0001209191-17-014301.txt : 20170224 0001209191-17-014301.hdr.sgml : 20170224 20170224161635 ACCESSION NUMBER: 0001209191-17-014301 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170222 FILED AS OF DATE: 20170224 DATE AS OF CHANGE: 20170224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allied World Assurance Co Holdings, AG CENTRAL INDEX KEY: 0001163348 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PARK TOWER, 15TH FLOOR STREET 2: GUBELSTRASSE 24 CITY: ZUG STATE: V8 ZIP: 6300 BUSINESS PHONE: 441-278-5400 MAIL ADDRESS: STREET 1: PARK TOWER, 15TH FLOOR STREET 2: GUBELSTRASSE 24 CITY: ZUG STATE: V8 ZIP: 6300 FORMER COMPANY: FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE CO HOLDINGS LTD DATE OF NAME CHANGE: 20060615 FORMER COMPANY: FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE HOLDINGS LTD DATE OF NAME CHANGE: 20011207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRADLEY THOMAS A CENTRAL INDEX KEY: 0001198917 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32938 FILM NUMBER: 17637349 BUSINESS ADDRESS: STREET 1: 199 WATER STREET STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 BUSINESS PHONE: 646-794-0500 MAIL ADDRESS: STREET 1: 199 WATER STREET STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10038 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-22 0 0001163348 Allied World Assurance Co Holdings, AG AWH 0001198917 BRADLEY THOMAS A ALLIED WORLD ASSURANCE CO. HOLDINGS, AG GUBELSTRASSE 24, PARK TOWER, 15TH FLOOR ZUG V8 6300 SWITZERLAND 0 1 0 0 EVP & CFO Common Shares 2017-02-22 4 M 0 1472 0.00 A 17266 D Common Shares 2017-02-22 4 D 0 294 53.3769 D 16972 D Common Shares 2017-02-22 4 F 0 573 53.12 D 16399 D Restricted Stock Units 2017-02-22 4 M 0 1472 D Common Shares 1472 9484 D On February 22, 2016, the reporting person was granted 5,892 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 4,714 common shares and (ii) cash equal to the market value of 1,178 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days up to and including February 22, 2017. Exclusively represents shares withheld by the Company with respect to the payment of withholding tax liability incurred upon the vesting of Restricted Stock Units. The Restricted Stock Units vest in four equal installments with the first installment vesting on February 22, 2017. Represents Restricted Stock Units held by the reporting person that vest in whole or in part in cash. /s/ Theodore Neos, by Power of Attorney 2017-02-24