0001394221-21-000002.txt : 20211119 0001394221-21-000002.hdr.sgml : 20211119 20211119174320 ACCESSION NUMBER: 0001394221-21-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211118 FILED AS OF DATE: 20211119 DATE AS OF CHANGE: 20211119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAISER GEORGE B CENTRAL INDEX KEY: 0001163432 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39510 FILM NUMBER: 211429586 MAIL ADDRESS: STREET 1: C/O FREDERIC DORWART, LAWYERS PLLC STREET 2: 124 EAST FOURTH STREET CITY: TULSA STATE: OK ZIP: 74103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARGO Holdings, LLC CENTRAL INDEX KEY: 0001394221 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39510 FILM NUMBER: 211429587 BUSINESS ADDRESS: STREET 1: 6733 S. YALE AVE. CITY: TULSA STATE: OK ZIP: 74136 BUSINESS PHONE: (918) 494-0000 MAIL ADDRESS: STREET 1: 6733 S. YALE AVE. CITY: TULSA STATE: OK ZIP: 74136 FORMER NAME: FORMER CONFORMED NAME: Argonaut Holdings, L.L.C. DATE OF NAME CHANGE: 20200825 FORMER NAME: FORMER CONFORMED NAME: Argonaut Holdings LLC DATE OF NAME CHANGE: 20070323 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARG Private Equity, LLC CENTRAL INDEX KEY: 0001585937 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39510 FILM NUMBER: 211429588 BUSINESS ADDRESS: STREET 1: 6733 S. YALE AVE. CITY: TULSA STATE: OK ZIP: 74136 BUSINESS PHONE: 918-494-0000 MAIL ADDRESS: STREET 1: 6733 S. YALE AVE. CITY: TULSA STATE: OK ZIP: 74136 FORMER NAME: FORMER CONFORMED NAME: Argonaut Private Equity, L.L.C. DATE OF NAME CHANGE: 20130905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mitchell Steven R CENTRAL INDEX KEY: 0001610279 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39510 FILM NUMBER: 211429585 MAIL ADDRESS: STREET 1: C/O ASPEN AEROGELS, INC. STREET 2: 30 FORBES ROAD, BUILDING B CITY: NORTHBOROUGH STATE: MA ZIP: 01532 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Waldo Robert CENTRAL INDEX KEY: 0001728668 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39510 FILM NUMBER: 211429584 MAIL ADDRESS: STREET 1: 6733 S. YALE AVE. CITY: TULSA, STATE: OK ZIP: 74136 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: StepStone Group Inc. CENTRAL INDEX KEY: 0001796022 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 843868757 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 450 LEXINGTON AVENUE STREET 2: 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 1-212-351-6100 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVENUE STREET 2: 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-11-18 0 0001796022 StepStone Group Inc. STEP 0001585937 ARG Private Equity, LLC 6733 S. YALE AVE. TULSA OK 74136 0 0 1 0 0001394221 ARGO Holdings, LLC 6733 S. YALE AVE. TULSA OK 74136 0 0 1 0 0001163432 KAISER GEORGE B C/O FREDERIC DORWART, LAWYERS PLLC 124 EAST FOURTH STREET TULSA OK 74103 0 0 1 0 0001610279 Mitchell Steven R C/O ASPEN AEROGELS, INC. 30 FORBES ROAD, BUILDING B NORTHBOROUGH MA 01532 1 0 1 0 0001728668 Waldo Robert 6733 S. YALE AVE. TULSA, OK 74136 0 0 1 0 Class B Common Stock 2021-11-18 4 D 0 1330336 0.001 D 3662708 D Class A Common Stock 2021-11-18 4 C 0 1330336 A 1382836 D Class A Common Stock 2021-11-18 4 S 0 1330336 51.83 D 52500 D Class B Units 2021-11-18 4 C 0 1330336 D Class A Common Stock 1330336 3662708 D On November 18, 2021, the Reporting Person exchanged 1,330,336 Class B Units of StepStone Group LP for 1,330,336 shares of Class A Common Stock. In connection with the exchange, 1,330,336 shares of Class B Common Stock were automatically redeemed and cancelled. 27,500 of the Class A Common Stock securities are held of record by Steven R. Mitchell. Each of ARG Private Equity, LLC, ARGO Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. 25,000 of the Class A Common Stock securities are held of record by Robert A. Waldo. Each of ARG Private Equity, LLC, ARGO Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. The remaining securities are held of record by ARGO Holdings, LLC. ARGO Holdings, LLC is managed by ARG Private Equity, LLC Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. On November 18, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer. ARG Private Equity, LLC; By /s/ Frederic Dorwart, Manager 2021-11-19 ARGO Holdings, LLC; By ARG Private Equity, LLC, Manager; By /s/ Frederic Dorwart, Manager 2021-11-19 /s/ Frederic Dorwart, Attorney-in-fact for George B. Kaiser 2021-11-19 /s/ Steven R. Mitchell 2021-11-19 /s/ Robert A. Waldo 2021-11-19