Financing receivables (Tables)

6 Months Ended

Sep. 30, 2013

Summary of loans receivable reported within loans receivable or investments in and advances to affiliated companies

The following tables present a summary of loans receivable reported within Loans receivable or Investments in and advances to affiliated companies in the consolidated balance sheets by portfolio segment.

	Millions of yen
	March 31, 2013
	Carried at amortized cost		Carried at fair value(1)		Total
Loans receivable
Loans at banks	¥	263,608	¥	153	¥	263,761
Short-term secured margin loans		288,574		—		288,574
Inter-bank money market loans		76,968		—		76,968
Corporate loans		422,295		523,896		946,191
Total loans receivable	¥	1,051,445	¥	524,049	¥	1,575,494
Advances to affiliated companies		12,376		—		12,376
Total	¥	1,063,821	¥	524,049	¥	1,587,870

	Millions of yen
	September 30, 2013
	Carried at amortized cost		Carried at fair value(1)		Total
Loans receivable
Loans at banks	¥	259,821	¥	141	¥	259,962
Short-term secured margin loans		368,144		—		368,144
Inter-bank money market loans		63,189		—		63,189
Corporate loans		351,147		261,213		612,360
Total loans receivable	¥	1,042,301	¥	261,354	¥	1,303,655
Advances to affiliated companies		11,575		—		11,575
Total	¥	1,053,876	¥	261,354	¥	1,315,230

(1) Includes loans receivable and loan commitments carried at fair value through election of the fair value option.

Changes in allowance for losses for current period

The following tables present changes in the allowance for losses for the six and three months ended September 30, 2012 and 2013.

	Millions of yen
	Six months ended September 30, 2012
	Allowance for loan losses																	Allowance for receivables other than loans			Total allowance for doubtful accounts
	Loans at banks			Short-term secured margin loans			Inter-bank money market loans		Corporate loans			Advances to affiliated companies			Subtotal
Opening balance	¥	552		¥	24		¥	—	¥	2,758		¥	51		¥	3,385		¥	1,503		¥	4,888
Provision for losses		211			(0	)		—		(875	)		(19	)		(683	)		89			(594	)
Charge-offs		(1	)		(11	)		—		(23	)		—			(35	)		—			(35	)
Other(1)		—			(0	)		—		(114	)		—			(114	)		(11	)		(125	)
Ending balance	¥	762		¥	13		¥	—	¥	1,746		¥	32		¥	2,553		¥	1,581		¥	4,134
	Millions of yen
	Six months ended September 30, 2013
	Allowance for loan losses																	Allowance for receivables other than loans			Total allowance for doubtful accounts
	Loans at banks			Short-term secured margin loans			Inter-bank money market loans		Corporate loans			Advances to affiliated companies			Subtotal
Opening balance	¥	789		¥	26		¥	—	¥	95		¥	29		¥	939		¥	1,319		¥	2,258
Provision for losses		(90	)		(7	)		—		30			(28	)		(95	)		1,167			1,072
Charge-offs		(2	)		—			—		—			—			(2	)		(134	)		(136	)
Other(1)		(0	)		—			—		0			—			(0	)		11			11
Ending balance	¥	697		¥	19		¥	—	¥	125		¥	1		¥	842		¥	2,363		¥	3,205
	Millions of yen
	Three months ended September 30, 2012
	Allowance for loan losses																	Allowance for receivables other than loans			Total allowance for doubtful accounts
	Loans at banks			Short-term secured margin loans			Inter-bank money market loans		Corporate loans			Advances to affiliated companies			Subtotal
Opening balance	¥	552		¥	17		¥	—	¥	2,606		¥	51		¥	3,226		¥	1,512		¥	4,738
Provision for losses		211			(4	)		—		(867	)		(19	)		(679	)		73			(606	)
Charge-offs		(1	)		—			—		(23	)		—			(24	)		—			(24	)
Other(1)		—			(0	)		—		30			—			30			(4	)		26
Ending balance	¥	762		¥	13		¥	—	¥	1,746		¥	32		¥	2,553		¥	1,581		¥	4,134
		Millions of yen
	Three months ended September 30, 2013
	Allowance for loan losses																	Allowance for receivables other than loans			Total allowance for doubtful accounts
	Loans at banks			Short-term secured margin loans			Inter-bank money market loans		Corporate loans			Advances to affiliated companies			Subtotal
Opening balance	¥	787		¥	21		¥	—	¥	121		¥	29		¥	958		¥	2,487		¥	3,445
Provision for losses		(90	)		(2	)		—		4			(28	)		(116	)		(110	)		(226	)
Charge-offs		—			—			—		—			—			—			(12	)		(12	)
Other(1)		—			—			—		0			—			0			(2	)		(2	)
Ending balance	¥	697		¥	19		¥	—	¥	125		¥	1		¥	842		¥	2,363		¥	3,205

(1) Includes the effect of foreign exchange movements.

Schedule of allowance for loan losses and loans by impairment methodology and type of loans

The following tables present the allowance for loan losses and loans by impairment methodology and type of loans as of March 31, 2013 and September 30, 2013.

	Millions of yen
	March 31, 2013
	Loans at banks		Short-term secured margin loans		Inter-bank money market loans		Corporate loans		Advances to affiliated companies		Total
Allowance by impairment methodology
Evaluated individually	¥	6	¥	—	¥	—	¥	7	¥	—	¥	13
Evaluated collectively		783		26		—		88		29		926
Total allowance for loan losses	¥	789	¥	26	¥	—	¥	95	¥	29	¥	939
Loans by impairment methodology
Evaluated individually	¥	76	¥	83,399	¥	76,968	¥	412,675	¥	5,595	¥	578,713
Evaluated collectively		263,532		205,175		—		9,620		6,781		485,108
Total loans	¥	263,608	¥	288,574	¥	76,968	¥	422,295	¥	12,376	¥	1,063,821
	Millions of yen
	September 30, 2013
	Loans at banks		Short-term secured margin loans		Inter-bank money market loans		Corporate loans		Advances to affiliated companies		Total
Allowance by impairment methodology
Evaluated individually	¥	3	¥	—	¥	—	¥	7	¥	—	¥	10
Evaluated collectively		694		19		—		118		1		832
Total allowance for loan losses	¥	697	¥	19	¥	—	¥	125	¥	1	¥	842
Loans by impairment methodology
Evaluated individually	¥	4,569	¥	87,199	¥	63,189	¥	338,459	¥	5,737	¥	499,153
Evaluated collectively		255,252		280,945		—		12,688		5,838		554,723
Total loans	¥	259,821	¥	368,144	¥	63,189	¥	351,147	¥	11,575	¥	1,053,876

Analysis of each class of loans not carried at fair value using internal ratings or equivalent credit quality indicators

The following tables present an analysis of each class of loans not carried at fair value using Nomura’s internal ratings or equivalent credit quality indicators applied by subsidiaries as of March 31, 2013 and September 30, 2013.

	Millions of yen
	March 31, 2013
	AAA-BBB		BB-CCC		CC-D		Others(1)		Total
Secured loans at banks	¥	105,199	¥	30,826	¥	—	¥	33,208	¥	169,233
Unsecured loans at banks		93,266		1,103		6		—		94,375
Short-term secured margin loans		—		—		—		288,574		288,574
Secured inter-bank money market loans		1,968		—		—		—		1,968
Unsecured inter-bank money market loans		75,000		—		—		—		75,000
Secured corporate loans		220,189		164,205		7,969		3,570		395,933
Unsecured corporate loans		—		26,362		—		—		26,362
Advances to affiliated companies		6,781		527		—		5,068		12,376
Total	¥	502,403	¥	223,023	¥	7,975	¥	330,420	¥	1,063,821
	Millions of yen
	September 30, 2013
	AAA-BBB		BB-CCC		CC-D		Others(1)		Total
Secured loans at banks	¥	104,879	¥	23,734	¥	—	¥	34,014	¥	162,627
Unsecured loans at banks		97,118		74		2		—		97,194
Short-term secured margin loans		—		—		—		368,144		368,144
Secured inter-bank money market loans		1,189		—		—		—		1,189
Unsecured inter-bank money market loans		62,000		—		—		—		62,000
Secured corporate loans		161,728		148,884		5,937		1,412		317,961
Unsecured corporate loans		—		30,056		—		3,130		33,186
Advances to affiliated companies		5,838		5,463		—		274		11,575
Total	¥	432,752	¥	208,211	¥	5,939	¥	406,974	¥	1,053,876

(1) Relate to collateralized exposures where a specified ratio of LTV is maintained.