XML 16 R6.htm IDEA: XBRL DOCUMENT v3.21.2
CONSOLIDATED STATEMENTS OF CHANGES IN EQUITY (UNAUDITED) - JPY (¥)
¥ in Millions
Total
Common stock [Member]
Additional paid-in capital [Member]
Retained earnings [Member]
Cumulative translation adjustments [Member]
Defined benefit pension plans [Member]
Own credit adjustments [Member]
Accumulated other comprehensive income (loss) [Member]
Common stock held in treasury [Member]
Total NHI shareholders' equity [Member]
Noncontrolling interests [Member]
Balance at beginning of year at Mar. 31, 2020   ¥ 594,493 ¥ 683,232 ¥ 1,645,451 ¥ (26,274) ¥ (62,571) ¥ 62,740   ¥ (243,604)   ¥ 77,797
Cumulative adjustment for accounting change related to Own credit adjustments [1]       (18,200)              
Net income attributable to NHI shareholders ¥ 210,158     210,158              
Cash dividends       (61,156) [2]             (723)
Gain (loss) on sales of treasury stock       (562)              
Stock-based compensation awards     (1,117)                
Changes in an affiliated company's interests in its subsidiary     1,118                
Changes in an affiliated company's interests                    
Net change during the period         (20,207)            
Pension liability adjustment 3,390         3,390          
Own credit adjustments (45,784)           (45,784)        
Repurchases of common stock                 (3)    
Sales of common stock                 0    
Common stock issued to employees                 10,292    
Net income attributable to noncontrolling interests (3,063)                   3,063
Accumulated other comprehensive income (loss) attributable to noncontrolling interests                     310
Purchase / sale of subsidiary shares, net                     160
Other net change in noncontrolling interests                     (25,949)
Balance at end of period at Sep. 30, 2020 2,786,054 594,493 683,233 1,775,691 (46,481) (59,181) 16,956 ¥ (88,706) (233,315) ¥ 2,731,396 54,658
Balance at beginning of year at Jun. 30, 2020   594,493 676,040 1,769,225 (26,958) (60,263) 61,248   (234,282)   51,140
Net income attributable to NHI shareholders 67,642     67,642              
Cash dividends       (61,156) [3]             267
Gain (loss) on sales of treasury stock       (20)              
Stock-based compensation awards     7,197                
Changes in an affiliated company's interests in its subsidiary     (4)                
Net change during the period         (19,523)            
Pension liability adjustment 1,082         1,082          
Own credit adjustments (44,292)           (44,292)        
Repurchases of common stock                 (2)    
Sales of common stock                 0    
Common stock issued to employees                 969    
Net income attributable to noncontrolling interests (1,281)                   1,281
Accumulated other comprehensive income (loss) attributable to noncontrolling interests                     (265)
Purchase / sale of subsidiary shares, net                     (370)
Other net change in noncontrolling interests                     2,605
Balance at end of period at Sep. 30, 2020 2,786,054 594,493 683,233 1,775,691 (46,481) (59,181) 16,956 (88,706) (233,315) 2,731,396 54,658
Balance at beginning of year at Mar. 31, 2021 2,756,451 594,493 696,122 1,533,713 18,316 (43,477) (12,983)   (91,246)   61,513
Cumulative adjustment for accounting change related to Own credit adjustments [1]                    
Net income attributable to NHI shareholders 51,700     51,700              
Cash dividends       (24,758) [2]             (1,914)
Gain (loss) on sales of treasury stock       (2,958)              
Stock-based compensation awards     (11,381)                
Changes in an affiliated company's interests in its subsidiary                    
Changes in an affiliated company's interests     (18)                
Net change during the period         5,329            
Pension liability adjustment 484         484          
Own credit adjustments 3,825           3,825        
Repurchases of common stock                 (6)    
Sales of common stock                 0    
Common stock issued to employees                 16,931    
Net income attributable to noncontrolling interests (3,776)                   3,776
Accumulated other comprehensive income (loss) attributable to noncontrolling interests                     839
Purchase / sale of subsidiary shares, net                     277
Other net change in noncontrolling interests                     3,055
Balance at end of period at Sep. 30, 2021 2,801,632 594,493 684,723 1,557,697 23,645 (42,993) (9,158) (28,506) (74,321) 2,734,086 67,546
Balance at beginning of year at Jun. 30, 2021   594,493 677,476 1,579,330 14,982 (43,468) (8,690)   (74,896)   65,093
Net income attributable to NHI shareholders 3,213     3,213              
Cash dividends       (24,758) [3]             (304)
Gain (loss) on sales of treasury stock       (88)              
Stock-based compensation awards     7,247                
Changes in an affiliated company's interests in its subsidiary                    
Net change during the period         8,663            
Pension liability adjustment 475         475          
Own credit adjustments (468)           (468)        
Repurchases of common stock                 (3)    
Sales of common stock                 0    
Common stock issued to employees                 578    
Net income attributable to noncontrolling interests (2,270)                   2,270
Accumulated other comprehensive income (loss) attributable to noncontrolling interests                     580
Purchase / sale of subsidiary shares, net                     80
Other net change in noncontrolling interests                     (173)
Balance at end of period at Sep. 30, 2021 ¥ 2,801,632 ¥ 594,493 ¥ 684,723 ¥ 1,557,697 ¥ 23,645 ¥ (42,993) ¥ (9,158) ¥ (28,506) ¥ (74,321) ¥ 2,734,086 ¥ 67,546
[1] Represents the adjustments to initially apply ASU 2016-13, “Measurement of Credit Losses on Financial Instruments” for the six months ended September 30, 2020.
[2] Dividends per share Six months ended September 30, 2020 ¥ 20.00 Six months ended September 30, 2021 ¥ 8.00
[3] Dividends per share Three months ended September 30, 2020 ¥ 20.00 Three months ended September 30, 2021 ¥ 8.00