0001209191-17-030153.txt : 20170504 0001209191-17-030153.hdr.sgml : 20170504 20170504193521 ACCESSION NUMBER: 0001209191-17-030153 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170502 FILED AS OF DATE: 20170504 DATE AS OF CHANGE: 20170504 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allied World Assurance Co Holdings, AG CENTRAL INDEX KEY: 0001163348 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PARK TOWER, 15TH FLOOR STREET 2: GUBELSTRASSE 24 CITY: ZUG STATE: V8 ZIP: 6300 BUSINESS PHONE: 441-278-5400 MAIL ADDRESS: STREET 1: PARK TOWER, 15TH FLOOR STREET 2: GUBELSTRASSE 24 CITY: ZUG STATE: V8 ZIP: 6300 FORMER COMPANY: FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE CO HOLDINGS LTD DATE OF NAME CHANGE: 20060615 FORMER COMPANY: FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE HOLDINGS LTD DATE OF NAME CHANGE: 20011207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: James Julian CENTRAL INDEX KEY: 0001601782 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32938 FILM NUMBER: 17815783 MAIL ADDRESS: STREET 1: 3RD FLOOR, 30 ST. MARY AXE CITY: LONDON STATE: X0 ZIP: EC3A 8BF 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-02 0 0001163348 Allied World Assurance Co Holdings, AG AWH 0001601782 James Julian ALLIED WORLD ASSURANCE CO. HOLDINGS, AG GUBELSTRASSE 24, PARK TOWER, 15TH FLOOR ZUG V8 6300 SWITZERLAND 0 1 0 0 President, Global Markets Common Shares 2017-05-02 4 M 0 30000 0.00 A 33952 D Common Shares 2017-05-02 4 D 0 30000 53.054 D 3952 D Restricted Stock Units 2017-05-02 4 M 0 30000 D Common Shares 30000 7074 D On May 2, 2013, the reporting person was granted 30,000 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into cash equal to the market value of 30,000 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days up to and including May 2, 2017. The Restricted Stock Units vest 100% on the fourth anniversary of the date of grant. /s/ Theodore Neos, by Power of Attorney 2017-05-04