6-K 1 d745206d6k.htm FORM 6-K FORM 6-K
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FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of May 2019

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

9-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F      X                Form 40-F              

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):             

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):             

 

 

 

 


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Information furnished on this form:

EXHIBIT

 

Exhibit Number

1.    Nomura Finalizes Details of Disposition of Treasury Shares as Stock Award


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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

   NOMURA HOLDINGS, INC.
Date: May 8, 2019    By:  

/s/ Go Sugiyama

     Go Sugiyama
     Senior Managing Director


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LOGO

Nomura Finalizes Details of Disposition of Treasury Shares as Stock Award

Tokyo, May 8, 2019—Nomura Holdings, Inc. (the “Company”) today announced that the number of shares disposed and the number of allottees, etc., of Restricted Stock Unit (RSU) No.1 have been finalized, which relate to the disposition of treasury stock determined by its Executive Management Board held on May 14, 2018 (the “Decision”), announced in its news release “Nomura Determines to Make Disposition of Treasury Shares as Stock Award and Submits Shelf Registration Statement” dated May 14, 2018, as outlined below.

 

    

RSU No.1

1.  Disposition Date of Treasury Shares

   May 7, 2019

2.  Class and Number of Shares Disposed

   9,926,385 shares of common stock of the Company

3.  Disposition Price

   611.4 yen per share

4.  Total Amount of Disposition Price

   6,068,991,789 yen

5.  Assets Contributed and Description and Value of Such Assets

  

Assets Contributed: assets other than cash (contribution-in-kind)

Description of Assets: monetary compensation claims granted by the Company pursuant to the Decision

  

 

Value of Assets to be Contributed: 6,068,991,789 yen (price per share is equivalent to the disposition price)

6.  Method of Disposition

   Allotted as a stock award to the allottees listed in 8 below

7.  Method of Performance of Contribution

   Through a contribution in-kind of monetary compensation claims

8.  Allottees and Number of Shares Allotted

  

8 Directors and Executive Officers of the Company (Excluding Outside Directors)

95,797 shares

 

  

31 Employees, etc. of the Company

80,584 shares

 

  

1,927 Directors, Executive Officers, and employees, etc., of the Company’s subsidiaries

9,750,004 shares

 

        ends         
  

For further information please contact:

 

 

Name

  

Company

  

Telephone

Kenji Yamashita   

Nomura Holdings, Inc.

Group Corporate Communications Dept.

   81-3-3278-0591

Nomura

Nomura is an Asia-headquartered financial services group with an integrated global network spanning over 30 countries. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its four business divisions: Retail, Asset Management, Wholesale (Global Markets and Investment Banking), and Merchant Banking. Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit www.nomura.com/