FORM 6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Commission File Number: 1-15270
For the month of July 2019
NOMURA HOLDINGS, INC.
(Translation of registrants name into English)
9-1, Nihonbashi 1-chome
Chuo-ku, Tokyo 103-8645
Japan
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Information furnished on this form:
Exhibit Number | ||
1. | (English Translation) Share Buyback Report for the reporting month from June 1, 2019 to June 30, 2019. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
NOMURA HOLDINGS, INC. | ||||||
Date: July 10, 2019 | By: | /s/ Go Sugiyama | ||||
Go Sugiyama | ||||||
Senior Managing Director |
[Translation of Share Buyback Report for the reporting month from June 1, 2019 to June 30, 2019
filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on July 10, 2019]
Class of Shares: Common Stock
1. | Status of repurchase |
(1) | Status of a repurchase pursuant to a resolution at a general meeting of shareholders |
Not applicable
(2) | Status of a repurchase pursuant to a resolution at the meeting of a board of directors (Board) |
as of June 30, 2019
Number of Shares |
Total Repurchase Amount (JPY) |
|||||||||
Authorization pursuant to the resolution of the Board (June 18, 2019) (Period of repurchase: from June 19, 2019 to March 31, 2020 (excluding the ten business days |
300,000,000 | 150,000,000,000 | ||||||||
Repurchases during this reporting month (Date of repurchase) |
(Date) |
| | |||||||
|
|
|
|
|||||||
Total |
| | | |||||||
|
|
|
|
|||||||
Aggregate shares repurchased as of the end of this reporting month |
0 | 0 | ||||||||
|
|
|
|
|||||||
Progress of share repurchase (%) |
0 | 0 |
2. | Status of disposition |
as of June 30, 2019
Number of shares disposed in the reporting month |
Aggregate amount of disposition (JPY) |
|||||||||
Treasury shares disposed subject to procedures for issuance of new shares |
(Date) |
| | |||||||
Subtotal |
| | | |||||||
Treasury shares canceled |
(Date) |
| | |||||||
Subtotal |
| | | |||||||
Treasury shares transferred upon merger, share exchange or demerger |
(Date) |
| | |||||||
Subtotal |
| | | |||||||
Other (upon request for purchasing less-than-a-full-unit shares) |
(Date) June 28 |
70 | 26,481 | |||||||
Subtotal |
| 70 | 26,481 | |||||||
Other (exercise of stock acquisition rights) |
(Date) June 3 June 4 June 5 June 6 June 7 June 10 June 11 June 12 June 13 June 14 June 18 June 19 June 20 June 21 June 24 June 25 June 26 June 27 June 28 |
|
2,000 12,200 13,300 148,400 3,000 90,700 5,100 56,700 18,300 50,200 24,600 32,000 8,400 118,500 11,200 18,500 61,900 6,200 64,800 |
|
|
596,000 2,388,200 1,498,300 1,039,400 894,000 90,700 896,100 56,700 18,300 347,200 321,600 626,000 8,400 1,306,500 605,200 4,473,500 1,249,900 303,200 64,800 |
| |||
Subtotal |
| 746,000 | 16,784,000 | |||||||
Total |
| 746,070 | 16,810,481 |
3. | Status of shares held in treasury |
as of June 30, 2019 | ||||
As of the end of the reporting month |
Number of Shares | |||
Total number of issued shares |
3,493,562,601 | |||
Number of shares held in treasury |
168,425,257 |