6-K 1 d731645d6k.htm FORM 6-K FORM 6-K
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FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of April 2019

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

9-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F      X                 Form 40-F              

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):             

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):             

 

 

 

 


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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    NOMURA HOLDINGS, INC.
Date: April 10, 2019     By:  

/s/ Go Sugiyama

      Go Sugiyama
      Senior Managing Director


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[Translation of Share Buyback Report for the reporting month from March 1, 2019 to March 31, 2019

filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on April 10, 2019]

Class of Shares: Common Stock

 

1.

Status of repurchase

 

(1)

Status of a repurchase pursuant to a resolution at a general meeting of shareholders

Not applicable

 

(2)

Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)

as of March 31, 2019

 

     Number of Shares      Total
Repurchase
Amount (JPY)
 

Authorization pursuant to the resolution of the Board (April 26, 2018)

(Period of repurchase: from May 16, 2018 to March 29, 2019 (excluding the ten business days following the announcement of each quarterly financial results))

     100,000,000        70,000,000,000  

Repurchases during this reporting month (Date of repurchase)

    

(Date)

—  

 

 

    —          —    
    

 

 

    

 

 

 

Total

     —         —          —    
    

 

 

    

 

 

 

Aggregate shares repurchased as of the end of this reporting month

       100,000,000        51,702,988,850  
    

 

 

    

 

 

 

Progress of share repurchase (%)

     100.0        73.9  

 

2.

Status of disposition

as of March 31, 2019

 

     Number of shares disposed
in the reporting month
     Aggregate amount of
disposition (JPY)
 

Treasury shares disposed subject to procedures for issuance of new shares

   (Date)

—  

    —          —    

Subtotal

   —       —          —    

Treasury shares canceled

   (Date)

—  

    —          —    

Subtotal

   —       —          —    

Treasury shares transferred upon merger, share exchange or demerger

   (Date)

—  

    —          —    

Subtotal

   —       —          —    

Other (upon request for purchasing “less-than-a-full-unit shares”)

   (Date)

March 5

    78        34,312  

Subtotal

   —       78        34,312  

Other (exercise of stock acquisition rights)

   (Date)

March 1

March 4

March 5

March 6

March 7

March 8

March 11

March 12

March 13

March 14

March 15

March 18

March 19

March 20

March 22

March 25

March 26

   

19,700

5,000

110,600

42,900

9,400

58,300

62,700

57,400

47,500

142,400

5,600

10,700

47,200

178,800

55,300

154,500

4,500

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

    

19,700

1,490,000

110,600

933,900

9,400

58,300

2,141,700

57,400

47,500

142,400

5,600

10,700

47,200

178,800

55,300

154,500

598,500

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Subtotal

   —       1,012,500        6,061,500  

Total

   —       1,012,578        6,095,812  


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3.

Status of shares held in treasury

 

    

as of March 31, 2019

 

 

As of the end of the reporting month

   Number of Shares  

Total number of issued shares

     3,493,562,601  

Number of shares held in treasury

     182,411,802