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FORM 6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Commission File Number: 1-15270
For the month of December 2019
NOMURA HOLDINGS, INC.
(Translation of registrant’s name into English)
9-1, Nihonbashi 1-chome
Chuo-ku, Tokyo 103-8645
Japan
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
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Information furnished on this form:
Exhibit Number
| 1. | (English Translation) Extraordinary Report Pursuant to the Financial Instruments and Exchange Act |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| NOMURA HOLDINGS, INC. | ||||||||
| Date: December 5, 2019 | By: | /s/ Go Sugiyama | ||||||
| Go Sugiyama | ||||||||
| Senior Managing Director | ||||||||
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[Translation of Extraordinary Report Filed with the Director General of the Kanto Finance Bureau on Dec. 5, 2019]
| 1. | Reason for Submission |
As a change in Representative Executive Officers has been resolved at the Board of Directors meeting held on December 2, 2019, the Company hereby files this Extraordinary Report pursuant to Article 24-5, Clause 4 of Financial Instruments and Exchange Act and Article 19, Clause 2, Item 9 of Cabinet Office Ordinance on Disclosure of Corporate Information, Etc.
| 2. | Matters Reported |
(1) Representative Executive Officer to retire
| Name (Date of Birth) |
New Title and Position |
Former Title and Position |
Number of Shareholdings (in hundreds) |
Date of Change | ||||
| Koji Nagai (Jan. 25, 1959) |
Director and Chairman of the Board of Directors |
Director Representative Executive Officer President and Group CEO |
4,380 | Apr. 1, 2020 |
The Number of Shareholdings is stated as of September 30, 2019.
(2) Representative Executive Officer to be appointed
| Title and Position |
Name (Date of Birth) |
Date of Change | Number of Shareholdings (in hundreds) |
Business Experience | ||||||
| Representative Executive Officer, President and Group CEO |
Kentaro Okuda (Nov. 7, 1963) |
Apr. 1, 2020 | 831 | Apr. 1987
|
Joined the Company
| |||||
|
Apr. 2010
|
Senior Managing Director of Nomura
| |||||||||
| Apr. 2012 | Senior Corporate Managing Director of Nomura Securities Co., Ltd. | |||||||||
| Aug. 2012 | Senior Corporate Managing Director of the Company Senior Corporate Managing Director of | |||||||||
| Apr. 2013 | Senior Managing Director of the Company Senior Corporate Managing Director of | |||||||||
| Apr. 2015 | Senior Managing Director of the Company Executive Vice President of Nomura | |||||||||
| Apr. 2016 | Senior Managing Director of the Company Executive Managing Director and | |||||||||
| Apr. 2017 | Senior Managing Director of the Company Executive Vice President of Nomura | |||||||||
| Apr. 2018 | Executive Managing Director, and Group Co-COO and Head of Americas (based in New York) of the Company Director, Executive Managing Director | |||||||||
| Apr. 2019 | Executive Managing Director and Deputy President, Group Co-COO of the Company (Current) | |||||||||
The Number of Shareholdings is stated as of September 30, 2019.
END