6-K 1 d345554d6k.htm FORM 6-K Form 6-K
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FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of May 2022

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

13-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F X                 Form 40-F                 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):                 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):                 

 

 

 


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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  NOMURA HOLDINGS, INC.
Date: May 12, 2022   By:  

/s/ Yoshifumi Kishida

    Yoshifumi Kishida
    Senior Managing Director


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[Translation of Share Buyback Report for the reporting month from April 1, 2022 to April 30, 2022 filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on May 12, 2022]

Class of Shares: Common Stock

 

1.

Status of repurchase

 

(1)

Status of a repurchase pursuant to a resolution at a general meeting of shareholders

Not applicable

 

(2)

Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)

as of April 30, 2022

 

     Number of Shares      Total Repurchase
Amount (JPY)
 

Authorization pursuant to the resolution of the Board (April 26, 2022)

(Period of repurchase: from May 17, 2022 to March 31, 2023 (excluding the ten business days following the announcement of each quarterly financial results))

         50,000,000        30,000,000,000  

Repurchases during this reporting month (Date of repurchase)

    

(Date)

—  

 

 

    —          —    
    

 

 

    

 

 

 

Total

     —         —          —    
    

 

 

    

 

 

 

Aggregate shares repurchased as of the end of this reporting month

                        0        0  
    

 

 

    

 

 

 

Progress of share repurchase (%)

       0        0  

 

2.

Status of disposition

as of April 30, 2022

 

     Number of shares disposed in
the reporting month
     Aggregate amount
of disposition (JPY)
 

Treasury shares disposed subject to procedures for issuance of new shares

   (Date)

—  

    —          —    
    

 

 

    

 

 

 

Subtotal

   —       —          —    
    

 

 

    

 

 

 

Treasury shares canceled

   (Date)

—  

    —          —    
    

 

 

    

 

 

 

Subtotal

   —       —          —    
    

 

 

    

 

 

 

Treasury shares transferred upon merger, share exchange, share delivery or demerger

   (Date)

—  

    —          —    
    

 

 

    

 

 

 

Subtotal

   —       —          —    
    

 

 

    

 

 

 

Other (upon request for purchasing “less-than-a-full-unit shares”)

   (Date)

—  

    —          —    
    

 

 

    

 

 

 

Subtotal

   —       —          —    
    

 

 

    

 

 

 

Other (exercise of stock acquisition rights)

   (Date)

April 1

April 4

April 5

April 6

April 7

April 8

April 11

April 12

April 13

April 14

April 15

April 19

April 27

April 28

   

88,300

28,400

11,300

121,900

56,300

28,000

39,200

44,600

54,200

27,100

46,100

110,800

1,700

47,800

 

 

 

 

 

 

 

 

 

 

 

 

 

 

    

88,300

28,400

11,300

121,900

56,300

28,000

39,200

44,600

54,200

27,100

46,100

110,800

1,700

47,800

 

 

 

 

 

 

 

 

 

 

 

 

 

 

    

 

 

    

 

 

 

Subtotal

   —       705,700        705,700  
    

 

 

    

 

 

 

Total

   —       705,700        705,700  
    

 

 

    

 

 

 


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3.

Status of shares held in treasury

as of April 30, 2022

 

As of the end of the reporting month

   Number of Shares  

Total number of issued shares

     3,233,562,601  

Number of shares held in treasury

     214,690,131  

Note) In relation to “2. Status of disposition” and “3. Status of shares held in treasury” above, the disposition of treasury shares relating to Restricted Stock Units as equity compensation is recorded based on the contribution date of a monetary compensation claim. The number of shares held in treasury above therefore includes reduction in number of shares as a result of disposition of treasury shares as equity compensation in exchange for contribution-in-kind of monetary compensation claims on or before April 30, 2022.