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CONSOLIDATED BALANCE SHEETS (UNAUDITED) - JPY (¥)
¥ in Millions
Sep. 30, 2020
Mar. 31, 2020
Cash and cash deposits:    
Cash and cash equivalents ¥ 3,941,802 ¥ 3,191,889
Time deposits 191,277 309,373
Deposits with stock exchanges and other segregated cash 391,594 373,686
Total cash and cash deposits 4,524,673 3,874,948
Loans and receivables:    
Loans receivable (including ¥805,141 million and ¥804,315 million measured at fair value by applying the fair value option as of March 31, 2020 and September 30, 2020, respectively) 2,344,080 2,857,405
Receivables from customers (including ¥11 million and ¥92,193 million measured at fair value by applying the fair value option as of March 31, 2020 and September 30, 2020, respectively) 514,711 541,284
Receivables from other than customers 877,751 1,731,236
Allowance for doubtful accounts (11,356) (13,012)
Total loans and receivables 3,725,186 5,116,913
Collateralized agreements:    
Securities purchased under agreements to resell (including ¥548,043 million and ¥320,679 million measured at fair value by applying the fair value option as of March 31, 2020 and September 30, 2020, respectively) 12,063,662 12,377,315
Securities borrowed 3,502,286 3,529,797
Total collateralized agreements 15,565,948 15,907,112
Trading assets and private equity and debt investments:    
Trading assets (including securities pledged as collateral of ¥5,332,640 million and ¥6,383,048 million as of March 31, 2020 and September 30, 2020, respectively; including ¥12,407 million and ¥8,531 million measured at fair value by applying the fair value option as of March 31, 2020 and September 30, 2020, respectively) 16,515,538 16,853,822
Private equity and debt investments (including ¥6,395 million and ¥7,514 million measured at fair value by applying the fair value option as of March 31, 2020 and September 30, 2020, respectively) 55,432 44,278
Total trading assets and private equity and debt investments 16,570,970 16,898,100
Other assets:    
Office buildings, land, equipment and facilities (net of accumulated depreciation and amortization of ¥397,114 million and ¥384,060 million as of March 31, 2020 and September 30, 2020, respectively) 466,373 440,512
Non-trading debt securities 411,980 455,392
Investments in equity securities 112,880 112,175
Investments in and advances to affiliated companies 391,286 367,641
Other (including ¥144,756 million and ¥137,413 million measured at fair value by applying the fair value option as of March 31, 2020 and September 30, 2020, respectively) 915,141 827,022
Total other assets 2,297,660 2,202,742
Total assets 42,684,437 43,999,815
LIABILITIES AND EQUITY    
Short-term borrowings (including ¥376,910 million and ¥587,622 million measured at fair value by applying the fair value option as of March 31, 2020 and September 30, 2020, respectively) 1,346,414 1,486,733
Payables and deposits:    
Payables to customers 1,286,985 1,467,434
Payables to other than customers 1,281,977 1,653,495
Deposits received at banks (including ¥14,392 million and ¥31,229 million measured at fair value by applying the fair value option as of March 31, 2020 and September 30, 2020, respectively) 1,181,169 1,276,153
Total payables and deposits 3,750,131 4,397,082
Collateralized financing:    
Securities sold under agreements to repurchase (including ¥111,609 million and ¥104,645 million measured at fair value by applying the fair value option as of March 31, 2020 and September 30, 2020, respectively) 15,427,476 16,349,182
Securities loaned (including ¥105,968 million and ¥114,621 million measured at fair value by applying the fair value option as of March 31, 2020 and September 30, 2020, respectively) 1,119,095 961,446
Other secured borrowings 348,484 717,711
Total collateralized financing 16,895,055 18,028,339
Trading liabilities 8,789,496 8,546,284
Other liabilities (including ¥9,183 million and ¥24,864 million measured at fair value by applying the fair value option as of March 31, 2020 and September 30, 2020, respectively) 1,049,465 1,034,448
Long-term borrowings (including ¥3,707,643 million and ¥4,030,791 million measured at fair value by applying the fair value option as of March 31, 2020 and September 30, 2020, respectively) 8,067,822 7,775,665
Total liabilities 39,898,383 41,268,551
Commitments and contingencies (Note 16)
Common stock    
No par value shares; Authorized—6,000,000,000 shares as of March 31, 2020 and September 30, 2020 Issued—3,493,562,601 shares as of March 31, 2020 and September 30, 2020 Outstanding—3,038,587,493 shares as of March 31, 2020 and 3,057,804,161 shares as of September 30, 2020 594,493 594,493
Additional paid-in capital 683,233 683,232
Retained earnings 1,775,691 1,645,451
Accumulated other comprehensive income (88,706) (26,105)
Total NHI shareholders' equity before treasury stock 2,964,711 2,897,071
Common stock held in treasury, at cost—454,975,108 shares as of March 31, 2020 and 435,758,440 shares as of September 30, 2020 (233,315) (243,604)
Total NHI shareholders' equity 2,731,396 2,653,467
Noncontrolling interests 54,658 77,797
Total equity 2,786,054 2,731,264
Total liabilities and equity 42,684,437 43,999,815
Variable Interest Entity, primary beneficiary [Member]    
Cash and cash deposits:    
Cash and cash equivalents 8,000 10,000
Total cash and cash deposits 8,000 10,000
Trading assets and private equity and debt investments:    
Total trading assets and private equity and debt investments 1,135,000 1,172,000
Other assets:    
Office buildings, land, equipment and facilities (net of accumulated depreciation and amortization of ¥397,114 million and ¥384,060 million as of March 31, 2020 and September 30, 2020, respectively) 36,000 15,000
Other (including ¥144,756 million and ¥137,413 million measured at fair value by applying the fair value option as of March 31, 2020 and September 30, 2020, respectively) 20,000 24,000
Total other assets 56,000 39,000
Total assets 1,199,000 1,221,000
LIABILITIES AND EQUITY    
Short-term borrowings (including ¥376,910 million and ¥587,622 million measured at fair value by applying the fair value option as of March 31, 2020 and September 30, 2020, respectively) 113,000 117,000
Collateralized financing:    
Trading liabilities 17,000 19,000
Other liabilities (including ¥9,183 million and ¥24,864 million measured at fair value by applying the fair value option as of March 31, 2020 and September 30, 2020, respectively) 2,000 4,000
Long-term borrowings (including ¥3,707,643 million and ¥4,030,791 million measured at fair value by applying the fair value option as of March 31, 2020 and September 30, 2020, respectively) 811,000 830,000
Borrowings 924,000 947,000
Total liabilities ¥ 943,000 ¥ 970,000