0001855290-21-000002.txt : 20210419 0001855290-21-000002.hdr.sgml : 20210419 20210419153607 ACCESSION NUMBER: 0001855290-21-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210416 FILED AS OF DATE: 20210419 DATE AS OF CHANGE: 20210419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAISER GEORGE B CENTRAL INDEX KEY: 0001163432 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40321 FILM NUMBER: 21834452 MAIL ADDRESS: STREET 1: C/O FREDERIC DORWART, LAWYERS STREET 2: 124 EAST FOURTH STREET CITY: TULSA STATE: OK ZIP: 74103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARG Private Equity II, LLC CENTRAL INDEX KEY: 0001855290 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40321 FILM NUMBER: 21834453 BUSINESS ADDRESS: STREET 1: 6733 S. YALE AVE. CITY: TULSA STATE: OK ZIP: 74136 BUSINESS PHONE: 9184940000 MAIL ADDRESS: STREET 1: 6733 S. YALE AVE. CITY: TULSA STATE: OK ZIP: 74136 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALKAMI TECHNOLOGY, INC. CENTRAL INDEX KEY: 0001529274 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 453060776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5601 GRANITE PARKWAY STREET 2: SUITE 120 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 972-200-1937 MAIL ADDRESS: STREET 1: 5601 GRANITE PARKWAY STREET 2: SUITE 120 CITY: PLANO STATE: TX ZIP: 75024 FORMER COMPANY: FORMER CONFORMED NAME: ALKAMI TECHNOLOGY, INC, DATE OF NAME CHANGE: 20110906 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-04-16 0 0001529274 ALKAMI TECHNOLOGY, INC. ALKT 0001855290 ARG Private Equity II, LLC 6733 S. YALE AVE. TULSA OK 74136 1 0 1 0 0001163432 KAISER GEORGE B C/O FREDERIC DORWART, LAWYERS 124 EAST FOURTH STREET TULSA OK 74103 1 0 1 0 Common Stock 2021-04-16 4 C 0 81126 A 81126 I See footnote Common Stock 2021-04-16 4 C 0 1875000 A 1956126 I See footnote Common Stock 2021-04-16 4 C 0 9131172 A 11087298 I See footnote Common Stock 2021-04-16 4 C 0 1520763 A 12608061 I See footnote Series A Preferred Stock 2021-04-16 4 C 0 81126 D Common Stock 81126 0 I See footnote Series B Preferred Stock 2021-04-16 4 C 0 1875000 D Common Stock 1875000 0 I See footnote Series C Preferred Stock 2021-04-16 4 C 0 9131172 D Common Stock 9131172 0 I See footnote Series E Preferred Stock 2021-04-16 4 C 0 1520763 D Common Stock 1520763 0 I See footnote Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. Shares held by ARG Private Equity II, LLC ("APE II") fka Argonaut Private Equity II, LLC. APE II is indirectly controlled by George B. Kaiser ("Kaiser") and may be deemed to have beneficial ownership of the shares held by APE II. Kaiser disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein. Each share of Series B Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. Each share of Series C Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. Each share of Series E Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering. Steve Mitchell serves as an adviser to APE II and serves on the board of directors of the Issuer. /s/ Frederic Dorwart, Manager of ARG Private Equity II, LLC 2021-04-19 /s/ Frederic Dorwart, as Attorney-in-Fact for George B. Kaiser 2021-04-19