0001209191-17-013342.txt : 20170222
0001209191-17-013342.hdr.sgml : 20170222
20170222165816
ACCESSION NUMBER: 0001209191-17-013342
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170217
FILED AS OF DATE: 20170222
DATE AS OF CHANGE: 20170222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allied World Assurance Co Holdings, AG
CENTRAL INDEX KEY: 0001163348
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PARK TOWER, 15TH FLOOR
STREET 2: GUBELSTRASSE 24
CITY: ZUG
STATE: V8
ZIP: 6300
BUSINESS PHONE: 441-278-5400
MAIL ADDRESS:
STREET 1: PARK TOWER, 15TH FLOOR
STREET 2: GUBELSTRASSE 24
CITY: ZUG
STATE: V8
ZIP: 6300
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE CO HOLDINGS LTD
DATE OF NAME CHANGE: 20060615
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE HOLDINGS LTD
DATE OF NAME CHANGE: 20011207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ziegler Kent W
CENTRAL INDEX KEY: 0001584980
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32938
FILM NUMBER: 17629215
MAIL ADDRESS:
STREET 1: 199 WATER STREET
STREET 2: 24TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10038
FORMER NAME:
FORMER CONFORMED NAME: Zielger Kent W
DATE OF NAME CHANGE: 20130823
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-02-17
0
0001163348
Allied World Assurance Co Holdings, AG
AWH
0001584980
Ziegler Kent W
ALLIED WORLD ASSURANCE CO. HOLDINGS, AG
GUBELSTRASSE 24, PARK TOWER, 15TH FLOOR
ZUG
V8
6300
SWITZERLAND
0
1
0
0
SVP, Finance & CAO
Common Shares
2017-02-17
4
M
0
642
0.00
A
2012
D
Common Shares
2017-02-17
4
D
0
257
53.3743
D
1755
D
Common Shares
2017-02-17
4
F
0
163
53.52
D
1592
D
Common Shares
2017-02-18
4
M
0
1482
0.00
A
3074
D
Common Shares
2017-02-18
4
D
0
741
53.3743
D
2333
D
Common Shares
2017-02-18
4
F
0
314
53.52
D
2019
D
Restricted Stock Units
2017-02-17
4
M
0
642
D
Common Shares
642
7768
D
Restricted Stock Units
2017-02-18
4
M
0
1482
D
Common Shares
1482
6286
D
On February 17, 2015, the reporting person was granted 2,568 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 1,541 common shares and (ii) cash equal to the market value of 1,027 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units.
Includes 181 common shares acquired on June 30, 2016 and 118 common shares acquired on December 31, 2016 pursuant to the Company's Amended and Restated 2008 Employee Share Purchase Plan.
The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days up to and including February 17, 2017.
Exclusively represents shares withheld by the Company with respect to the payment of withholding tax liability incurred upon the vesting of Restricted Stock Units.
On February 18, 2014, the reporting person was granted 5,922 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 2,961 common shares and (ii) cash equal to the market value of 2,961 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units.
The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days prior to February 18, 2017.
The Restricted Stock Units vest in four equal installments with the first installment vesting on February 17, 2016.
Represents Restricted Stock Units held by the reporting person that vest in whole or in part in cash.
The Restricted Stock Units vest in four equal installments with the first installment vesting on February 18, 2015.
/s/ Theodore Neos, by Power of Attorney
2017-02-22