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CONSOLIDATED BALANCE SHEETS (UNAUDITED) - JPY (¥)
¥ in Millions
Sep. 30, 2021
Mar. 31, 2021
Cash and cash deposits:    
Cash and cash equivalents ¥ 3,836,088 ¥ 3,509,754
Time deposits 342,778 281,422
Deposits with stock exchanges and other segregated cash 312,579 373,559
Total cash and cash deposits 4,491,445 4,164,735
Loans and receivables:    
Loans receivable (including ¥818,523 million and ¥916,938 million measured at fair value by applying the fair value option as of March 31, 2021 and September 30, 2021, respectively) 3,143,347 2,943,472
Receivables from customers (including ¥163,388 million and ¥146,706 million measured at fair value by applying the fair value option as of March 31, 2021 and September 30, 2021, respectively) 486,602 459,090
Receivables from other than customers 761,127 793,669
Allowance for credit losses (61,711) (53,784)
Total loans and receivables 4,329,365 4,142,447
Collateralized agreements:    
Securities purchased under agreements to resell (including ¥366,506 million and ¥314,439 million measured at fair value by applying the fair value option as of March 31, 2021 and September 30, 2021, respectively) 11,272,573 10,775,078
Securities borrowed 4,658,853 5,264,360
Total collateralized agreements 15,931,426 16,039,438
Trading assets and private equity and debt investments:    
Trading assets (including securities pledged as collateral of ¥5,587,555 million and ¥5,383,531 million as of March 31, 2021 and September 30, 2021, respectively; including ¥10,122 million and ¥7,854 million measured at fair value by applying the fair value option as of March 31, 2021 and September 30, 2021, respectively) 16,333,623 15,674,354
Private equity and debt investments (including ¥3,599 million and ¥6,627 million measured at fair value by applying the fair value option as of March 31, 2021 and September 30, 2021, respectively) 77,820 63,825
Total trading assets and private equity and debt investments 16,411,443 15,738,179
Other assets:    
Office buildings, land, equipment and facilities (net of accumulated depreciation and amortization of ¥395,429 million and ¥410,139 million as of March 31, 2021 and September 30, 2021, respectively) 460,051 464,449
Non-trading debt securities (including securities pledged as collateral of ¥ 9,427 million and ¥ 16,776 million as of March 31, 2021 and September 30, 2021, respectively) 444,123 426,758
Investments in equity securities 135,959 126,649
Investments in and advances to affiliated companies 358,878 364,393
Other (including ¥171,482 million and ¥179,466 million measured at fair value by applying the fair value option as of March 31, 2021 and September 30, 2021, respectively) 783,862 1,049,432
Total other assets 2,182,873 2,431,681
Total assets 43,346,552 42,516,480
LIABILITIES AND EQUITY    
Short-term borrowings (including ¥634,714 million and ¥683,253 million measured at fair value by applying the fair value option as of March 31, 2021 and September 30, 2021, respectively) 1,188,794 1,368,098
Payables and deposits:    
Payables to customers 1,469,026 1,454,755
Payables to other than customers 1,793,857 1,773,699
Deposits received at banks (including ¥49,874 million and ¥56,180 million measured at fair value by applying the fair value option as of March 31, 2021 and September 30, 2021, respectively) 1,463,647 1,342,464
Total payables and deposits 4,726,530 4,570,918
Collateralized financing:    
Securities sold under agreements to repurchase (including ¥224,056 million and ¥363,864 million measured at fair value by applying the fair value option as of March 31, 2021 and September 30, 2021, respectively) 13,463,322 13,360,429
Securities loaned (including ¥128,886 million and ¥110,905 million measured at fair value by applying the fair value option as of March 31, 2021 and September 30, 2021, respectively) 1,515,820 1,380,629
Other secured borrowings 380,785 392,515
Total collateralized financing 15,359,927 15,133,573
Trading liabilities 9,645,764 9,473,261
Other liabilities (including ¥44,708 million and ¥38,785 million measured at fair value by applying the fair value option as of March 31, 2021 and September 30, 2021, respectively) 927,954 1,239,167
Long-term borrowings (including ¥4,098,457 million and ¥4,369,366 million measured at fair value by applying the fair value option as of March 31, 2021 and September 30, 2021, respectively) 8,695,951 7,975,012
Total liabilities 40,544,920 39,760,029
Commitments and contingencies  
Common stock    
Authorized—6,000,000,000 shares as of March 31, 2021 and September 30, 2021 Issued—3,233,562,601 shares as of March 31, 2021 and September 30, 2021 Outstanding—3,063,155,434 shares as of March 31, 2021 and 3,094,756,680 shares as of September 30, 2021 594,493 594,493
Additional paid-in capital 684,723 696,122
Retained earnings 1,557,697 1,533,713
Accumulated other comprehensive income (28,506) (38,144)
Total NHI shareholders' equity before treasury stock 2,808,407 2,786,184
Common stock held in treasury, at cost—170,407,167 shares as of March 31, 2021 and 138,805,921 shares as of September 30, 2021 (74,321) (91,246)
Total NHI shareholders' equity 2,734,086 2,694,938
Noncontrolling interests 67,546 61,513
Total equity 2,801,632 2,756,451
Total liabilities and equity 43,346,552 42,516,480
Variable Interest Entity, primary beneficiary [Member]    
Cash and cash deposits:    
Cash and cash equivalents 9,000 13,000
Total cash and cash deposits 9,000 13,000
Trading assets and private equity and debt investments:    
Total trading assets and private equity and debt investments 1,088,000 984,000
Other assets:    
Office buildings, land, equipment and facilities (net of accumulated depreciation and amortization of ¥395,429 million and ¥410,139 million as of March 31, 2021 and September 30, 2021, respectively) 56,000 51,000
Other (including ¥171,482 million and ¥179,466 million measured at fair value by applying the fair value option as of March 31, 2021 and September 30, 2021, respectively) 163,000 26,000
Total other assets 219,000 77,000
Total assets 1,316,000 1,074,000
LIABILITIES AND EQUITY    
Short-term borrowings (including ¥634,714 million and ¥683,253 million measured at fair value by applying the fair value option as of March 31, 2021 and September 30, 2021, respectively) 122,000 74,000
Collateralized financing:    
Trading liabilities 2,000 2,000
Other liabilities (including ¥44,708 million and ¥38,785 million measured at fair value by applying the fair value option as of March 31, 2021 and September 30, 2021, respectively) 2,000 2,000
Long-term borrowings (including ¥4,098,457 million and ¥4,369,366 million measured at fair value by applying the fair value option as of March 31, 2021 and September 30, 2021, respectively) 808,000 763,000
Borrowings 930,000 837,000
Total liabilities ¥ 934,000 ¥ 841,000