0001193125-17-308334.txt : 20171012 0001193125-17-308334.hdr.sgml : 20171012 20171012060904 ACCESSION NUMBER: 0001193125-17-308334 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171012 FILED AS OF DATE: 20171012 DATE AS OF CHANGE: 20171012 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NOMURA HOLDINGS INC CENTRAL INDEX KEY: 0001163653 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: M0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15270 FILM NUMBER: 171133732 BUSINESS ADDRESS: STREET 1: 1-9-1 NIHONBASHI STREET 2: CHUO-KU CITY: TOKYO STATE: M0 ZIP: 103-8645 BUSINESS PHONE: 810352551000 MAIL ADDRESS: STREET 1: 1-9-1 NIHONBASHI STREET 2: CHUO-KU CITY: TOKYO STATE: M0 ZIP: 103-8645 6-K 1 d467282d6k.htm FORM 6-K Form 6-K
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FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of October 2017

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

9-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F      X             Form 40-F               

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):             

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):             

 

 

 

 

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Information furnished on this form:

EXHIBIT

 

Exhibit Number

1.    (English Translation) Share Buyback Report for the reporting month from September 1, 2017 to September 30, 2017

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    NOMURA HOLDINGS, INC.
Date: October 12, 2017     By:  

/s/ Hajime Ikeda

      Hajime Ikeda
      Senior Managing Director

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[Translation of Share Buyback Report for the reporting month from September 1, 2017 to September 30, 2017 filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on October 12, 2017]

Class of Shares: Common Stock

 

1. Status of repurchase

 

(1) Status of a repurchase pursuant to a resolution at a general meeting of shareholders

Not applicable

 

(2) Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)

as of September 30, 2017

 

     Number of Shares      Total Repurchase
Amount (JPY)		  
Authorization pursuant to the resolution of the Board (April 27, 2017)
(Period of repurchase: from May 17, 2017 to March 30, 2018)		      100,000,000        80,000,000,000  

Repurchases during this reporting month (Date of repurchase)

     

 (Date)

September 1

September 4

September 5

September 6

September 7

September 8

September 11

September 12

September 13

September 14

September 15

September 19

September 20

September 21

September 22

  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

     

 2,074,000

2,154,800

2,161,000

2,574,100

2,593,000

2,593,000

3,023,000

3,016,400

3,018,100

2,466,800

2,519,000

2,641,800

2,465,100

2,796,000

2,756,000

  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

     

 1,265,171,120

1,304,985,440

1,294,323,610

1,491,645,380

1,504,481,640

1,484,345,650

1,756,647,160

1,783,536,150

1,834,422,440

1,494,492,210

1,548,768,400

1,665,406,480

1,566,822,260

1,781,754,790

1,735,689,490

  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

     

 

 

     

 

 

  

Total

      —          38,852,100        23,512,492,220  
     

 

 

     

 

 

  

Aggregate shares repurchased as of the end of this reporting month

         64,227,700        39,296,228,940  
     

 

 

     

 

 

  

Progress of share repurchase (%)

      64.2        49.1  

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2. Status of disposition

as of September 30, 2017

 

     Number of shares disposed
in the reporting month		      Aggregate amount of
disposition (JPY)		  
Treasury shares disposed subject to procedures for issuance of new shares    (Date)      —          —    

Subtotal

    —        —          —    
Treasury shares canceled    (Date)      —          —    

Subtotal

    —        —          —    
Treasury shares transferred upon merger, share exchange or demerger    (Date)      —          —    

Subtotal

    —        —          —    

Other (upon request for purchasing “less-than-a-full-unit shares”)

    (Date)

—  

      —          —    

Subtotal

    —        —          —    

Other (exercise of stock acquisition rights)

    (Date)

September 1

September 4

September 5

September 6

September 7

September 8

September 11

September 12

September 13

September 14

September 15

September 19

September 20

September 21

September 22

September 25

September 26

September 27

September 28

     

 45,700

4,700

1,900

151,600

43,000

42,100

15,500

81,000

16,600

58,200

16,600

65,700

24,500

101,300

69,600

18,000

31,100

40,600

73,100

  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

     

 4,021,700

2,227,800

1,900

6,895,600

15,545,000

14,598,100

2,800,500

6,703,000

6,638,600

24,252,200

4,867,600

10,188,700

9,429,500

23,445,300

12,367,600

8,180,000

13,748,100

40,600

73,100

  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

     

 

 

     

 

 

  

Subtotal

    —        900,800        166,024,900  
     

 

 

     

 

 

  

Total

    —        900,800        166,024,900  
     

 

 

     

 

 

  

 

3. Status of shares held in treasury

 

      

 

 as of September 30, 2017

 

  

 

As of the end of the reporting month

    Number of Shares  
Total number of issued shares      3,822,562,601  

Number of shares held in treasury

      336,080,504