0001193125-20-020256.txt : 20200131 0001193125-20-020256.hdr.sgml : 20200131 20200131062806 ACCESSION NUMBER: 0001193125-20-020256 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200131 FILED AS OF DATE: 20200131 DATE AS OF CHANGE: 20200131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NOMURA HOLDINGS INC CENTRAL INDEX KEY: 0001163653 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: M0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15270 FILM NUMBER: 20563244 BUSINESS ADDRESS: STREET 1: 9-1 NIHONBASHI 1-CHOME STREET 2: CHUO-KU CITY: TOKYO STATE: M0 ZIP: 103-8645 BUSINESS PHONE: 81-3-5255-1000 MAIL ADDRESS: STREET 1: 9-1 NIHONBASHI 1-CHOME STREET 2: CHUO-KU CITY: TOKYO STATE: M0 ZIP: 103-8645 6-K 1 d877745d6k.htm FORM 6-K Form 6-K
Table of Contents

 

 

FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of January 2020

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

9-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F      X             Form 40-F              

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):             

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):             

 

 

 

 

Table of Contents

Information furnished on this form:

EXHIBIT

 

Exhibit Number

1.    (English Translation) Extraordinary Report Pursuant to the Financial Instruments and Exchange Act

Table of Contents

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

   NOMURA HOLDINGS, INC.
Date: January 31, 2020    By:  

/s/ Go Sugiyama

     Go Sugiyama
     Senior Managing Director

Table of Contents

[Translation of Extraordinary Report Filed with the Director General of the Kanto Finance Bureau on January 31, 2020]

 

1.

Reason for Submission

As a change in Representative Executive Officers has been resolved at the Board of Directors meeting held on January 30, 2020, the Company hereby files this Extraordinary Report pursuant to Article 24-5, Clause 4 of Financial Instruments and Exchange Act and Article 19, Clause 2, Item 9 of Cabinet Office Ordinance on Disclosure of Corporate Information, Etc.

 

2.

Matters Reported

(1) Representative Executive Officer to retire

 

 

Name    

(Date of Birth)    

 

   

New Title and    

Position    

   

Former Title and    

Position    

   

Number of Shareholdings

(in hundreds)

    Date of Change  

 

Shoichi Nagamatsu

(Jul. 6, 1958)

   

 

Director

   

 

Director, Representative  

Executive Officer,  

Deputy President  

 

   

 

2,115

   

 

Mar 31, 2020  

øThe Number of Shareholdings is stated as of September 30, 2019.

(2) Representative Executive Officer to be appointed

 

Title and Position  

Name

(Date of Birth)

   Date of Change  

 

Number of
  Shareholdings  

(in hundreds)

 

   Business Experience
         

Representative

Executive Officer

  

Toshio Morita

(Apr. 17, 1961)

   Apr. 1, 2020    2,417  

Apr. 1985

 

  

Joined the Company

 

        Apr. 2008   Senior Managing Director of Nomura Securities Co., Ltd.
         
              Oct. 2008   Senior Managing Director of Nomura Securities Co., Ltd.
         
              Apr. 2010   Senior Corporate Managing Director of Nomura Securities Co., Ltd.
         
              Apr. 2011   Senior Corporate Managing Director of the Company
         
              Apr. 2012  

Senior Corporate Managing Director of the Company

 

Senior Corporate Managing Director of Nomura Securities Co., Ltd.

         
              Aug. 2012  

Executive Managing Director of the Company

 

Executive Vice President of Nomura Securities Co., Ltd.

         
              Apr. 2015  

Executive Managing Director of the Company

 

Executive Managing Director and Executive Vice President of Nomura Securities Co., Ltd.

         
              Apr. 2016   Representative Executive Officer and Deputy President of Nomura Securities Co., Ltd.
         
              Apr. 2017  

Executive Managing Director of the Company Director

 

Representative Executive Officer and President of Nomura Securities Co., Ltd.

         
              Apr. 2018  

Executive Managing Director and Group Co-COO of the Company

 

Director, Representative Executive Officer and President of Nomura Securities Co., Ltd.

         
                Apr. 2019  

Executive Managing Director and Group Co-COO of the Company (Current)

 

Representative Director and President of Nomura Securities Co., Ltd. (Current)

øThe Number of Shareholdings is stated as of September 30, 2019.

END