XML 94 R46.htm IDEA: XBRL DOCUMENT v3.20.2
Deferred compensation awards (Tables)
12 Months Ended
Mar. 31, 2020
Deferred Compensation Awards [Abstract]  
Activity relating to RSU awards
 
Outstanding
(number of Nomura
shares)
 
 
Weighted-average
grant date fair
value per share
 
 
Weighted-average
remaining life
until expiry
(years)
 
Outstanding as of March 31, 2019
   
48,518,200
    ¥
530
     
1.3
 
Granted
   
33,786,200
     
365
     
 
Forfeited
   
(3,734,800
)    
441
     
 
Delivered
   
(15,230,000
)    
530
     
 
                         
Outstanding as of March 31, 2020
   
63,339,600
    ¥
447
     
1.0
 
                         
SAR Plan A awards, Weighted-average assumptions
 
Year ended March 31
 
 
2018
 
 
2019
 
 
2020
 
Expected volatility
   
35.30
%    
33.30
%    
—  
%
Expected dividends yield
   
3.07
%    
3.67
%    
—  
%
Expected lives (in years)
   
4.5
     
4.5
     
—  
 
Risk-free interest rate
   
0.10
%    
0.10
%    
—  
%
Activity relating to SAR Plan A awards
 
Outstanding
(number of Nomura
shares)
 
 
Weighted-average
exercise price
 
 
Weighted-average
remaining life
until expiry
(years)
 
Outstanding as of March 31, 2019
   
16,539,300
    ¥
679
     
3.9
 
Granted
   
—  
     
—  
     
 
Exercised
   
(900,800
)    
298
     
 
Forfeited
   
(89,900
)    
630
     
 
Expired
   
(95,700
)    
298
     
 
                         
Outstanding as of March 31, 2020
   
15,452,900
    ¥
704
     
3.1
 
                         
Exercisable as of March 31, 2020
   
12,945,000
    ¥
729
     
2.6
 
                         
Activity relating to SAR Plan B awards
 
Outstanding
(number of Nomura
shares)
 
 
Weighted-average
grant date fair
value per share
 
 
Weighted-average
remaining life
until expiry
(years)
 
Outstanding as of March 31, 2019
   
39,392,900
    ¥
508
     
4.1
 
Granted
   
—  
     
—  
     
 
Exercised
   
(16,340,900
)    
497
     
 
Forfeited
   
(399,900
)    
531
     
 
Expired
   
(313,200
)    
425
     
 
                         
Outstanding as of March 31, 2020
   
22,338,900
    ¥
517
     
3.4
 
                         
Exercisable as of March 31, 2020
   
16,186,800
    ¥
512
     
2.5
 
                         
Activity related to NSU and CSU awards
 
NSUs
   
CSUs
 
 
Outstanding
(number of units)
 
 
Stock
price
 
 
Outstanding
(number of units)
 
 
Stock
price
 
Outstanding as of March 31, 2019
   
31,036,558
    ¥
389
     
8,760,439
    ¥
603
 
Granted
   
13,203,853
     
405
(1)
 
   
     
 
Vested
   
(22,762,553
)    
438
(2)
 
   
(5,728,731
)    
601
(2)
 
Forfeited
   
(379,029
)    
     
(230,052
)    
 
                                 
Outstanding as of March 31, 2020
   
21,098,829
    ¥
445
(3)
 
   
2,801,656
    ¥
611
(3)
 
                                 
 
(1) Weighted-average price of the Company’s common stock used to determine number of awards granted.
(2) Weighted-average price of the Company’s common stock used to determine the final cash settlement amount of the awards.
(3) The price of the Company’s common stock used to remeasure the fair value of the remaining outstanding unvested awards as of March 31, 2020.
Activity relating to NIU awards
 
Outstanding
(number of units)
 
 
Index price
(1)
 
Outstanding as of March 31, 2019
   
5,165,744
    $
6,043
 
Granted
   
—  
     
—  
 
Vested
   
(4,127,154
)    
6,233
(2)
 
Forfeited
   
(198,636
)    
 
                 
Outstanding as of March 31, 2020
   
839,954
    $
5,339
(3)
 
                 
 
(1) The price of each unit is determined using 1/1000th of the index price.
(2) Weighted-average index price used to determine the final cash settlement amount of the awards.
(3) Index price used to remeasure the total fair value of the remaining outstanding unvested awards as of March 31, 2020.