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CONSOLIDATED STATEMENTS OF INCOME (UNAUDITED) - JPY (¥)
¥ in Millions
3 Months Ended 6 Months Ended
Sep. 30, 2021
Sep. 30, 2020
Sep. 30, 2021
Sep. 30, 2020
Revenue:        
Commissions ¥ 91,636 ¥ 92,253 ¥ 174,522 ¥ 177,765
Fees from investment banking 33,901 27,031 69,604 37,859
Asset management and portfolio service fees 67,193 57,417 131,237 111,073
Net gain on trading 91,142 131,463 143,136 270,552
Gain on private equity and debt investments 475 1,805 26,463 2,875
Interest and dividends 69,925 82,494 134,461 189,037
Gain on investments in equity securities 2,082 1,940 5,550 5,413
Other 22,855 24,939 99,408 138,817
Total revenue 379,209 419,342 784,381 933,391
Interest expense 60,343 50,344 112,240 103,646
Net revenue [1] 318,866 368,998 672,141 [2] 829,745 [2]
Non-interest expenses:        
Compensation and benefits 129,245 137,006 264,848 275,303
Commissions and floor brokerage 27,397 27,675 54,213 56,186
Information processing and communications 45,136 42,584 89,235 85,822
Occupancy and related depreciation 17,846 19,056 34,562 36,114
Business development expenses 3,902 3,632 7,196 6,464
Other 76,873 55,418 125,087 104,418
Total non-interest expenses 300,399 285,371 575,141 564,307
Income before income taxes 18,467 83,627 97,000 [2] 265,438 [2]
Income tax expense 12,984 14,704 41,524 52,217
Net income 5,483 68,923 55,476 213,221
Less: Net income attributable to noncontrolling interests 2,270 1,281 3,776 3,063
Net income attributable to NHI shareholders ¥ 3,213 ¥ 67,642 ¥ 51,700 ¥ 210,158
Basic—        
Net income attributable to NHI shareholders per share ¥ 1.04 ¥ 22.13 ¥ 16.76 ¥ 68.87
Diluted—        
Net income attributable to NHI shareholders per share ¥ 1.01 ¥ 21.52 ¥ 16.25 ¥ 67.10
[1] There is no revenue derived from transactions with a single major external customer.
[2] Includes losses arising from the U.S. Prime Brokerage Event