0001193125-19-191511.txt : 20190710 0001193125-19-191511.hdr.sgml : 20190710 20190710060555 ACCESSION NUMBER: 0001193125-19-191511 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190710 FILED AS OF DATE: 20190710 DATE AS OF CHANGE: 20190710 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NOMURA HOLDINGS INC CENTRAL INDEX KEY: 0001163653 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: M0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15270 FILM NUMBER: 19948076 BUSINESS ADDRESS: STREET 1: 9-1 NIHONBASHI 1-CHOME STREET 2: CHUO-KU CITY: TOKYO STATE: M0 ZIP: 103-8645 BUSINESS PHONE: 81-3-5255-1000 MAIL ADDRESS: STREET 1: 9-1 NIHONBASHI 1-CHOME STREET 2: CHUO-KU CITY: TOKYO STATE: M0 ZIP: 103-8645 6-K 1 d776474d6k.htm FORM 6-K Form 6-K
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FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of July 2019

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

9-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F      X                  Form 40-F              

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):             

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):             

 

 

 

 


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Information furnished on this form:

EXHIBIT

 

Exhibit Number

1.    (English Translation) Share Buyback Report for the reporting month from June 1, 2019 to June 30, 2019.


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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    NOMURA HOLDINGS, INC.
Date: July 10, 2019     By:  

/s/ Go Sugiyama

      Go Sugiyama
      Senior Managing Director


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[Translation of Share Buyback Report for the reporting month from June 1, 2019 to June 30, 2019

filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on July 10, 2019]

Class of Shares: Common Stock

 

1.

Status of repurchase

 

(1)

Status of a repurchase pursuant to a resolution at a general meeting of shareholders

Not applicable

 

(2)

Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)

as of June 30, 2019

 

                                                  
Number of Shares
     Total
Repurchase
Amount (JPY)
 

Authorization pursuant to the resolution of the Board (June 18, 2019)

(Period of repurchase: from June 19, 2019 to March 31, 2020 (excluding the ten business days
following the announcement of each quarterly financial results))

   300,000,000        150,000,000,000  

Repurchases during this reporting month (Date of repurchase)

   (Date)

    —          —    
    

 

 

    

 

 

 

Total

       —          —    
    

 

 

    

 

 

 

Aggregate shares repurchased as of the end of this reporting month

   0        0  
    

 

 

    

 

 

 

Progress of share repurchase (%)

   0        0  


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2.

Status of disposition

as of June 30, 2019

 

     Number of shares disposed
in the reporting month
     Aggregate amount of
disposition (JPY)
 

Treasury shares disposed subject to procedures for issuance of new shares

   (Date)

—  

    —          —    

Subtotal

   —       —          —    

Treasury shares canceled

   (Date)

—  

    —          —    

Subtotal

   —       —          —    

Treasury shares transferred upon merger, share exchange or demerger

   (Date)

—  

    —          —    

Subtotal

   —       —          —    

Other (upon request for purchasing “less-than-a-full-unit shares”)

   (Date)

June 28

    70        26,481  

Subtotal

   —       70        26,481  

Other (exercise of stock acquisition rights)

   (Date)

June 3

June 4

June 5

June 6

June 7

June 10

June 11

June 12

June 13

June 14

June 18

June 19

June 20

June 21

June 24

June 25

June 26

June 27

June 28

   

2,000

12,200

13,300

148,400

3,000

90,700

5,100

56,700

18,300

50,200

24,600

32,000

8,400

118,500

11,200

18,500

61,900

6,200

64,800

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

    

596,000

2,388,200

1,498,300

1,039,400

894,000

90,700

896,100

56,700

18,300

347,200

321,600

626,000

8,400

1,306,500

605,200

4,473,500

1,249,900

303,200

64,800

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Subtotal

   —       746,000        16,784,000  

Total

   —       746,070        16,810,481  

 

3.

Status of shares held in treasury

 

     as of June 30, 2019  

As of the end of the reporting month

   Number of Shares  

Total number of issued shares

     3,493,562,601  

Number of shares held in treasury

     168,425,257