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Consolidated Statements of Cash Flows
In Millions
12 Months Ended
Mar. 31, 2011
USD ($)
Mar. 31, 2011
JPY (¥)
Mar. 31, 2010
JPY (¥)
Mar. 31, 2009
JPY (¥)
Cash flows from operating activities:        
Net income (loss) $ 386 [1] ¥ 31,925 [1] ¥ 68,086 [1] ¥ (709,411) [1]
Adjustments to reconcile net income (loss) to net cash used in operating activities:        
Depreciation and amortization 913 75,587 73,081 75,780
Stock-based compensation 225 18,638 9,737 16,476
(Gain) loss on investments in equity securities 202 16,677 (6,042) 25,500
Equity in (earnings) loss of affiliates, net of dividends received (82) (6,800) (8,097) 12,842
Loss on disposal of office buildings, land, equipment and facilities 77 6,348 2,446 6,107
Deferred income taxes 667 55,199 19,574 (83,631)
Changes in operating assets and liabilities:        
Time deposits (1,876) (155,251) 348,003 72,670
Deposits with stock exchanges and other segregated cash (819) (67,738) 142,416 (153,059)
Trading assets and private equity investments (17,906) (1,481,908) (3,123,679) (3,153,499)
Trading liabilities 14,577 1,206,394 3,737,079 1,323,314
Securities purchased under agreements to resell, net of securities sold under agreements to repurchase 3,959 327,668 (1,437,635) 1,490,423
Securities borrowed, net of securities loaned (5,391) (446,152) (69,472) (278,318)
Other secured borrowings (1,934) (160,031) (1,591,535) 425,886
Loans and receivables, net of allowance for doubtful accounts (4,286) (354,691) (248,175) (1,336,288)
Payables 3,861 319,506 139,919 994,150
Bonus accrual (106) (8,802) 30,784 73,368
Accrued income taxes, net (316) (26,174) 65,718 (72,209)
Other, net 5,008 414,515 347,022 557,270
Net cash used in operating activities (2,841) (235,090) (1,500,770) (712,629)
Cash flows from investing activities:        
Payments for purchases of office buildings, land, equipment and facilities (2,252) (186,350) (83,079) (95,978)
Proceeds from sales of office buildings, land, equipment and facilities 1,328 109,888 2,909 38,799
Payments for purchases of investments in equity securities (2) (221) (2,318) (6,236)
Proceeds from sales of investments in equity securities 39 3,247 1,272 2,065
(Increase) decrease in loans receivable at banks, net (729) (60,350) (105,800) 28,096
Increase in non-trading debt securities, net (3,456) (286,013) (64,586) (19,415)
Business combinations or disposals, net 67 5,570 (9,865) (39,421)
Increase in investments in affiliated companies, net (108) (8,936) (13) (5,965)
Other, net (1) (49) (8,163) (850)
Net cash used in investing activities (5,114) (423,214) (269,643) (98,905)
Cash flows from financing activities:        
Increase in long-term borrowings 27,400 2,267,658 3,059,225 2,091,553
Decrease in long-term borrowings (14,355) (1,188,034) (1,470,978) (1,262,300)
Increase (decrease) in short-term borrowings, net (1,175) (97,282) 137,076 (175,988)
Increase in deposits received at banks, net 4,451 368,354 13,279 126,520
Proceeds from issuances of common stock     446,662 282,447
Proceeds from sales of common stock held in treasury 0 8 10 65
Payments for repurchases of common stock held in treasury (452) (37,378) (18) (91)
Payments for cash dividends (351) (29,083) (11,130) (64,924)
Proceeds from issuances of stock by subsidiaries     2,404 2,478
Net cash provided by financing activities 15,518 1,284,243 2,176,530 999,760
Effect of exchange rate changes on cash and cash equivalents (317) (26,246) 964 (81,896)
Net increase in cash and cash equivalents 7,246 599,693 407,081 106,330
Cash and cash equivalents at beginning of the year 12,333 1,020,647 613,566 507,236
Cash and cash equivalents at end of the year 19,579 1,620,340 1,020,647 613,566
Cash paid during the year for-        
Interest 3,138 259,679 210,742 416,124
Income tax payments (refunds), net $ 390 ¥ 32,305 ¥ (62,994) ¥ 84,986
[1] Net income (loss) is net income (loss) before subtracting Net income (loss) attributable to noncontrolling interests.