFND
2
0
468186
0
DTE 6.25 11/01/2022
CMN
233331842
0
50000
SH
SOLE
1
50000
0
0
DTE ENERGY COMPANY
CMN
233331107
1031
7946
SH
SOLE
2
7946
0
0
DUPONT DE NEMOURS INC
CMN
26614N102
307
4784
SH
DFND
2
0
4784
0
DUPONT DE NEMOURS INC
CMN
26614N102
2408
37568
SH
DFND
1
0
37568
0
DUPONT DE NEMOURS INC
CMN
26614N102
4807
75000
SH
Put
DFND
1
0
75000
0
DXC TECHNOLOGY CO
CMN
23355L106
2643
70425
SH
DFND
2
0
70425
0
DXC TECHNOLOGY CO
CMN
23355L106
13562
361300
SH
Call
DFND
1
0
361300
0
DYCOM INDUSTRIES INC
CMN
267475101
19
398
SH
DFND
1
0
398
0
DYCOM INDUSTRIES INC
CMN
267475101
1252
26543
SH
DFND
2
0
26543
0
EASTMAN CHEMICAL CO
CMN
277432100
1263
15960
SH
DFND
2
0
15960
0
EASTMAN CHEMICAL CO
CMN
277432100
3285
41500
SH
Call
DFND
1
0
41500
0
EASTMAN CHEMICAL CO
CMN
277432100
3641
46000
SH
Put
DFND
1
0
46000
0
EATON CORP PLC
CMN
G29183103
936
9880
SH
SOLE
2
9880
0
0
ECOLAB INC
CMN
278865100
586
3037
SH
SOLE
2
3037
0
0
EDISON INTERNATIONAL
CMN
281020107
180
2384
SH
SOLE
1
2384
0
0
EDISON INTERNATIONAL
CMN
281020107
3054
40500
SH
Put
SOLE
1
40500
0
0
EL PASO ELECTRIC CO
CMN
283677854
1900
28000
SH
SOLE
2
28000
0
0
ELDORADO RESORTS INC
CMN
28470R102
1491
25000
SH
Put
SOLE
1
25000
0
0
ELDORADO RESORTS INC
CMN
28470R102
3579
60000
SH
Call
SOLE
1
60000
0
0
ELDORADO RESORTS INC
CMN
28470R102
16275
272826
SH
SOLE
1
272826
0
0
ELECTRONIC ARTS INC
CMN
285512109
318
2962
SH
SOLE
2
2962
0
0
ELEMENT SOLUTIONS INC
CMN
28618M106
25445
2181646
SH
DFND
2
0
2181646
0
ELEMENT SOLUTIONS INC
CMN
28618M106
29946
2567559
SH
DFND
1
0
2567559
0
ELI LILLY & CO
CMN
532457108
3822
29089
SH
SOLE
1
29089
0
0
EMERSON ELECTRIC CO
CMN
291011104
2288
30000
SH
Put
DFND
1
0
30000
0
EMERSON ELECTRIC CO
CMN
291011104
9391
123147
SH
DFND
2
0
123147
0
EMERSON ELECTRIC CO
CMN
291011104
25822
338600
SH
Call
DFND
1
0
338600
0
ENCANA CORP
CMN
292505104
117
25000
SH
DFND
2
0
25000
0
ENCANA CORP
CMN
292505104
50663
10821200
SH
Call
DFND
1
0
10821200
0
ENCORE CAPITAL GROUP INC
CNV
292554AF9
2867
8087000
PRN
SOLE
1
8087000
0
0
ENCORE CAPITAL GROUP INC
CNV
292554AH5
3244
9151000
PRN
SOLE
1
9151000
0
0
ENCORE CAPITAL GROUP INC
CNV
292554AK8
4085
11525000
PRN
SOLE
1
11525000
0
0
ENERGIZER HOLDINGS INC
CMN
29272W109
7750
154173
SH
SOLE
2
154173
0
0
ENERGY SELECT SECTOR SPDR
CMN
81369Y506
36
600
SH
Call
SOLE
1
600
0
0
ENERGY SELECT SECTOR SPDR
CMN
81369Y506
6013
100000
SH
Put
SOLE
1
100000
0
0
ENERPLUS CORP
CMN
292766102
6588
929869
SH
SOLE
1
929869
0
0
ENERPLUS CORP
CMN
292766102
12753
1800000
SH
Put
SOLE
1
1800000
0
0
ENTERGY CORP
CMN
29364G103
10281
85841
SH
SOLE
2
85841
0
0
ENTERPRISE PRODUCTS PARTNERS
CMN
293792107
11814
420000
SH
Call
SOLE
1
420000
0
0
ENVESTNET INC
CNV
29404KAB2
2040
2927000
PRN
SOLE
1
2927000
0
0
ENVISTA HOLDINGS CORP
CMN
29415F104
1279
43142
SH
SOLE
1
43142
0
0
ENVISTA HOLDINGS CORP
CMN
29415F104
2224
75000
SH
Call
SOLE
1
75000
0
0
ENVISTA HOLDINGS CORP
CMN
29415F104
2817
95000
SH
Put
SOLE
1
95000
0
0
EOG RESOURCES INC
CMN
26875P101
1081
12916
SH
SOLE
2
12916
0
0
EQUINIX INC
CMN
29444U700
1298
2225
SH
SOLE
2
2225
0
0
ESPERION THERAPEUTICS INC
CMN
29664W105
42
705
SH
DFND
1
0
705
0
ESPERION THERAPEUTICS INC
CMN
29664W105
32666
549295
SH
DFND
2
0
549295
0
ESTEE LAUDER COMPANIES-CL A
CMN
518439104
19579
94822
SH
SOLE
2
94822
0
0
ETRADE FINANCIAL CORP
CMN
269246401
154
3400
SH
Call
DFND
2
0
3400
0
ETRADE FINANCIAL CORP
CMN
269246401
4122
90794
SH
DFND
2
0
90794
0
ETRADE FINANCIAL CORP
CMN
269246401
18055
397700
SH
Call
DFND
1
0
397700
0
EVERGY INC
CMN
30034W106
31248
480231
SH
SOLE
2
480231
0
0
EVO PAYMENTS INC-CLASS A
CMN
26927E104
496
18798
SH
SOLE
2
18798
0
0
EXACT SCIENCES CORP
CNV
30063PAB1
1207
1305000
PRN
SOLE
1
1305000
0
0
EXACT SCIENCES CORP
CNV
30063PAA3
1399
1513000
PRN
SOLE
1
1513000
0
0
EXACT SCIENCES CORP
CMN
30063P105
2093
22627
SH
SOLE
2
22627
0
0
EXELIXIS INC
CMN
30161Q104
709
40000
SH
Call
SOLE
1
40000
0
0
EXELON CORP
CMN
30161N101
2279
50000
SH
DFND
1
0
50000
0
EXELON CORP
CMN
30161N101
13999
307152
SH
DFND
2
0
307152
0
EXPEDIA GROUP INC
CMN
30212P303
325
3000
SH
DFND
1
0
3000
0
EXPEDIA GROUP INC
CMN
30212P303
2138
19760
SH
DFND
2
0
19760
0
EXPEDIA GROUP INC
CMN
30212P303
34949
323047
SH
DFND
4
0
323047
0
EXXON MOBIL CORP
CMN
30231G102
945
13386
SH
DFND
4
0
13386
0
EXXON MOBIL CORP
CMN
30231G102
2165
30683
SH
DFND
1
0
30683
0
EXXON MOBIL CORP
CMN
30231G102
2566
36356
SH
DFND
2
0
36356
0
EXXON MOBIL CORP
CMN
30231G102
17643
250000
SH
Put
DFND
1
0
250000
0
EZCORP INC-CL A
CNV
302301AE6
5
69000
PRN
SOLE
1
69000
0
0
F5 NETWORKS INC
CMN
315616102
120
863
SH
DFND
1
0
863
0
F5 NETWORKS INC
CMN
315616102
696
4984
SH
DFND
2
0
4984
0
FABRINET
CMN
G3323L100
649
10000
SH
SOLE
2
10000
0
0
FACEBOOK INC-CLASS A
CMN
30303M102
8237
40397
SH
DFND
1
0
40397
0
FACEBOOK INC-CLASS A
CMN
30303M102
9488
46528
SH
DFND
2
0
46528
0
FACEBOOK INC-CLASS A
CMN
30303M102
170084
834100
SH
Call
DFND
1
0
834100
0
FARFETCH LTD-CLASS A
CMN
30744W107
1648
160000
SH
Call
SOLE
1
160000
0
0
FEDERAL REALTY INVS TRUST
CMN
313747206
985
7654
SH
SOLE
2
7654
0
0
FERRARI NV
CMN
N3167Y103
6058
36550
SH
SOLE
2
36550
0
0
FERROGLOBE PLC
CMN
G33856108
317
341155
SH
SOLE
2
341155
0
0
FIDELITY NATIONAL INFO SERV
CMN
31620M106
10017
72037
SH
DFND
1
0
72037
0
FIDELITY NATIONAL INFO SERV
CMN
31620M106
10429
75000
SH
Put
DFND
2
0
75000
0
FIDELITY NATIONAL INFO SERV
CMN
31620M106
41620
299300
SH
Call
DFND
2
0
299300
0
FIDELITY NATIONAL INFO SERV
CMN
31620M106
65076
467983
SH
DFND
2
0
467983
0
FINANCIAL SELECT SECTOR SPDR
CMN
81369Y605
10749
350000
SH
Call
SOLE
1
350000
0
0
FINANCIAL SELECT SECTOR SPDR
CMN
81369Y605
13563
441600
SH
Put
SOLE
1
441600
0
0
FIREEYE INC
CMN
31816Q101
992
60000
SH
Call
DFND
1
0
60000
0
FIREEYE INC
CMN
31816Q101
1144
69208
SH
DFND
2
0
69208
0
FIRST BANCORP PUERTO RICO
CMN
318672706
885
83505
SH
SOLE
1
83505
0
0
FIRST MAJESTIC SILVER CORP
CMN
32076V103
861
70598
SH
SOLE
4
70598
0
0
FITBIT INC - A
CMN
33812L102
1048
159000
SH
DFND
2
0
159000
0
FITBIT INC - A
CMN
33812L102
1848
280500
SH
Put
DFND
1
0
280500
0
FITBIT INC - A
CMN
33812L102
2782
422300
SH
Call
DFND
1
0
422300
0
FIVE BELOW
CMN
33829M101
4801
37550
SH
SOLE
1
37550
0
0
FIVE9 INC
CNV
338307AB7
281
428000
PRN
SOLE
1
428000
0
0
FLEETCOR TECHNOLOGIES INC
CMN
339041105
120
418
SH
DFND
1
0
418
0
FLEETCOR TECHNOLOGIES INC
CMN
339041105
3157
10975
SH
DFND
2
0
10975
0
FLEX LTD
CMN
Y2573F102
1317
104680
SH
SOLE
1
104680
0
0
FLOWSERVE CORP
CMN
34354P105
1043
20961
SH
SOLE
2
20961
0
0
FLUOR CORP
CMN
343412102
6191
328225
SH
SOLE
2
328225
0
0
FMC CORP
CMN
302491303
1077
10795
SH
SOLE
2
10795
0
0
FORD MOTOR CO
CMN
345370860
9325
991940
SH
SOLE
2
991940
0
0
FORESCOUT TECHNOLOGIES INC
CMN
34553D101
980
29900
SH
Put
DFND
1
0
29900
0
FORESCOUT TECHNOLOGIES INC
CMN
34553D101
2581
78759
SH
DFND
1
0
78759
0
FORESCOUT TECHNOLOGIES INC
CMN
34553D101
5313
162100
SH
Call
DFND
1
0
162100
0
FORESCOUT TECHNOLOGIES INC
CMN
34553D101
21266
648834
SH
DFND
2
0
648834
0
FORTIVE CORP
CMN
34959J108
796
10414
SH
DFND
2
0
10414
0
FORTIVE CORP
CMN
34959J108
4646
60800
SH
Call
DFND
1
0
60800
0
FOSSIL GROUP INC
CMN
34988V106
158
20000
SH
SOLE
2
20000
0
0
FOX CORP - CLASS A
CMN
35137L105
3331
89790
SH
DFND
2
0
89790
0
FOX CORP - CLASS A
CMN
35137L105
5518
148728
SH
DFND
1
0
148728
0
FOX CORP - CLASS B
CMN
35137L204
1133
31131
SH
SOLE
2
31131
0
0
FRANCO-NEVADA CORP
CMN
351858105
1141
11049
SH
SOLE
4
11049
0
0
FREEPORT-MCMORAN INC
CMN
35671D857
131
10096
SH
DFND
4
0
10096
0
FREEPORT-MCMORAN INC
CMN
35671D857
388
30000
SH
Call
DFND
1
0
30000
0
FREEPORT-MCMORAN INC
CMN
35671D857
633
49000
SH
DFND
1
0
49000
0
FREEPORT-MCMORAN INC
CMN
35671D857
1773
137152
SH
DFND
2
0
137152
0
FRONT YARD RESIDENTIAL CORP
CMN
35904G107
252
20388
SH
SOLE
1
20388
0
0
FRONT YARD RESIDENTIAL CORP
CMN
35904G107
7117
575000
SH
Call
SOLE
1
575000
0
0
FRONTIER COMMUNICATIONS CORP
CMN
35906A306
40
45000
SH
Put
SOLE
1
45000
0
0
FTI CONSULTING INC
CNV
302941AP4
2110
1904000
PRN
SOLE
1
1904000
0
0
GAMING AND LEISURE PROPERTIE
CMN
36467J108
517
12000
SH
SOLE
2
12000
0
0
GAP INC/THE
CMN
364760108
679
38352
SH
SOLE
2
38352
0
0
GARMIN LTD
CMN
H2906T109
1447
14833
SH
SOLE
2
14833
0
0
GATX CORP
CMN
361448103
373
4489
SH
SOLE
1
4489
0
0
GDS HOLDINGS LTD - ADR
CMN
36165L108
573
11100
SH
DFND
4
0
11100
0
GDS HOLDINGS LTD - ADR
CMN
36165L108
2774
53766
SH
DFND
1
0
53766
0
GENERAL DYNAMICS CORP
CMN
369550108
717
4068
SH
SOLE
2
4068
0
0
GENERAL ELECTRIC CO
CMN
369604103
9583
858500
SH
Put
DFND
1
0
858500
0
GENERAL ELECTRIC CO
CMN
369604103
12519
1121620
SH
DFND
1
0
1121620
0
GENERAL ELECTRIC CO
CMN
369604103
15283
1369200
SH
Call
DFND
1
0
1369200
0
GENERAL ELECTRIC CO
CMN
369604103
23184
2077015
SH
DFND
2
0
2077015
0
GENERAL MILLS INC
CMN
370334104
2461
46000
SH
Call
SOLE
1
46000
0
0
GENERAL MOTORS CO
CMN
37045V100
4515
122734
SH
DFND
1
0
122734
0
GENERAL MOTORS CO
CMN
37045V100
14484
393700
SH
Call
DFND
1
0
393700
0
GENERAL MOTORS CO
CMN
37045V100
20667
561777
SH
DFND
2
0
561777
0
GENWORTH FINANCIAL INC-CL A
CMN
37247D106
176
40000
SH
Call
DFND
1
0
40000
0
GENWORTH FINANCIAL INC-CL A
CMN
37247D106
321
73000
SH
DFND
1
0
73000
0
GENWORTH FINANCIAL INC-CL A
CMN
37247D106
2729
621300
SH
Put
DFND
1
0
621300
0
GENWORTH FINANCIAL INC-CL A
CMN
37247D106
19763
4500000
SH
DFND
2
0
4500000
0
GEO GROUP INC/THE
CMN
36162J106
2044
123000
SH
Put
SOLE
1
123000
0
0
GILEAD SCIENCES INC
CMN
375558103
0
1
SH
DFND
1
0
1
0
GILEAD SCIENCES INC
CMN
375558103
7630
116632
SH
DFND
2
0
116632
0
GLOBAL BLOOD THERAPEUTICS IN
CMN
37890U108
2434
30640
SH
SOLE
2
30640
0
0
GLOBAL PAYMENTS INC
CMN
37940X102
6135
33612
SH
SOLE
2
33612
0
0
GNC HOLDINGS INC-CL A
CMN
36191G107
326
120399
SH
SOLE
1
120399
0
0
GNC HOLDINGS INC-CL A
CMN
36191G107
1690
625000
SH
Put
SOLE
1
625000
0
0
GOGO INC
CMN
38046C109
641
100000
SH
SOLE
1
100000
0
0
GOL LINHAS AEREAS INT SA-PRE
CMN
38045R206
2922
163000
SH
SOLE
2
163000
0
0
GOLDMAN SACHS GROUP INC
CMN
38141G104
144
635
SH
DFND
2
0
635
0
GOLDMAN SACHS GROUP INC
CMN
38141G104
1124
4961
SH
DFND
4
0
4961
0
GOLDMAN SACHS GROUP INC
CMN
38141G104
20399
90000
SH
Call
DFND
1
0
90000
0
GOODYEAR TIRE & RUBBER CO
CMN
382550101
2109
135676
SH
DFND
1
0
135676
0
GOODYEAR TIRE & RUBBER CO
CMN
382550101
3109
200000
SH
Put
DFND
1
0
200000
0
GOODYEAR TIRE & RUBBER CO
CMN
382550101
5440
350000
SH
DFND
2
0
350000
0
GOPRO INC-CLASS A
CMN
38268T103
90
20000
SH
DFND
1
0
20000
0
GOPRO INC-CLASS A
CMN
38268T103
551
122800
SH
Put
DFND
1
0
122800
0
GOPRO INC-CLASS A
CMN
38268T103
784
174713
SH
DFND
2
0
174713
0
GRAFTECH INTERNATIONAL LTD
CMN
384313508
119
10265
SH
SOLE
1
10265
0
0
GRANITE CONSTRUCTION INC
CMN
387328107
393
14226
SH
SOLE
2
14226
0
0
GRUBHUB INC
CMN
400110102
15314
314783
SH
SOLE
2
314783
0
0
GUESS INC
CMN
401617105
559
25000
SH
SOLE
1
25000
0
0
GUESS INC
CMN
401617105
559
25000
SH
Put
SOLE
1
25000
0
0
GUIDEWIRE SOFTWARE INC
CMN
40171V100
5687
51800
SH
Put
SOLE
1
51800
0
0
GUIDEWIRE SOFTWARE INC
CMN
40171V100
5970
54375
SH
SOLE
1
54375
0
0
GW PHARMACEUTICALS -ADR
CMN
36197T103
4926
47257
SH
SOLE
2
47257
0
0
HABIT RESTAURANTS INC/THE-A
CMN
40449J103
333
31938
SH
SOLE
1
31938
0
0
HALLIBURTON CO
CMN
406216101
1913
80139
SH
DFND
2
0
80139
0
HALLIBURTON CO
CMN
406216101
10274
430362
SH
DFND
1
0
430362
0
HALLIBURTON CO
CMN
406216101
51935
2175400
SH
Call
DFND
1
0
2175400
0
HARMONIC INC
CMN
413160102
486
62175
SH
SOLE
1
62175
0
0
HASBRO INC
CMN
418056107
59
560
SH
DFND
2
0
560
0
HASBRO INC
CMN
418056107
7130
67500
SH
Call
DFND
1
0
67500
0
HCA HEALTHCARE INC
CMN
40412C101
21095
142761
SH
SOLE
2
142761
0
0
HD SUPPLY HOLDINGS INC
CMN
40416M105
40
1000
SH
DFND
2
0
1000
0
HD SUPPLY HOLDINGS INC
CMN
40416M105
4026
100100
SH
Call
DFND
1
0
100100
0
HDFC BANK LIMITED
CMN
40415F101
533
8417
SH
DFND
2
0
8417
0
HDFC BANK LIMITED
CMN
40415F101
29056
458874
SH
DFND
4
0
458874
0
HEALTH CARE SELECT SECTOR
CMN
81369Y209
164503
1618500
SH
Put
SOLE
1
1618500
0
0
HEALTH INSURANCE INNOVATIO-A
CMN
42225K106
1438
74668
SH
SOLE
1
74668
0
0
HERBALIFE NUTRITION LTD
CMN
G4412G101
715
15000
SH
SOLE
2
15000
0
0
HERSHEY CO/THE
CMN
427866108
13882
94496
SH
SOLE
2
94496
0
0
HERTZ GLOBAL HOLDINGS INC
CMN
42806J106
527
33500
SH
SOLE
2
33500
0
0
HEWLETT PACKARD ENTERPRISE
CMN
42824C109
2550
160778
SH
SOLE
2
160778
0
0
HILTON GRAND VACATIONS INC
CMN
43283X105
17
500
SH
Put
DFND
1
0
500
0
HILTON GRAND VACATIONS INC
CMN
43283X105
592
17215
SH
DFND
1
0
17215
0
HILTON GRAND VACATIONS INC
CMN
43283X105
17557
510664
SH
DFND
2
0
510664
0
HILTON WORLDWIDE HOLDINGS IN
CMN
43300A203
0
1
SH
DFND
1
0
1
0
HILTON WORLDWIDE HOLDINGS IN
CMN
43300A203
2402
21635
SH
DFND
2
0
21635
0
HILTON WORLDWIDE HOLDINGS IN
CMN
43300A203
3330
30000
SH
Put
DFND
1
0
30000
0
HIMAX TECHNOLOGIES INC
CMN
43289P106
241
91299
SH
SOLE
2
91299
0
0
HOLLYFRONTIER CORP
CMN
436106108
3792
74855
SH
DFND
2
0
74855
0
HOLLYFRONTIER CORP
CMN
436106108
6257
123500
SH
Put
DFND
1
0
123500
0
HOME DEPOT INC
CMN
437076102
1955
9000
SH
DFND
1
0
9000
0
HOME DEPOT INC
CMN
437076102
24725
113800
SH
Put
DFND
1
0
113800
0
HOME DEPOT INC
CMN
437076102
38242
176015
SH
DFND
2
0
176015
0
HONEYWELL INTERNATIONAL INC
CMN
438516106
1369
7853
SH
DFND
1
0
7853
0
HONEYWELL INTERNATIONAL INC
CMN
438516106
17047
97790
SH
DFND
2
0
97790
0
HORMEL FOODS CORP
CMN
440452100
886
19634
SH
SOLE
2
19634
0
0
HOST HOTELS & RESORTS INC
CMN
44107P104
6281
338528
SH
SOLE
2
338528
0
0
HOSTESS BRANDS INC
CMN
44109J114
87
50011
SH
SOLE
1
50011
0
0
HOSTESS BRANDS INC
CMN
44109J106
966
66480
SH
SOLE
1
66480
0
0
HOWARD HUGHES CORP/THE
CMN
44267D107
4434
35000
SH
Call
DFND
1
0
35000
0
HOWARD HUGHES CORP/THE
CMN
44267D107
31591
249350
SH
DFND
2
0
249350
0
HP INC
CMN
40434L105
661
32500
SH
SOLE
1
32500
0
0
HP INC
CMN
40434L105
2161
106300
SH
Call
SOLE
1
106300
0
0
HP INC
CMN
40434L105
2746
135100
SH
Put
SOLE
1
135100
0
0
HUBSPOT INC
CNV
443573AB6
499
315000
PRN
SOLE
1
315000
0
0
HUNTINGTON BANCSHARES INC
CMN
446150104
1186
78700
SH
SOLE
2
78700
0
0
HUNTINGTON INGALLS INDUSTRIE
CMN
446413106
499
1987
SH
SOLE
2
1987
0
0
HUTCHISON CHINA MEDITECH LTD
CMN
44842L103
283
11200
SH
SOLE
4
11200
0
0
IAA INC
CMN
449253103
2053
43700
SH
SOLE
2
43700
0
0
IAC/INTERACTIVECORP
CMN
44919P508
2716
10900
SH
Put
DFND
1
0
10900
0
IAC/INTERACTIVECORP
CMN
44919P508
17440
70000
SH
Call
DFND
1
0
70000
0
IAC/INTERACTIVECORP
CMN
44919P508
22055
88523
SH
DFND
4
0
88523
0
ICHOR HOLDINGS LTD
CMN
G4740B105
840
25200
SH
Call
SOLE
1
25200
0
0
ICICI BANK LTD
CMN
45104G104
11
708
SH
DFND
2
0
708
0
ICICI BANK LTD
CMN
45104G104
46
3020
SH
DFND
6
0
3020
0
ICICI BANK LTD
CMN
45104G104
1895
125605
SH
DFND
4
0
125605
0
IDEXX LABORATORIES INC
CMN
45168D104
4339
16622
SH
SOLE
2
16622
0
0
IFF 6 09/15/21
CMN
459506309
0
57021
SH
SOLE
1
57021
0
0
ILLUMINA INC
CMN
452327109
3892
11742
SH
SOLE
1
11742
0
0
INCYTE CORP
CMN
45337C102
46
529
SH
DFND
2
0
529
0
INCYTE CORP
CMN
45337C102
189
2160
SH
DFND
1
0
2160
0
INCYTE CORP
CMN
45337C102
2620
30000
SH
Call
DFND
1
0
30000
0
INDUSTRIAL SELECT SECT SPDR
CMN
81369Y704
4075
50000
SH
Call
SOLE
1
50000
0
0
INFOSYS LTD
CMN
456788108
19
1841
SH
DFND
2
0
1841
0
INFOSYS LTD
CMN
456788108
1058
102600
SH
DFND
4
0
102600
0
INGERSOLL-RAND PLC
CMN
G47791101
15166
114131
SH
SOLE
2
114131
0
0
INNERWORKINGS INC
CMN
45773Y105
2530
460056
SH
SOLE
2
460056
0
0
INNOVIVA INC
CNV
88338TAB0
348
2460000
PRN
SOLE
1
2460000
0
0
INNOVIVA INC
CMN
45781M101
409
28975
SH
DFND
1
0
28975
0
INNOVIVA INC
CMN
45781M101
16461
1164703
SH
DFND
2
0
1164703
0
INSMED INC
CMN
457669307
2058
86313
SH
SOLE
2
86313
0
0
INSMED INC
CNV
457669AA7
3576
15000000
PRN
SOLE
1
15000000
0
0
INSULET CORP
CMN
45784P101
2616
15298
SH
SOLE
1
15298
0
0
INTEL CORP
CMN
458140100
55921
958058
SH
SOLE
2
958058
0
0
INTELSAT SA
CMN
L5140P101
1001
142500
SH
Put
DFND
1
0
142500
0
INTELSAT SA
CMN
L5140P101
3061
435680
SH
DFND
2
0
435680
0
INTELSAT SA
CMN
L5140P101
11791
1678300
SH
Call
DFND
1
0
1678300
0
INTERCEPT PHARMACEUTICALS IN
CMN
45845P108
4957
40000
SH
Call
SOLE
1
40000
0
0
INTERCEPT PHARMACEUTICALS IN
CNV
45845PAA6
5507
4444000
PRN
SOLE
1
4444000
0
0
INTERDIGITAL INC
CMN
45867G101
7481
137115
SH
SOLE
2
137115
0
0
INTERNATIONAL GAME TECHNOLOG
CMN
G4863A108
1493
100000
SH
Put
DFND
1
0
100000
0
INTERNATIONAL GAME TECHNOLOG
CMN
G4863A108
1493
100000
SH
Call
DFND
1
0
100000
0
INTERNATIONAL GAME TECHNOLOG
CMN
G4863A108
1752
117364
SH
DFND
1
0
117364
0
INTERNATIONAL GAME TECHNOLOG
CMN
G4863A108
3671
245873
SH
DFND
2
0
245873
0
INTERXION HOLDING NV
CMN
N47279109
3117
37200
SH
Call
SOLE
1
37200
0
0
INTL BUSINESS MACHINES CORP
CMN
459200101
93
695
SH
DFND
4
0
695
0
INTL BUSINESS MACHINES CORP
CMN
459200101
1279
9541
SH
DFND
2
0
9541
0
INTUIT INC
CMN
461202103
229
876
SH
SOLE
2
876
0
0
INTUITIVE SURGICAL INC
CMN
46120E602
244
413
SH
SOLE
2
413
0
0
INVESCO QQQ TRUST SERIES 1
CMN
46090E103
106277
500000
SH
Put
DFND
2
0
500000
0
INVESCO QQQ TRUST SERIES 1
CMN
46090E103
295661
1391000
SH
Put
DFND
1
0
1391000
0
INVESCO QQQ TRUST SERIES 1
CMN
46090E103
613535
2886500
SH
Call
DFND
1
0
2886500
0
INVESCO SENIOR LOAN ETF
CMN
46138G508
79857
3500000
SH
Put
SOLE
1
3500000
0
0
INVITATION HOMES INC
CNV
19625XAB8
1476
4931000
PRN
SOLE
1
4931000
0
0
INVITATION HOMES INC
CMN
46187W107
5399
180400
SH
SOLE
2
180400
0
0
IONIS PHARMACEUTICALS INC
CNV
464337AJ3
414
685000
PRN
SOLE
1
685000
0
0
IONIS PHARMACEUTICALS INC
CMN
462222100
1503
24882
SH
SOLE
2
24882
0
0
IPATH SERIES B S&P 500 VIX
CMN
06746P621
1987
131500
SH
Call
SOLE
1
131500
0
0
IPATH SERIES B S&P 500 VIX
CMN
06746P621
28486
1885000
SH
Put
SOLE
1
1885000
0
0
IPG PHOTONICS CORP
CMN
44980X109
4766
32923
SH
SOLE
2
32923
0
0
IQVIA HOLDINGS INC
CMN
46266C105
301
1946
SH
SOLE
2
1946
0
0
IRIDIUM COMMUNICATIONS INC
CMN
46269C102
1082
44000
SH
SOLE
2
44000
0
0
IROBOT CORP
CMN
462726100
1356
26800
SH
DFND
1
0
26800
0
IROBOT CORP
CMN
462726100
3416
67500
SH
Put
DFND
1
0
67500
0
IROBOT CORP
CMN
462726100
14920
294796
SH
DFND
2
0
294796
0
ISHARES 20 YEAR TREASURY BO
CMN
464287432
101676
750000
SH
Put
SOLE
2
750000
0
0
ISHARES 7-10 YEAR TREASURY B
CMN
464287440
3902
35400
SH
Put
SOLE
1
35400
0
0
ISHARES CHINA LARGE-CAP ETF
CMN
464287184
19345
445700
SH
Call
SOLE
1
445700
0
0
ISHARES CHINA LARGE-CAP ETF
CMN
464287184
65107
1500000
SH
Put
SOLE
1
1500000
0
0
ISHARES EXPANDED TECH-SOFTWA
CMN
464287515
37931
163000
SH
Put
SOLE
1
163000
0
0
ISHARES IBOXX HIGH YLD CORP
CMN
464288513
1759
20000
SH
Call
DFND
1
0
20000
0
ISHARES IBOXX HIGH YLD CORP
CMN
464288513
35175
400000
SH
Call
DFND
2
0
400000
0
ISHARES IBOXX HIGH YLD CORP
CMN
464288513
425618
4840000
SH
Put
DFND
1
0
4840000
0
ISHARES IBOXX INVESTMENT GRA
CMN
464287242
80593
630000
SH
Put
SOLE
1
630000
0
0
ISHARES MSCI EAFE ETF
CMN
464287465
54140
787500
SH
Call
SOLE
1
787500
0
0
ISHARES MSCI EAFE ETF
CMN
464287465
329137
4787500
SH
Put
SOLE
1
4787500
0
0
ISHARES MSCI EMERGING MARKET
CMN
464287234
44891
1000000
SH
Put
SOLE
1
1000000
0
0
ISHARES MSCI EMERGING MARKET
CMN
464287234
299846
6679500
SH
Call
SOLE
1
6679500
0
0
ISHARES MSCI UNITED KINGDOM
CMN
46435G334
25560
750000
SH
Call
SOLE
1
750000
0
0
ISHARES RUSSELL 2000 ETF
CMN
464287655
16473
100000
SH
Call
SOLE
1
100000
0
0
ISHARES SILVER TRUST
CMN
46428Q109
2492
150000
SH
Put
SOLE
1
150000
0
0
ISHARES SILVER TRUST
CMN
46428Q109
14081
847500
SH
Call
SOLE
1
847500
0
0
JACOBS ENGINEERING GROUP INC
CMN
469814107
3144
35000
SH
Call
SOLE
1
35000
0
0
JACOBS ENGINEERING GROUP INC
CMN
469814107
5255
58500
SH
Put
SOLE
1
58500
0
0
JD.COM INC-ADR
CMN
47215P106
4840
136935
SH
DFND
2
0
136935
0
JD.COM INC-ADR
CMN
47215P106
5136
145326
SH
DFND
4
0
145326
0
JD.COM INC-ADR
CMN
47215P106
14812
419094
SH
DFND
1
0
419094
0
JOHNSON & JOHNSON
CMN
478160104
3024
21100
SH
Call
DFND
1
0
21100
0
JOHNSON & JOHNSON
CMN
478160104
31929
222789
SH
DFND
1
0
222789
0
JOHNSON & JOHNSON
CMN
478160104
52682
367600
SH
Call
DFND
2
0
367600
0
JOHNSON & JOHNSON
CMN
478160104
96455
673033
SH
DFND
2
0
673033
0
JOHNSON CONTROLS INTERNATION
CMN
G51502105
334
8200
SH
Call
SOLE
1
8200
0
0
JOYY INC
CMN
46591M109
562
10600
SH
DFND
4
0
10600
0
JOYY INC
CMN
46591M109
1832
34576
SH
DFND
2
0
34576
0
JPMORGAN CHASE & CO
CMN
46625H100
201
1500
SH
DFND
4
0
1500
0
JPMORGAN CHASE & CO
CMN
46625H100
90666
675575
SH
DFND
2
0
675575
0
KALEYRA INC
CMN
483379103
13218
1623000
SH
SOLE
2
1623000
0
0
KAMAN CORP
CNV
483548AF0
110
166000
PRN
SOLE
1
166000
0
0
KARYOPHARM THERAPEUTICS INC
CNV
48576UAA4
26
136000
PRN
SOLE
1
136000
0
0
KELLOGG CO
CMN
487836108
595
8604
SH
SOLE
2
8604
0
0
KEMET CORP
CMN
488360207
203
7500
SH
SOLE
1
7500
0
0
KINDER MORGAN INC
CMN
49456B101
12
566
SH
DFND
4
0
566
0
KINDER MORGAN INC
CMN
49456B101
4004
189436
SH
DFND
2
0
189436
0
KOHLS CORP
CMN
500255104
23
459
SH
DFND
2
0
459
0
KOHLS CORP
CMN
500255104
815
16000
SH
DFND
1
0
16000
0
KONTOOR BRANDS INC
CMN
50050N103
2338
55669
SH
SOLE
1
55669
0
0
KOSMOS ENERGY LTD
CMN
500688106
122
21466
SH
SOLE
1
21466
0
0
KRAFT HEINZ CO/THE
CMN
500754106
1364
42500
SH
Call
DFND
1
0
42500
0
KRAFT HEINZ CO/THE
CMN
500754106
8739
272375
SH
DFND
2
0
272375
0
KROGER CO
CMN
501044101
403
13918
SH
DFND
1
0
13918
0
KROGER CO
CMN
501044101
1763
60900
SH
Call
DFND
1
0
60900
0
KROGER CO
CMN
501044101
4708
162649
SH
DFND
2
0
162649
0
KROGER CO
CMN
501044101
5297
183000
SH
Put
DFND
1
0
183000
0
L BRANDS INC
CMN
501797104
3054
168363
SH
SOLE
1
168363
0
0
L3HARRIS TECHNOLOGIES INC
CMN
502431109
5046
25514
SH
SOLE
2
25514
0
0
LABORATORY CRP OF AMER HLDGS
CMN
50540R409
11252
66570
SH
SOLE
2
66570
0
0
LANDSTAR SYSTEM INC
CMN
515098101
51
447
SH
SOLE
1
447
0
0
LANDSTAR SYSTEM INC
CMN
515098101
1721
15100
SH
Put
SOLE
1
15100
0
0
LAS VEGAS SANDS CORP
CMN
517834107
25652
371600
SH
Call
SOLE
1
371600
0
0
LAZARD LTD-CL A
CMN
G54050102
1995
50000
SH
SOLE
2
50000
0
0
LEAR CORP
CMN
521865204
555
4045
SH
SOLE
1
4045
0
0
LEAR CORP
CMN
521865204
3871
28200
SH
Put
SOLE
1
28200
0
0
LENDINGCLUB CORP
CMN
52603A208
278
22060
SH
DFND
2
0
22060
0
LENDINGCLUB CORP
CMN
52603A208
322
25551
SH
DFND
1
0
25551
0
LENDINGCLUB CORP
CMN
52603A208
3151
250000
SH
Put
DFND
1
0
250000
0
LENDINGCLUB CORP
CMN
52603A208
26745
2122285
SH
DFND
4
0
2122285
0
LENNAR CORP-A
CMN
526057104
120
2154
SH
DFND
1
0
2154
0
LENNAR CORP-A
CMN
526057104
20461
366780
SH
DFND
2
0
366780
0
LIBERTY BROADBAND-A
CMN
530307107
782
6290
SH
SOLE
4
6290
0
0
LIBERTY BROADBAND-C
CMN
530307305
2055
16354
SH
SOLE
4
16354
0
0
LIBERTY GLOBAL PLC- C
CMN
G5480U120
1953
89776
SH
SOLE
2
89776
0
0
LIBERTY LATIN AMERIC-CL C
CMN
G9001E128
1430
74021
SH
SOLE
1
74021
0
0
LIBERTY MEDIA CORP - A
CNV
531229AB8
0
10082000
PRN
SOLE
1
10082000
0
0
LIBERTY MEDIA CORP-BRAVES A
CMN
531229706
75
2516
SH
SOLE
4
2516
0
0
LIBERTY MEDIA CORP-BRAVES C
CMN
531229888
149
5032
SH
SOLE
4
5032
0
0
LIBERTY MEDIA CORP-LIBERTY-A
CMN
531229870
275
6290
SH
SOLE
4
6290
0
0
LIBERTY MEDIA CORP-LIBERTY-C
CMN
531229854
579
12580
SH
DFND
4
0
12580
0
LIBERTY MEDIA CORP-LIBERTY-C
CMN
531229854
1821
39600
SH
DFND
2
0
39600
0
LIBERTY MEDIA CORP-LIBERTY-C
CNV
531229AF9
3261
7091000
PRN
SOLE
1
7091000
0
0
LIBERTY MEDIA COR-SIRIUSXM A
CMN
531229409
1215
25161
SH
SOLE
4
25161
0
0
LIBERTY MEDIA COR-SIRIUSXM C
CMN
531229607
2422
50322
SH
SOLE
4
50322
0
0
LIBERTY PROPERTY TRUST
CMN
531172104
2400
40000
SH
SOLE
2
40000
0
0
LIGAND PHARMACEUTICALS
CNV
53220KAF5
1961
1879000
PRN
SOLE
1
1879000
0
0
LINCOLN NATIONAL CORP
CMN
534187109
526
8941
SH
SOLE
2
8941
0
0
LINDE PLC
CMN
G5494J103
1148
5392
SH
DFND
2
0
5392
0
LINDE PLC
CMN
G5494J103
3288
15450
SH
DFND
1
0
15450
0
LINDE PLC
CMN
G5494J103
6343
29800
SH
Put
DFND
1
0
29800
0
LIVERAMP HOLDINGS INC
CMN
53815P108
482
10000
SH
Call
SOLE
1
10000
0
0
LIVERAMP HOLDINGS INC
CMN
53815P108
2415
50100
SH
SOLE
1
50100
0
0
LKQ CORP
CMN
501889208
1629
45610
SH
SOLE
2
45610
0
0
LOCKHEED MARTIN CORP
CMN
539830109
221
568
SH
DFND
1
0
568
0
LOCKHEED MARTIN CORP
CMN
539830109
3891
10000
SH
Call
DFND
1
0
10000
0
LOCKHEED MARTIN CORP
CMN
539830109
11246
28900
SH
Put
DFND
1
0
28900
0
LOCKHEED MARTIN CORP
CMN
539830109
39380
101198
SH
DFND
2
0
101198
0
LOGMEIN INC
CMN
54142L109
4710
54920
SH
SOLE
2
54920
0
0
LOVESAC CO/THE
CMN
54738L109
961
59805
SH
SOLE
1
59805
0
0
LOWE'S COS INC
CMN
548661107
598
5000
SH
Call
DFND
1
0
5000
0
LOWE'S COS INC
CMN
548661107
45391
379218
SH
DFND
2
0
379218
0
LPL FINANCIAL HOLDINGS INC
CMN
50212V100
919
9950
SH
DFND
2
0
9950
0
LPL FINANCIAL HOLDINGS INC
CMN
50212V100
42466
459800
SH
Call
DFND
1
0
459800
0
LULULEMON ATHLETICA INC
CMN
550021109
1041
4498
SH
DFND
2
0
4498
0
LULULEMON ATHLETICA INC
CMN
550021109
8727
37700
SH
Call
DFND
1
0
37700
0
LYFT INC-A
CMN
55087P104
1
20
SH
DFND
1
0
20
0
LYFT INC-A
CMN
55087P104
2981
69254
SH
DFND
2
0
69254
0
LYONDELLBASELL INDU-CL A
CMN
N53745100
2145
22706
SH
DFND
1
0
22706
0
LYONDELLBASELL INDU-CL A
CMN
N53745100
24443
258800
SH
Put
DFND
1
0
258800
0
LYONDELLBASELL INDU-CL A
CMN
N53745100
29978
317400
SH
Call
DFND
1
0
317400
0
LYONDELLBASELL INDU-CL A
CMN
N53745100
92596
980383
SH
DFND
2
0
980383
0
MACK-CALI REALTY CORP
CMN
554489104
2324
100500
SH
Call
SOLE
1
100500
0
0
MACQUARIE INFRASTRUCTURE COR
CMN
55608B105
5436
126800
SH
Call
SOLE
1
126800
0
0
MACY'S INC
CMN
55616P104
359
21156
SH
DFND
1
0
21156
0
MACY'S INC
CMN
55616P104
1230
72476
SH
DFND
2
0
72476
0
MADISON SQUARE GARDEN CO- A
CMN
55825T103
86798
294800
SH
SOLE
2
294800
0
0
MAGNACHIP SEMICONDUCT
CMN
55933J203
880
75600
SH
SOLE
1
75600
0
0
MARATHON OIL CORP
CMN
565849106
2726
201200
SH
Call
SOLE
1
201200
0
0
MARATHON PETROLEUM CORP
CMN
56585A102
18066
300000
SH
Put
DFND
2
0
300000
0
MARATHON PETROLEUM CORP
CMN
56585A102
75944
1261100
SH
Put
DFND
1
0
1261100
0
MARATHON PETROLEUM CORP
CMN
56585A102
90783
1507500
SH
Call
DFND
2
0
1507500
0
MARATHON PETROLEUM CORP
CMN
56585A102
140078
2326082
SH
DFND
2
0
2326082
0
MARATHON PETROLEUM CORP
CMN
56585A102
197458
3278900
SH
Call
DFND
1
0
3278900
0
MARRIOTT VACATIONS WORLD
CMN
57164Y107
261
2026
SH
SOLE
1
2026
0
0
MARTIN MARIETTA MATERIALS
CMN
573284106
15556
55633
SH
SOLE
2
55633
0
0
MASCO CORP
CMN
574599106
4244
88396
SH
DFND
1
0
88396
0
MASCO CORP
CMN
574599106
6328
131816
SH
DFND
2
0
131816
0
MASTEC INC
CMN
576323109
3149
49100
SH
Put
SOLE
1
49100
0
0
MASTERCARD INC - A
CMN
57636Q104
1770
5927
SH
DFND
4
0
5927
0
MASTERCARD INC - A
CMN
57636Q104
22932
76808
SH
DFND
1
0
76808
0
MASTERCARD INC - A
CMN
57636Q104
85764
287251
SH
DFND
2
0
287251
0
MATCH GROUP INC
CMN
57665R106
2876
35000
SH
DFND
1
0
35000
0
MATCH GROUP INC
CMN
57665R106
3837
46700
SH
Put
DFND
1
0
46700
0
MATCH GROUP INC
CMN
57665R106
9510
115740
SH
DFND
2
0
115740
0
MATCH GROUP INC
CMN
57665R106
44370
540000
SH
Call
DFND
2
0
540000
0
MATERIALS SELECT SECTOR SPDR
CMN
81369Y100
78814
1282800
SH
Call
SOLE
1
1282800
0
0
MAXIMUS INC
CMN
577933104
580
7796
SH
SOLE
2
7796
0
0
MCDERMOTT INTL INC
CMN
580037703
140
200000
SH
Call
SOLE
1
200000
0
0
MCDONALD'S CORP
CMN
580135101
983
5000
SH
DFND
1
0
5000
0
MCDONALD'S CORP
CMN
580135101
2394
12182
SH
DFND
2
0
12182
0
MCKESSON CORP
CMN
58155Q103
15957
115373
SH
SOLE
2
115373
0
0
MEDICINES COMPANY
CMN
584688105
424
5000
SH
Call
DFND
1
0
5000
0
MEDICINES COMPANY
CMN
584688105
1273
15000
SH
DFND
1
0
15000
0
MEDICINES COMPANY
CMN
584688105
1953
23000
SH
Put
DFND
1
0
23000
0
MEDICINES COMPANY
CMN
584688105
9693
114170
SH
DFND
2
0
114170
0
MEDICINES COMPANY
CNV
584688AE5
20600
24265000
PRN
SOLE
1
24265000
0
0
MEDICINES COMPANY
CMN
584688105
46693
550000
SH
Call
DFND
2
0
550000
0
MEDIFAST INC
CMN
58470H101
4980
45458
SH
SOLE
2
45458
0
0
MEDTRONIC PLC
CMN
G5960L103
43381
382538
SH
SOLE
2
382538
0
0
MELCO CROWN ENTERTAINMENT LT
CMN
585464100
3829
158629
SH
SOLE
2
158629
0
0
MELLANOX TECHNOLOGIES LTD
CMN
M51363113
843
7200
SH
Call
DFND
1
0
7200
0
MELLANOX TECHNOLOGIES LTD
CMN
M51363113
3233
27600
SH
DFND
2
0
27600
0
MELLANOX TECHNOLOGIES LTD
CMN
M51363113
9991
85300
SH
Put
DFND
1
0
85300
0
MERCADOLIBRE INC
CMN
58733R102
240
420
SH
DFND
1
0
420
0
MERCADOLIBRE INC
CMN
58733R102
3405
5951
SH
DFND
2
0
5951
0
MERCK & CO. INC.
CMN
58933Y105
49993
558267
SH
SOLE
2
558267
0
0
METHANEX CORP
CMN
59151K108
753
19500
SH
Call
SOLE
1
19500
0
0
MGM GROWTH PROPERTIES LLC-A
CMN
55303A105
485
15676
SH
SOLE
1
15676
0
0
MGM RESORTS INTERNATIONAL
CMN
552953101
51
1547
SH
DFND
2
0
1547
0
MGM RESORTS INTERNATIONAL
CMN
552953101
1663
50099
SH
DFND
1
0
50099
0
MICROCHIP TECHNOLOGY INC
CNV
595017AD6
314
300000
PRN
SOLE
1
300000
0
0
MICROCHIP TECHNOLOGY INC
CNV
595017AH7
3713
3544000
PRN
SOLE
1
3544000
0
0
MICROCHIP TECHNOLOGY INC
CMN
595017104
42640
407005
SH
SOLE
1
407005
0
0
MICROCHIP TECHNOLOGY INC
CMN
595017104
75903
724500
SH
Call
SOLE
1
724500
0
0
MICRON TECHNOLOGY INC
CMN
595112103
8881
172055
SH
DFND
2
0
172055
0
MICRON TECHNOLOGY INC
CMN
595112103
12646
245000
SH
Call
DFND
1
0
245000
0
MICRON TECHNOLOGY INC
CMN
595112103
14286
276755
SH
DFND
1
0
276755
0
MICRON TECHNOLOGY INC
CMN
595112103
57962
1122900
SH
Put
DFND
1
0
1122900
0
MICROSOFT CORP
CMN
594918104
4010
26068
SH
DFND
1
0
26068
0
MICROSOFT CORP
CMN
594918104
7431
48300
SH
Call
DFND
1
0
48300
0
MICROSOFT CORP
CMN
594918104
7758
50428
SH
DFND
2
0
50428
0
MICROSOFT CORP
CMN
594918104
13384
87000
SH
Put
DFND
1
0
87000
0
MIDDLEBY CORP
CMN
596278101
294
2683
SH
SOLE
1
2683
0
0
MOLSON COORS BREWING CO -B
CMN
60871R209
90
1663
SH
DFND
2
0
1663
0
MOLSON COORS BREWING CO -B
CMN
60871R209
3083
57200
SH
Call
DFND
1
0
57200
0
MOMO INC-SPON ADR
CMN
60879B107
949
28300
SH
SOLE
4
28300
0
0
MONDELEZ INTERNATIONAL INC-A
CMN
609207105
0
1
SH
DFND
4
0
1
0
MONDELEZ INTERNATIONAL INC-A
CMN
609207105
19765
361217
SH
DFND
2
0
361217
0
MONTAGE RESOURCES CORP
CMN
61179L100
690
87295
SH
SOLE
2
87295
0
0
MORGAN STANLEY
CMN
617446448
9426
188200
SH
Call
DFND
1
0
188200
0
MORGAN STANLEY
CMN
617446448
29921
597403
SH
DFND
2
0
597403
0
MOTOROLA SOLUTIONS INC
CMN
620076307
2809
17434
SH
SOLE
1
17434
0
0
MOTOROLA SOLUTIONS INC
CMN
620076307
23215
144100
SH
Put
SOLE
1
144100
0
0
MYLAN NV
CMN
N59465109
876
43762
SH
SOLE
2
43762
0
0
NCR CORPORATION
CMN
62886E108
1829
52000
SH
Call
SOLE
1
52000
0
0
NETAPP INC
CMN
64110D104
17002
273237
SH
SOLE
2
273237
0
0
NETEASE INC
CMN
64110W102
445
1452
SH
DFND
2
0
1452
0
NETEASE INC
CMN
64110W102
4075
13295
SH
DFND
4
0
13295
0
NETFLIX INC
CMN
64110L106
29
90
SH
DFND
4
0
90
0
NETFLIX INC
CMN
64110L106
667
2049
SH
DFND
5
0
2049
0
NETFLIX INC
CMN
64110L106
80604
247500
SH
Put
DFND
1
0
247500
0
NETFLIX INC
CMN
64110L106
195534
600400
SH
Call
DFND
1
0
600400
0
NETFLIX INC
CMN
64110L106
208011
638711
SH
DFND
2
0
638711
0
NEUROCRINE BIOSCIENCES INC
CMN
64125C109
919
8553
SH
DFND
2
0
8553
0
NEUROCRINE BIOSCIENCES INC
CMN
64125C109
3224
30000
SH
Call
DFND
1
0
30000
0
NEVRO CORP
CMN
64157F103
598
5081
SH
SOLE
1
5081
0
0
NEW ORIENTAL EDUCATION & TEC
CMN
647581107
24
194
SH
DFND
2
0
194
0
NEW ORIENTAL EDUCATION & TEC
CMN
647581107
3292
27123
SH
DFND
4
0
27123
0
NEW RELIC INC
CMN
64829B100
38394
584772
SH
SOLE
2
584772
0
0
NEW YORK MORTGAGE TRUST INC
CNV
649604AD7
533
8563000
PRN
SOLE
1
8563000
0
0
NEWELL BRANDS INC
CMN
651229106
3434
178600
SH
Call
SOLE
1
178600
0
0
NEWMONT GOLDCORP CORP
CMN
651639106
847
20330
SH
DFND
4
0
20330
0
NEWMONT GOLDCORP CORP
CMN
651639106
2361
56656
SH
DFND
2
0
56656
0
NEXERA 4.872 09/01/2022
CMN
65339F796
0
60298
SH
SOLE
1
60298
0
0
NEXSTAR MEDIA GROUP INC-CL A
CMN
65336K103
8498
72500
SH
Call
SOLE
1
72500
0
0
NEXSTAR MEDIA GROUP INC-CL A
CMN
65336K103
22035
188000
SH
Put
SOLE
1
188000
0
0
NEXSTAR MEDIA GROUP INC-CL A
CMN
65336K103
50658
432205
SH
SOLE
1
432205
0
0
NEXTERA ENERGY INC
CMN
65339F101
743
3069
SH
SOLE
2
3069
0
0
NEXTERA ENERGY PARTNERS LP
CMN
65341B106
1552
29500
SH
SOLE
2
29500
0
0
NICE LTD
CMN
653656108
4832
31117
SH
SOLE
2
31117
0
0
NIELSEN HOLDINGS PLC
CMN
G6518L108
100891
4974796
SH
SOLE
2
4974796
0
0
NII HOLDINGS INC
CMN
62913F508
152
70307
SH
SOLE
1
70307
0
0
NIKE INC -CL B
CMN
654106103
201
2000
SH
DFND
4
0
2000
0
NIKE INC -CL B
CMN
654106103
373
3723
SH
DFND
2
0
3723
0
NOAH HOLDINGS LTD-SPON ADS
CMN
65487X102
223
6300
SH
SOLE
4
6300
0
0
NORDSTROM INC
CMN
655664100
815
19898
SH
SOLE
1
19898
0
0
NORDSTROM INC
CMN
655664100
2048
50000
SH
Call
SOLE
1
50000
0
0
NORFOLK SOUTHERN CORP
CMN
655844108
3883
20000
SH
Call
DFND
1
0
20000
0
NORFOLK SOUTHERN CORP
CMN
655844108
19013
97925
SH
DFND
2
0
97925
0
NORTHROP GRUMMAN CORP
CMN
666807102
4023
11700
SH
DFND
1
0
11700
0
NORTHROP GRUMMAN CORP
CMN
666807102
6877
20000
SH
Put
DFND
1
0
20000
0
NORTHROP GRUMMAN CORP
CMN
666807102
22266
64755
SH
DFND
2
0
64755
0
NORTONLIFELOCK INC
CMN
668771108
20804
815100
SH
Call
DFND
1
0
815100
0
NORTONLIFELOCK INC
CMN
668771108
37019
1450400
SH
Put
DFND
1
0
1450400
0
NORTONLIFELOCK INC
CMN
668771108
46731
1830900
SH
Call
DFND
2
0
1830900
0
NORTONLIFELOCK INC
CMN
668771108
79457
3113096
SH
DFND
1
0
3113096
0
NORTONLIFELOCK INC
CMN
668771108
367476
14397500
SH
Put
DFND
2
0
14397500
0
NORTONLIFELOCK INC
CMN
668771108
469172
18381905
SH
DFND
2
0
18381905
0
NORWEGIAN CRUISE LINE HOLDIN
CMN
G66721104
27878
477239
SH
SOLE
2
477239
0
0
NOVAVAX INC
CNV
670002AB0
6
157000
PRN
SOLE
1
157000
0
0
NOVO NORDISK A/S-B
CMN
670100205
1067
18430
SH
SOLE
1
18430
0
0
NUANCE COMMUNICATIONS INC
CMN
67020Y100
32
1777
SH
DFND
2
0
1777
0
NUANCE COMMUNICATIONS INC
CMN
67020Y100
44
2480
SH
DFND
1
0
2480
0
NUANCE COMMUNICATIONS INC
CNV
67020YAK6
150
844000
PRN
SOLE
1
844000
0
0
NUANCE COMMUNICATIONS INC
CMN
67020Y100
1783
100000
SH
Call
DFND
1
0
100000
0
NUCOR CORP
CMN
670346105
1139
20223
SH
SOLE
2
20223
0
0
NUTRIEN LTD
CMN
67077M108
1199
25000
SH
Call
SOLE
1
25000
0
0
NUVASIVE INC
CNV
670704AG0
538
696000
PRN
SOLE
1
696000
0
0
NUVASIVE INC
CMN
670704105
34930
451898
SH
SOLE
2
451898
0
0
NVIDIA CORP
CMN
67066G104
10547
45000
SH
Put
DFND
2
0
45000
0
NVIDIA CORP
CMN
67066G104
26133
111500
SH
Put
DFND
1
0
111500
0
NVIDIA CORP
CMN
67066G104
47883
204302
SH
DFND
2
0
204302
0
NVIDIA CORP
CMN
67066G104
49758
212300
SH
Call
DFND
1
0
212300
0
NVR INC
CMN
62944T105
21339
5607
SH
SOLE
2
5607
0
0
NXP SEMICONDUCTORS NV
CMN
N6596X109
7680
60300
SH
Put
SOLE
1
60300
0
0
NXP SEMICONDUCTORS NV
CMN
N6596X109
18416
144600
SH
Call
SOLE
1
144600
0
0
OCCIDENTAL PETROLEUM CORP
CMN
674599105
2036
49505
SH
DFND
1
0
49505
0
OCCIDENTAL PETROLEUM CORP
CMN
674599105
4356
105895
SH
DFND
2
0
105895
0
OCCIDENTAL PETROLEUM CORP
CMN
674599105
28453
691737
SH
Put
DFND
1
0
691737
0
OCCIDENTAL PETROLEUM CORP
CMN
674599105
59754
1452700
SH
Call
DFND
1
0
1452700
0
OI SA
CMN
670851500
5921
6306616
SH
SOLE
2
6306616
0
0
OKTA INC
CMN
679295105
119
1032
SH
DFND
1
0
1032
0
OKTA INC
CMN
679295105
1709
14838
SH
DFND
2
0
14838
0
OLIN CORP
CMN
680665205
839
48500
SH
Call
SOLE
1
48500
0
0
OLLIE'S BARGAIN OUTLET HOLDI
CMN
681116109
2939
45000
SH
Put
SOLE
1
45000
0
0
OMNICOM GROUP
CMN
681919106
313
3867
SH
SOLE
2
3867
0
0
ON SEMICONDUCTOR CORP
CMN
682189105
2209
91300
SH
Put
DFND
1
0
91300
0
ON SEMICONDUCTOR CORP
CMN
682189105
2209
91300
SH
Call
DFND
1
0
91300
0
ON SEMICONDUCTOR CORP
CNV
682189AK1
4714
19482000
PRN
SOLE
1
19482000
0
0
ON SEMICONDUCTOR CORP
CMN
682189105
17294
714770
SH
DFND
2
0
714770
0
OPKO HEALTH INC
CNV
68375NAD5
32
2140000
PRN
SOLE
1
2140000
0
0
ORACLE CORP
CMN
68389X105
121
2260
SH
DFND
1
0
2260
0
ORACLE CORP
CMN
68389X105
2552
47695
SH
DFND
2
0
47695
0
ORANGE
CMN
684060106
387
26534
SH
SOLE
2
26534
0
0
P G & E CORP
CMN
69331C108
11387
1044229
SH
SOLE
1
1044229
0
0
P G & E CORP
CMN
69331C108
29958
2747200
SH
Put
SOLE
1
2747200
0
0
P G & E CORP
CMN
69331C108
34050
3122400
SH
Call
SOLE
1
3122400
0
0
PACCAR INC
CMN
693718108
103
1300
SH
DFND
2
0
1300
0
PACCAR INC
CMN
693718108
1638
20708
SH
DFND
1
0
20708
0
PACCAR INC
CMN
693718108
1978
25000
SH
Put
DFND
1
0
25000
0
PACIRA BIOSCIENCES INC
CMN
695127100
1012
22342
SH
SOLE
1
22342
0
0
PAGSEGURO DIGITAL LTD-CL A
CMN
G68707101
1076
31480
SH
DFND
2
0
31480
0
PAGSEGURO DIGITAL LTD-CL A
CMN
G68707101
2394
70000
SH
Call
DFND
1
0
70000
0
PALO ALTO NETWORKS INC
CNV
697435AD7
10591
4576000
PRN
SOLE
1
4576000
0
0
PALO ALTO NETWORKS INC
CMN
697435105
18536
80090
SH
SOLE
2
80090
0
0
PAN AMERICAN SILVER CORP
CMN
697900108
809
34169
SH
SOLE
4
34169
0
0
PAPA JOHN'S INTL INC
CMN
698813102
434
6860
SH
SOLE
2
6860
0
0
PARATEK PHARMACEUTICALS INC
CNV
699374AB0
299
7425000
PRN
SOLE
1
7425000
0
0
PARKER HANNIFIN CORP
CMN
701094104
578
2806
SH
SOLE
1
2806
0
0
PARKER HANNIFIN CORP
CMN
701094104
3890
18900
SH
Put
SOLE
1
18900
0
0
PARSLEY ENERGY INC-CLASS A
CMN
701877102
3211
170025
SH
DFND
1
0
170025
0
PARSLEY ENERGY INC-CLASS A
CMN
701877102
7075
374623
SH
DFND
2
0
374623
0
PARSLEY ENERGY INC-CLASS A
CMN
701877102
11492
608500
SH
Call
DFND
1
0
608500
0
PATTERN ENERGY GROUP INC -A
CMN
70338P100
204503
7644200
SH
SOLE
2
7644200
0
0
PAYLOCITY HOLDING CORP
CMN
70438V106
362
3000
SH
SOLE
1
3000
0
0
PAYPAL HOLDINGS INC
CMN
70450Y103
2146
19816
SH
DFND
2
0
19816
0
PAYPAL HOLDINGS INC
CMN
70450Y103
3368
31100
SH
Put
DFND
1
0
31100
0
PAYPAL HOLDINGS INC
CMN
70450Y103
21797
201248
SH
DFND
1
0
201248
0
PBF ENERGY INC-CLASS A
CMN
69318G106
307
9800
SH
Call
SOLE
1
9800
0
0
PDL BIOPHARMA INC
CMN
69329Y104
17
5246
SH
DFND
1
0
5246
0
PDL BIOPHARMA INC
CMN
69329Y104
3463
1067531
SH
DFND
2
0
1067531
0
PENN NATIONAL GAMING INC
CMN
707569109
416
16277
SH
DFND
2
0
16277
0
PENN NATIONAL GAMING INC
CMN
707569109
1176
46000
SH
DFND
1
0
46000
0
PENTAIR PLC
CMN
G7S00T104
12371
269990
SH
SOLE
2
269990
0
0
PEOPLE'S UNITED FINANCIAL
CMN
712704105
330
19563
SH
SOLE
2
19563
0
0
PERFICIENT INC
CMN
71375U101
253
5500
SH
DFND
1
0
5500
0
PERFICIENT INC
CMN
71375U101
13584
295161
SH
DFND
2
0
295161
0
PFIZER INC
CMN
717081103
5852
150000
SH
Put
DFND
1
0
150000
0
PFIZER INC
CMN
717081103
5852
150000
SH
Call
DFND
1
0
150000
0
PFIZER INC
CMN
717081103
53929
1382282
SH
DFND
2
0
1382282
0
PGIM GLOBAL HIGH YIELD FUND
CMN
69346J106
5609
375022
SH
SOLE
1
375022
0
0
PHILIP MORRIS INTERNATIONAL
CMN
718172109
72
850
SH
DFND
4
0
850
0
PHILIP MORRIS INTERNATIONAL
CMN
718172109
32977
387434
SH
DFND
2
0
387434
0
PHILLIPS 66
CMN
718546104
1921
17263
SH
SOLE
2
17263
0
0
PINTEREST INC- CLASS A
CMN
72352L106
662
35547
SH
SOLE
2
35547
0
0
PIONEER NATURAL RESOURCES CO
CMN
723787107
16250
107383
SH
SOLE
2
107383
0
0
PLUG POWER INC
CMN
72919P202
645
204649
SH
SOLE
2
204649
0
0
PLURALSIGHT INC - A
CMN
72941B106
412
24000
SH
SOLE
2
24000
0
0
POLARIS INC
CMN
731068102
1313
12902
SH
SOLE
1
12902
0
0
POPULAR INC
CMN
733174700
7762
132200
SH
SOLE
2
132200
0
0
POSCO
CMN
693483109
473
9325
SH
SOLE
2
9325
0
0
PPG INDUSTRIES INC
CMN
693506107
26206
196411
SH
SOLE
2
196411
0
0
PPL CORP
CMN
69351T106
1176
32759
SH
DFND
4
0
32759
0
PPL CORP
CMN
69351T106
1435
40000
SH
DFND
1
0
40000
0
PPL CORP
CMN
69351T106
3589
100000
SH
Call
DFND
1
0
100000
0
PPL CORP
CMN
69351T106
4325
120513
SH
DFND
2
0
120513
0
PRA GROUP INC
CNV
69354NAB2
1774
4875000
PRN
SOLE
1
4875000
0
0
PRA HEALTH SCIENCES INC
CMN
69354M108
343
3086
SH
SOLE
2
3086
0
0
PROOFPOINT INC
CMN
743424103
5554
48382
SH
SOLE
2
48382
0
0
PRUDENTIAL FINANCIAL INC
CMN
744320102
958
10220
SH
SOLE
2
10220
0
0
PTC THERAPEUTICS INC
CNV
69366JAB7
114
238000
PRN
SOLE
1
238000
0
0
PULTEGROUP INC
CMN
745867101
15994
411105
SH
SOLE
2
411105
0
0
PUMA BIOTECHNOLOGY INC
CMN
74587V107
308
35224
SH
SOLE
2
35224
0
0
PURE STORAGE INC - CLASS A
CMN
74624M102
19606
1151293
SH
SOLE
1
1151293
0
0
PURE STORAGE INC - CLASS A
CMN
74624M102
30653
1800000
SH
Put
SOLE
1
1800000
0
0
PVH CORP
CMN
693656100
1734
16500
SH
DFND
1
0
16500
0
PVH CORP
CMN
693656100
2018
19200
SH
Put
DFND
1
0
19200
0
PVH CORP
CMN
693656100
7051
67079
SH
DFND
2
0
67079
0
Q2 HOLDINGS INC
CMN
74736L109
203
2500
SH
SOLE
1
2500
0
0
Q2 HOLDINGS INC
CNV
74736LAB5
814
1003000
PRN
SOLE
1
1003000
0
0
QEP RESOURCES INC
CMN
74733V100
5401
1204900
SH
SOLE
2
1204900
0
0
QORVO INC
CMN
74736K101
7204
61965
SH
SOLE
2
61965
0
0
QUALCOMM INC
CMN
747525103
7213
84100
SH
Put
DFND
1
0
84100
0
QUALCOMM INC
CMN
747525103
28216
329000
SH
Call
DFND
1
0
329000
0
QUALCOMM INC
CMN
747525103
31556
367944
SH
DFND
2
0
367944
0
QUANTA SERVICES INC
CMN
74762E102
377
9260
SH
SOLE
2
9260
0
0
QUOTIENT TECHNOLOGY INC
CNV
749119AB9
134
1355000
PRN
SOLE
1
1355000
0
0
QURATE RETAIL INC-SERIES A
CMN
74915M100
120
14236
SH
SOLE
1
14236
0
0
RANGE RESOURCES CORP
CMN
75281A109
2981
615000
SH
Call
SOLE
1
615000
0
0
RAPID7 INC
CMN
753422104
1868
33250
SH
SOLE
2
33250
0
0
RAYTHEON COMPANY
CMN
755111507
1098
5000
SH
Call
DFND
1
0
5000
0
RAYTHEON COMPANY
CMN
755111507
13240
60300
SH
Put
DFND
1
0
60300
0
RAYTHEON COMPANY
CMN
755111507
18919
86168
SH
DFND
1
0
86168
0
RAYTHEON COMPANY
CMN
755111507
32139
146378
SH
DFND
2
0
146378
0
RAYTHEON COMPANY
CMN
755111507
148205
675000
SH
Call
DFND
2
0
675000
0
REALPAGE INC
CNV
75606NAB5
2318
4316000
PRN
SOLE
1
4316000
0
0
RED ROBIN GOURMET BURGERS
CMN
75689M101
2624
80000
SH
SOLE
2
80000
0
0
REDWOOD TRUST INC
CNV
758075AC9
11
69000
PRN
SOLE
1
69000
0
0
REDWOOD TRUST INC
CNV
758075AD7
417
2516000
PRN
SOLE
1
2516000
0
0
REDWOOD TRUST INC
CMN
758075402
430
26000
SH
SOLE
2
26000
0
0
REGENERON PHARMACEUTICALS
CMN
75886F107
400
1066
SH
SOLE
2
1066
0
0
RENEWABLE ENERGY GROUP INC
CMN
75972A301
1780
66100
SH
Call
SOLE
1
66100
0
0
RENEWABLE ENERGY GROUP INC
CMN
75972A301
1816
67434
SH
SOLE
1
67434
0
0
RENT-A-CENTER INC
CMN
76009N100
42324
1468113
SH
SOLE
2
1468113
0
0
RESIDEO TECHNOLOGIES INC
CMN
76118Y104
179
15000
SH
SOLE
2
15000
0
0
RESMED INC
CMN
761152107
613
3957
SH
SOLE
2
3957
0
0
RETROPHIN INC
CMN
761299106
135
9503
SH
SOLE
2
9503
0
0
RETROPHIN INC
CNV
761299AB2
2038
14393000
PRN
SOLE
1
14393000
0
0
RH
CMN
74967X103
435
2037
SH
SOLE
1
2037
0
0
RINGCENTRAL INC-CLASS A
CMN
76680R206
28062
166443
SH
SOLE
2
166443
0
0
ROBERT HALF INTL INC
CMN
770323103
882
13965
SH
SOLE
2
13965
0
0
ROKU INC
CMN
77543R102
1372
10242
SH
DFND
2
0
10242
0
ROKU INC
CMN
77543R102
2009
15000
SH
Call
DFND
1
0
15000
0
ROKU INC
CMN
77543R102
19756
147500
SH
Put
DFND
1
0
147500
0
ROYAL BANK OF CANADA
CMN
780087102
7920
100000
SH
Put
SOLE
1
100000
0
0
ROYAL CARIBBEAN CRUISES LTD
CMN
V7780T103
26592
199204
SH
SOLE
2
199204
0
0
RR DONNELLEY & SONS CO
CMN
257867200
3214
814264
SH
SOLE
1
814264
0
0
S&P GLOBAL INC
CMN
78409V104
3068
11237
SH
DFND
2
0
11237
0
S&P GLOBAL INC
CMN
78409V104
8054
29500
SH
Call
DFND
1
0
29500
0
SAILPOINT TECHNOLOGIES HOLDI
CMN
78781P105
6624
280000
SH
SOLE
2
280000
0
0
SALESFORCE.COM INC
CMN
79466L302
683
4201
SH
DFND
4
0
4201
0
SALESFORCE.COM INC
CMN
79466L302
2128
13085
SH
DFND
2
0
13085
0
SALESFORCE.COM INC
CMN
79466L302
12683
78000
SH
Put
DFND
1
0
78000
0
SALESFORCE.COM INC
CMN
79466L302
12683
78000
SH
Call
DFND
1
0
78000
0
SAREPTA THERAPEUTICS INC
CMN
803607100
103
800
SH
SOLE
1
800
0
0
SAREPTA THERAPEUTICS INC
CMN
803607100
2581
20000
SH
Call
SOLE
1
20000
0
0
SAREPTA THERAPEUTICS INC
CNV
803607AB6
2671
2070000
PRN
SOLE
1
2070000
0
0
SCHLUMBERGER LTD
CMN
806857108
225
5600
SH
DFND
4
0
5600
0
SCHLUMBERGER LTD
CMN
806857108
3554
88412
SH
DFND
2
0
88412
0
SCHWAB (CHARLES) CORP
CMN
808513105
28
596
SH
DFND
2
0
596
0
SCHWAB (CHARLES) CORP
CMN
808513105
3946
82848
SH
DFND
1
0
82848
0
SCORPIO TANKERS INC
CMN
Y7542C130
16155
411400
SH
Call
SOLE
1
411400
0
0
SEATTLE GENETICS INC
CMN
812578102
121
1060
SH
SOLE
1
1060
0
0
SEATTLE GENETICS INC
CMN
812578102
1143
10000
SH
Call
SOLE
1
10000
0
0
SEMPRA ENERGY
CMN
816851109
806
5320
SH
SOLE
2
5320
0
0
SENSATA TECHNOLOGIES HOLDING
CMN
G8060N102
998
18529
SH
SOLE
2
18529
0
0
SERVICENOW INC
CMN
81762P102
62
220
SH
DFND
4
0
220
0
SERVICENOW INC
CMN
81762P102
277
982
SH
DFND
2
0
982
0
SERVICENOW INC
CMN
81762P102
8467
30000
SH
Put
DFND
1
0
30000
0
SERVICENOW INC
CMN
81762P102
108485
384400
SH
Call
DFND
1
0
384400
0
SHERWIN-WILLIAMS CO/THE
CMN
824348106
1074
1841
SH
SOLE
2
1841
0
0
SHOPIFY INC - CLASS A
CMN
82509L107
3777
9500
SH
DFND
2
0
9500
0
SHOPIFY INC - CLASS A
CMN
82509L107
19880
50000
SH
Call
DFND
1
0
50000
0
SHOPIFY INC - CLASS A
CMN
82509L107
57532
144700
SH
Put
DFND
1
0
144700
0
SILICON LABORATORIES INC
CMN
826919102
452
3900
SH
SOLE
2
3900
0
0
SILICON LABORATORIES INC
CNV
826919AB8
5106
4403000
PRN
SOLE
1
4403000
0
0
SINA CORP
CMN
G81477104
466
11700
SH
DFND
4
0
11700
0
SINA CORP
CMN
G81477104
1588
39896
SH
DFND
2
0
39896
0
SIRIUS XM HOLDINGS INC
CMN
82968B103
176
24605
SH
DFND
2
0
24605
0
SIRIUS XM HOLDINGS INC
CMN
82968B103
717
100372
SH
DFND
1
0
100372
0
SLACK TECHNOLOGIES INC- CL A
CMN
83088V102
238
10623
SH
SOLE
2
10623
0
0
SM ENERGY CO
CMN
78454L100
221
19674
SH
SOLE
2
19674
0
0
SMILEDIRECTCLUB INC
CMN
83192H106
1255
144000
SH
Call
SOLE
1
144000
0
0
SMITH (A.O.) CORP
CMN
831865209
504
10586
SH
SOLE
2
10586
0
0
SNAP INC - A
CMN
83304A106
244
15183
SH
SOLE
4
15183
0
0
SOGOU INC-ADR
CMN
83409V104
375
82227
SH
SOLE
2
82227
0
0
SONY CORP
CMN
835699307
2379
35000
SH
Put
DFND
2
0
35000
0
SONY CORP
CMN
835699307
2379
35000
SH
Call
DFND
2
0
35000
0
SONY CORP
CMN
835699307
4912
72256
SH
DFND
1
0
72256
0
SONY CORP
CMN
835699307
9858
145000
SH
Put
DFND
1
0
145000
0
SONY CORP
CMN
835699307
14997
220600
SH
Call
DFND
1
0
220600
0
SONY CORP
CMN
835699307
24057
353863
SH
DFND
2
0
353863
0
SOUTHWEST GAS HOLDINGS INC
CMN
844895102
608
8000
SH
SOLE
1
8000
0
0
SPDR GOLD SHARES
CMN
78463V107
20181
141200
SH
Put
SOLE
1
141200
0
0
SPDR GOLD SHARES
CMN
78463V107
295897
2070300
SH
Call
SOLE
1
2070300
0
0
SPDR S&P 500 ETF TRUST
CMN
78462F103
482863
1500000
SH
Put
SOLE
1
1500000
0
0
SPDR S&P 500 ETF TRUST
CMN
78462F103
1103503
3428000
SH
Call
SOLE
1
3428000
0
0
SPDR S&P MIDCAP 400 ETF TRST
CMN
78467Y107
3743
10000
SH
Call
SOLE
1
10000
0
0
SPDR S&P OIL & GAS EXP & PR
CMN
78464A730
3206
135400
SH
Put
SOLE
1
135400
0
0
SPDR S&P OIL & GAS EXP & PR
CMN
78464A730
11582
489100
SH
Call
SOLE
1
489100
0
0
SPDR S&P REGIONAL BANKING
CMN
78464A698
17483
300000
SH
Call
SOLE
1
300000
0
0
SPECTRUM PHARMACEUTICALS INC
CMN
84763A108
150
41313
SH
SOLE
2
41313
0
0
SPIRIT AEROSYSTEMS HOLD-CL A
CMN
848574109
10
136
SH
DFND
2
0
136
0
SPIRIT AEROSYSTEMS HOLD-CL A
CMN
848574109
87
1200
SH
Call
DFND
1
0
1200
0
SPIRIT AEROSYSTEMS HOLD-CL A
CMN
848574109
114
1570
SH
DFND
1
0
1570
0
SPLUNK INC
CMN
848637104
62141
415230
SH
SOLE
2
415230
0
0
SPOTIFY TECHNOLOGY SA
CMN
L8681T102
75
500
SH
DFND
1
0
500
0
SPOTIFY TECHNOLOGY SA
CMN
L8681T102
1468
9815
SH
DFND
2
0
9815
0
SPRINT CORP
CMN
85207U105
940
180000
SH
Call
DFND
1
0
180000
0
SPRINT CORP
CMN
85207U105
6009
1151317
SH
DFND
2
0
1151317
0
SPRINT CORP
CMN
85207U105
16184
3100600
SH
Put
DFND
1
0
3100600
0
SPROUTS FARMERS MARKET INC
CMN
85208M102
1716
88426
SH
DFND
2
0
88426
0
SPROUTS FARMERS MARKET INC
CMN
85208M102
5239
270000
SH
Put
DFND
1
0
270000
0
SQUARE INC - A
CMN
852234103
31269
500689
SH
DFND
2
0
500689
0
SQUARE INC - A
CMN
852234103
36291
581100
SH
Put
DFND
1
0
581100
0
STAG INDUSTRIAL INC
CMN
85254J102
1652
52429
SH
SOLE
2
52429
0
0
STANLEY BLACK & DECKER INC
CMN
854502101
4521
27268
SH
SOLE
2
27268
0
0
STARBUCKS CORP
CMN
855244109
267
3100
SH
DFND
4
0
3100
0
STARBUCKS CORP
CMN
855244109
1646
19087
SH
DFND
2
0
19087
0
STARBUCKS CORP
CMN
855244109
18367
213006
SH
DFND
3
0
213006
0
STONECO LTD-A
CMN
G85158106
1133
28483
SH
SOLE
2
28483
0
0
STRYKER CORP
CMN
863667101
820
3908
SH
SOLE
2
3908
0
0
SUNOPTA INC
CMN
8676EP108
50
19640
SH
SOLE
1
19640
0
0
SUPERNUS PHARMACEUTICALS INC
CNV
868459AD0
388
1634000
PRN
SOLE
1
1634000
0
0
SYNAPTICS INC
CMN
87157D109
3288
50000
SH
Put
SOLE
1
50000
0
0
SYNAPTICS INC
CNV
87157DAD1
3888
5913000
PRN
SOLE
1
5913000
0
0
SYNCHRONY FINANCIAL
CMN
87165B103
8587
238346
SH
DFND
2
0
238346
0
SYNCHRONY FINANCIAL
CMN
87165B103
11781
327000
SH
Call
DFND
1
0
327000
0
T ROWE PRICE GROUP INC
CMN
74144T108
1142
9377
SH
SOLE
2
9377
0
0
TAIWAN SEMICONDUCTOR MANUFAC
CMN
874039100
31
540
SH
DFND
1
0
540
0
TAIWAN SEMICONDUCTOR MANUFAC
CMN
874039100
363
6260
SH
DFND
2
0
6260
0
TAIWAN SEMICONDUCTOR MANUFAC
CMN
874039100
34822
600000
SH
Put
DFND
1
0
600000
0
TAKEDA PHARMACEUTICAL CO LTD
CMN
874060205
2373
120000
SH
SOLE
1
120000
0
0
TAKEDA PHARMACEUTICAL CO LTD
CMN
874060205
3387
171250
SH
Put
SOLE
1
171250
0
0
TAKEDA PHARMACEUTICAL CO LTD
CMN
874060205
3387
171250
SH
Call
SOLE
1
171250
0
0
TAKE-TWO INTERACTIVE SOFTWRE
CMN
874054109
233
1905
SH
SOLE
2
1905
0
0
TAPESTRY INC
CMN
876030107
11684
433319
SH
SOLE
2
433319
0
0
TARGA RESOURCES CORP
CMN
87612G101
120
2942
SH
DFND
2
0
2942
0
TARGA RESOURCES CORP
CMN
87612G101
1957
47937
SH
DFND
1
0
47937
0
TARGET CORP
CMN
87612E106
1952
15562
SH
SOLE
2
15562
0
0
TATA MOTORS LTD
CMN
876568502
741
58000
SH
DFND
4
0
58000
0
TATA MOTORS LTD
CMN
876568502
5666
443490
SH
DFND
2
0
443490
0
TD AMERITRADE HOLDING CORP
CMN
87236Y108
4506
90500
SH
SOLE
2
90500
0
0
TE CONNECTIVITY LTD
CMN
H84989104
15806
165011
SH
SOLE
2
165011
0
0
TEGNA INC
CMN
87901J105
853
51300
SH
DFND
2
0
51300
0
TEGNA INC
CMN
87901J105
6652
400000
SH
Call
DFND
1
0
400000
0
TELLURIAN INC
CMN
87968A104
175
24200
SH
Put
SOLE
1
24200
0
0
TELLURIAN INC
CMN
87968A104
1013
140000
SH
SOLE
1
140000
0
0
TELLURIAN INC
CMN
87968A104
9137
1262500
SH
Call
SOLE
1
1262500
0
0
TERADYNE INC
CMN
880770102
10534
154388
SH
SOLE
2
154388
0
0
TESLA INC
CMN
88160R101
731
1832
SH
DFND
1
0
1832
0
TESLA INC
CNV
88160RAD3
4608
1154000
PRN
SOLE
1
1154000
0
0
TESLA INC
CMN
88160R101
7986
20000
SH
Put
DFND
1
0
20000
0
TESLA INC
CMN
88160R101
15971
40000
SH
Call
DFND
1
0
40000
0
TESLA INC
CMN
88160R101
46865
117373
SH
DFND
2
0
117373
0
TESLA INC
CNV
88160RAC5
109925
27531000
PRN
SOLE
1
27531000
0
0
TESLA INC
CNV
88160RAG6
131962
33050000
PRN
SOLE
1
33050000
0
0
TEVA PHARMACEUTICAL IND LTD
CNV
88163VAE9
90
1033000
PRN
SOLE
1
1033000
0
0
TEVA PHARMACEUTICAL IND LTD
CMN
881624209
697
71170
SH
SOLE
2
71170
0
0
TEXAS CAPITAL BANCSHARES INC
CMN
88224Q107
26724
470202
SH
SOLE
2
470202
0
0
TEXAS INSTRUMENTS INC
CMN
882508104
11436
90000
SH
Put
SOLE
1
90000
0
0
TEXAS INSTRUMENTS INC
CMN
882508104
11436
90000
SH
Call
SOLE
1
90000
0
0
TEXAS ROADHOUSE INC
CMN
882681109
2535
45000
SH
SOLE
2
45000
0
0
THERMO FISHER SCIENTIFIC INC
CMN
883556102
54425
167585
SH
SOLE
2
167585
0
0
TIFFANY & CO
CMN
886547108
361
2700
SH
SOLE
1
2700
0
0
TIFFANY & CO
CMN
886547108
8633
64600
SH
Put
SOLE
1
64600
0
0
T-MOBILE US INC
CMN
872590104
1450
18500
SH
Call
DFND
1
0
18500
0
T-MOBILE US INC
CMN
872590104
2533
32315
SH
DFND
1
0
32315
0
T-MOBILE US INC
CMN
872590104
7254
92540
SH
DFND
4
0
92540
0
T-MOBILE US INC
CMN
872590104
9265
118200
SH
Put
DFND
1
0
118200
0
TOTAL SA
CMN
89151E109
2951
53400
SH
Call
SOLE
1
53400
0
0
TRANSOCEAN LTD
CNV
893830BJ7
3
40000
PRN
SOLE
1
40000
0
0
TRANSOCEAN LTD
CMN
H8817H100
2683
396100
SH
Put
SOLE
1
396100
0
0
TRANSOCEAN LTD
CMN
H8817H100
5474
808105
SH
SOLE
1
808105
0
0
TRIPADVISOR INC
CMN
896945201
110
3633
SH
DFND
1
0
3633
0
TRIPADVISOR INC
CMN
896945201
452
14895
SH
DFND
2
0
14895
0
TRONOX HOLDINGS PLC- A
CMN
G9087Q102
912
79791
SH
SOLE
1
79791
0
0
TRONOX HOLDINGS PLC- A
CMN
G9087Q102
2286
200000
SH
Put
SOLE
1
200000
0
0
TRUSTMARK CORP
CMN
898402102
276
8000
SH
SOLE
2
8000
0
0
TTM TECHNOLOGIES
CMN
87305R109
9081
607743
SH
SOLE
2
607743
0
0
TURQUOISE HILL RESOURCES LTD
CMN
900435108
43971
59340999
SH
SOLE
2
59340999
0
0
TUTOR PERINI CORP
CNV
901109AD0
476
3703000
PRN
SOLE
1
3703000
0
0
TWILIO INC - A
CMN
90138F102
194
1975
SH
DFND
4
0
1975
0
TWILIO INC - A
CMN
90138F102
8650
88098
SH
DFND
2
0
88098
0
TWILIO INC - A
CMN
90138F102
11527
117400
SH
Call
DFND
1
0
117400
0
TWITTER INC
CMN
90184L102
5000
151156
SH
DFND
2
0
151156
0
TWITTER INC
CMN
90184L102
13230
400000
SH
Call
DFND
1
0
400000
0
TYSON FOODS INC-CL A
CMN
902494103
45
500
SH
Put
DFND
1
0
500
0
TYSON FOODS INC-CL A
CMN
902494103
67
735
SH
DFND
2
0
735
0
TYSON FOODS INC-CL A
CMN
902494103
9685
106438
SH
DFND
1
0
106438
0
UBER TECHNOLOGIES INC
CMN
90353T100
14593
463131
SH
SOLE
2
463131
0
0
UBIQUITI INC
CMN
90353W103
2486
13152
SH
SOLE
2
13152
0
0
ULTRAGENYX PHARMACEUTICAL IN
CMN
90400D108
282
6574
SH
SOLE
2
6574
0
0
UNION PACIFIC CORP
CMN
907818108
9564
53400
SH
Put
DFND
1
0
53400
0
UNION PACIFIC CORP
CMN
907818108
13392
74774
SH
DFND
2
0
74774
0
UNION PACIFIC CORP
CMN
907818108
32238
180000
SH
Call
DFND
1
0
180000
0
UNION PACIFIC CORP
CMN
907818108
156715
875000
SH
Call
DFND
2
0
875000
0
UNITED AIRLINES HOLDINGS INC
CMN
910047109
1106
12559
SH
DFND
2
0
12559
0
UNITED AIRLINES HOLDINGS INC
CMN
910047109
8808
100000
SH
DFND
1
0
100000
0
UNITED AIRLINES HOLDINGS INC
CMN
910047109
22831
259200
SH
Put
DFND
1
0
259200
0
UNITED PARCEL SERVICE-CL B
CMN
911312106
29
247
SH
DFND
4
0
247
0
UNITED PARCEL SERVICE-CL B
CMN
911312106
453
3899
SH
DFND
2
0
3899
0
UNITED PARCEL SERVICE-CL B
CMN
911312106
1441
12407
SH
DFND
1
0
12407
0
UNITED PARCEL SERVICE-CL B
CMN
911312106
1928
16600
SH
Call
DFND
1
0
16600
0
UNITED RENTALS INC
CMN
911363109
16695
100000
SH
Put
SOLE
1
100000
0
0
UNITED STATES STEEL CORP
CMN
912909108
123
10613
SH
DFND
1
0
10613
0
UNITED STATES STEEL CORP
CMN
912909108
358
30980
SH
DFND
2
0
30980
0
UNITED TECHNOLOGIES CORP
CMN
913017109
242
1664
SH
DFND
3
0
1664
0
UNITED TECHNOLOGIES CORP
CMN
913017109
293
2008
SH
DFND
1
0
2008
0
UNITED TECHNOLOGIES CORP
CMN
913017109
9993
68590
SH
DFND
2
0
68590
0
UNITED TECHNOLOGIES CORP
CMN
913017109
12788
87774
SH
Call
DFND
1
0
87774
0
UNITED TECHNOLOGIES CORP
CMN
913017109
15341
105300
SH
Put
DFND
1
0
105300
0
UNITED TECHNOLOGIES CORP
CMN
913017109
116552
800000
SH
Call
DFND
2
0
800000
0
UNITEDHEALTH GROUP INC
CMN
91324P102
6168
20962
SH
SOLE
2
20962
0
0
UNITI GROUP INC
CMN
91325V108
109184
13281553
SH
SOLE
2
13281553
0
0
UNIVAR SOLUTIONS INC
CMN
91336L107
446
18400
SH
Put
SOLE
1
18400
0
0
UNIVAR SOLUTIONS INC
CMN
91336L107
2270
93643
SH
SOLE
1
93643
0
0
UNIVERSAL HEALTH SERVICES-B
CMN
913903100
7610
53076
SH
SOLE
2
53076
0
0
US BANCORP
CMN
902973304
1
15
SH
DFND
1
0
15
0
US BANCORP
CMN
902973304
5466
92850
SH
DFND
2
0
92850
0
VALARIS PLC
CMN
G9402V109
196
30000
SH
SOLE
2
30000
0
0
VALERO ENERGY CORP
CMN
91913Y100
4897
52300
SH
Put
DFND
1
0
52300
0
VALERO ENERGY CORP
CMN
91913Y100
33503
357804
SH
DFND
2
0
357804
0
VANECK SEMICONDUCTOR
CMN
92189F676
84890
599900
SH
Put
SOLE
1
599900
0
0
VECTOR GROUP LTD
CNV
92240MBC1
1645
12321000
PRN
SOLE
1
12321000
0
0
VEREIT INC
CMN
92339V100
121
13128
SH
SOLE
1
13128
0
0
VERIZON COMMUNICATIONS INC
CMN
92343V104
1045
17225
SH
DFND
4
0
17225
0
VERIZON COMMUNICATIONS INC
CMN
92343V104
8570
141298
SH
DFND
2
0
141298
0
VERIZON COMMUNICATIONS INC
CMN
92343V104
12846
211800
SH
Call
DFND
1
0
211800
0
VERTEX PHARMACEUTICALS INC
CMN
92532F100
2489
11373
SH
SOLE
2
11373
0
0
VF CORP
CMN
918204108
15561
156394
SH
SOLE
2
156394
0
0
VIACOMCBS INC - CLASS B
CMN
92556H206
9250
220466
SH
SOLE
2
220466
0
0
VIKING THERAPEUTICS INC
CMN
92686J106
436
54500
SH
SOLE
2
54500
0
0
VIPER ENERGY PARTNERS LP
CMN
92763M105
662
26758
SH
SOLE
1
26758
0
0
VIPSHOP HOLDINGS LTD - ADR
CMN
92763W103
1166
82300
SH
DFND
4
0
82300
0
VIPSHOP HOLDINGS LTD - ADR
CMN
92763W103
5646
398326
SH
DFND
2
0
398326
0
VIRGIN GALACTIC HOLDINGS INC
CMN
92766K106
1742
150900
SH
Call
SOLE
1
150900
0
0
VISA INC-CLASS A SHARES
CMN
92826C839
42
228
SH
DFND
4
0
228
0
VISA INC-CLASS A SHARES
CMN
92826C839
726
3900
SH
Call
DFND
1
0
3900
0
VISA INC-CLASS A SHARES
CMN
92826C839
2123
11400
SH
Put
DFND
1
0
11400
0
VISTRA ENERGY CORP
CMN
92840M102
121
5274
SH
DFND
1
0
5274
0
VISTRA ENERGY CORP
CMN
92840M102
4832
210142
SH
DFND
2
0
210142
0
VOCERA COMMUNICATIONS INC
CMN
92857F107
750
36139
SH
SOLE
2
36139
0
0
VULCAN MATERIALS CO
CMN
929160109
10342
71861
SH
SOLE
2
71861
0
0
WALGREENS BOOTS ALLIANCE INC
CMN
931427108
13
222
SH
DFND
4
0
222
0
WALGREENS BOOTS ALLIANCE INC
CMN
931427108
1697
28778
SH
DFND
1
0
28778
0
WALGREENS BOOTS ALLIANCE INC
CMN
931427108
8845
150000
SH
Put
DFND
1
0
150000
0
WALGREENS BOOTS ALLIANCE INC
CMN
931427108
11517
195307
SH
DFND
2
0
195307
0
WALMART INC
CMN
931142103
74
635
SH
DFND
4
0
635
0
WALMART INC
CMN
931142103
31297
267042
SH
DFND
2
0
267042
0
WALT DISNEY CO/THE
CMN
254687106
891
6173
SH
DFND
4
0
6173
0
WALT DISNEY CO/THE
CMN
254687106
2571
17803
SH
DFND
2
0
17803
0
WALT DISNEY CO/THE
CMN
254687106
33212
230000
SH
Call
DFND
1
0
230000
0
WALT DISNEY CO/THE
CMN
254687106
33985
235355
SH
DFND
1
0
235355
0
WALT DISNEY CO/THE
CMN
254687106
56699
392655
SH
Put
DFND
1
0
392655
0
WASTE MANAGEMENT INC
CMN
94106L109
16
138
SH
SOLE
1
138
0
0
WASTE MANAGEMENT INC
CMN
94106L109
5696
50000
SH
Put
SOLE
1
50000
0
0
WAYFAIR INC- CLASS A
CNV
94419LAB7
633
700000
PRN
SOLE
1
700000
0
0
WAYFAIR INC- CLASS A
CMN
94419L101
1356
15000
SH
Call
DFND
1
0
15000
0
WAYFAIR INC- CLASS A
CMN
94419L101
5147
56941
SH
DFND
2
0
56941
0
WAYFAIR INC- CLASS A
CNV
94419LAD3
42162
46642000
PRN
SOLE
1
46642000
0
0
WEIBO CORP-SPON ADR
CMN
948596101
483
10400
SH
DFND
4
0
10400
0
WEIBO CORP-SPON ADR
CMN
948596101
809
17434
SH
DFND
2
0
17434
0
WELLCARE HEALTH PLANS INC
CMN
94946T106
1648
4990
SH
SOLE
1
4990
0
0
WELLCARE HEALTH PLANS INC
CMN
94946T106
5086
15400
SH
Put
SOLE
1
15400
0
0
WELLS FARGO & CO
CMN
949746101
18
345
SH
DFND
4
0
345
0
WELLS FARGO & CO
CMN
949746101
15794
300000
SH
Put
DFND
1
0
300000
0
WELLS FARGO & CO
CMN
949746101
59252
1125495
SH
DFND
2
0
1125495
0
WELLS FARGO & CO
CMN
949746101
113409
2154200
SH
Call
DFND
1
0
2154200
0
WESCO INTERNATIONAL INC
CMN
95082P105
357
6000
SH
SOLE
2
6000
0
0
WESTLAKE CHEMICAL CORP
CMN
960413102
64
913
SH
SOLE
1
913
0
0
WESTLAKE CHEMICAL CORP
CMN
960413102
2886
41200
SH
Put
SOLE
1
41200
0
0
WESTROCK CO
CMN
96145D105
4
83
SH
DFND
1
0
83
0
WESTROCK CO
CMN
96145D105
3222
75100
SH
Put
DFND
1
0
75100
0
WESTROCK CO
CMN
96145D105
19144
446166
SH
DFND
2
0
446166
0
WILLIAMS COS INC
CMN
969457100
126
5300
SH
SOLE
1
5300
0
0
WILLIAMS COS INC
CMN
969457100
3447
145400
SH
Put
SOLE
1
145400
0
0
WILLIAMS COS INC
CMN
969457100
5737
242000
SH
Call
SOLE
1
242000
0
0
WILLSCOT CORP
CMN
971375126
849
46100
SH
DFND
2
0
46100
0
WILLSCOT CORP
CMN
971375126
1032
56000
SH
Call
DFND
1
0
56000
0
WILLSCOT CORP
CMN
971375126
1645
89286
SH
DFND
1
0
89286
0
WORKDAY INC-CLASS A
CMN
98138H101
164
1000
SH
SOLE
4
1000
0
0
WORKDAY INC-CLASS A
CNV
98138HAF8
13476
8193000
PRN
SOLE
1
8193000
0
0
WORKIVA INC
CMN
98139A105
420
10000
SH
SOLE
1
10000
0
0
WORLD ACCEPTANCE CORP
CMN
981419104
1321
15270
SH
SOLE
1
15270
0
0
WORLD ACCEPTANCE CORP
CMN
981419104
7067
81700
SH
Put
SOLE
1
81700
0
0
WORLD WRESTLING ENTERTAIN-A
CMN
98156Q108
1233
19000
SH
Put
SOLE
1
19000
0
0
WORLD WRESTLING ENTERTAIN-A
CMN
98156Q108
2766
42634
SH
SOLE
1
42634
0
0
WORLD WRESTLING ENTERTAIN-A
CMN
98156Q108
10356
159600
SH
Call
SOLE
1
159600
0
0
WRIGHT MEDICAL GROUP NV
CMN
N96617118
27
900
SH
Put
DFND
1
0
900
0
WRIGHT MEDICAL GROUP NV
CNV
98235TAE7
157
517000
PRN
SOLE
1
517000
0
0
WRIGHT MEDICAL GROUP NV
CMN
N96617118
443
14541
SH
DFND
1
0
14541
0
WRIGHT MEDICAL GROUP NV
CMN
N96617118
33457
1098516
SH
DFND
2
0
1098516
0
WW GRAINGER INC
CMN
384802104
468
1383
SH
SOLE
2
1383
0
0
WYNN RESORTS LTD
CMN
983134107
104
748
SH
DFND
2
0
748
0
WYNN RESORTS LTD
CMN
983134107
6597
47500
SH
Put
DFND
1
0
47500
0
WYNN RESORTS LTD
CMN
983134107
106456
766500
SH
Call
DFND
1
0
766500
0
XCEL ENERGY INC
CMN
98389B100
541
8519
SH
SOLE
2
8519
0
0
XEROX HOLDINGS CORP
CMN
98421M106
86
2326
SH
DFND
2
0
2326
0
XEROX HOLDINGS CORP
CMN
98421M106
560
15173
SH
DFND
1
0
15173
0
XEROX HOLDINGS CORP
CMN
98421M106
3693
100000
SH
Put
DFND
1
0
100000
0
XEROX HOLDINGS CORP
CMN
98421M106
3693
100000
SH
Call
DFND
1
0
100000
0
XILINX INC
CMN
983919101
584
5977
SH
SOLE
2
5977
0
0
YUM CHINA HOLDINGS INC
CMN
98850P109
205
4272
SH
DFND
2
0
4272
0
YUM CHINA HOLDINGS INC
CMN
98850P109
3246
67600
SH
DFND
4
0
67600
0
ZAYO GROUP HOLDINGS INC
CMN
98919V105
1580
45611
SH
SOLE
1
45611
0
0
ZAYO GROUP HOLDINGS INC
CMN
98919V105
3502
101100
SH
Put
SOLE
1
101100
0
0
ZENDESK INC
CMN
98936J101
934
12189
SH
DFND
1
0
12189
0
ZENDESK INC
CNV
98936JAB7
5310
6926000
PRN
SOLE
1
6926000
0
0
ZENDESK INC
CMN
98936J101
5359
69900
SH
Put
DFND
1
0
69900
0
ZENDESK INC
CMN
98936J101
6593
86000
SH
DFND
2
0
86000
0
ZILLOW GROUP INC - C
CNV
98954MAB7
495
1076000
PRN
SOLE
1
1076000
0
0
ZILLOW GROUP INC - C
CMN
98954M200
10741
233672
SH
SOLE
2
233672
0
0
ZIMMER BIOMET HOLDINGS INC
CMN
98956P102
1768
11820
SH
SOLE
1
11820
0
0
ZIONS BANCORP NA
CMN
989701107
16417
316258
SH
SOLE
2
316258
0
0
ZIONS BANCORP NA
CMN
989701115
18084
963910
SH
SOLE
1
963910
0
0
ZIX CORP
CMN
98974P100
316
46700
SH
SOLE
2
46700
0
0
ZOETIS INC
CMN
98978V103
6349
47973
SH
SOLE
2
47973
0
0
ZSCALER INC
CMN
98980G102
10488
225729
SH
SOLE
2
225729
0
0
ZTO EXPRESS CAYMAN INC-ADR
CMN
98980A105
1396
60200
SH
SOLE
4
60200
0
0
ZYNGA INC - CL A
CMN
98986T108
245
40000
SH
DFND
2
0
40000
0
ZYNGA INC - CL A
CMN
98986T108
685
111682
SH
DFND
1
0
111682
0