0001209191-17-013337.txt : 20170222
0001209191-17-013337.hdr.sgml : 20170222
20170222165552
ACCESSION NUMBER: 0001209191-17-013337
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170217
FILED AS OF DATE: 20170222
DATE AS OF CHANGE: 20170222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allied World Assurance Co Holdings, AG
CENTRAL INDEX KEY: 0001163348
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PARK TOWER, 15TH FLOOR
STREET 2: GUBELSTRASSE 24
CITY: ZUG
STATE: V8
ZIP: 6300
BUSINESS PHONE: 441-278-5400
MAIL ADDRESS:
STREET 1: PARK TOWER, 15TH FLOOR
STREET 2: GUBELSTRASSE 24
CITY: ZUG
STATE: V8
ZIP: 6300
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE CO HOLDINGS LTD
DATE OF NAME CHANGE: 20060615
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE HOLDINGS LTD
DATE OF NAME CHANGE: 20011207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McElroy John Justin
CENTRAL INDEX KEY: 0001543666
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32938
FILM NUMBER: 17629193
MAIL ADDRESS:
STREET 1: 199 WATER STREET
CITY: NEW YORK
STATE: NY
ZIP: 10038
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-02-17
0
0001163348
Allied World Assurance Co Holdings, AG
AWH
0001543666
McElroy John Justin
ALLIED WORLD ASSURANCE CO. HOLDINGS, AG
GUBELSTRASSE 24, PARK TOWER, 15TH FLOOR
ZUG
V8
6300
SWITZERLAND
0
1
0
0
COO
Common Shares
2017-02-17
4
M
0
1043
0.00
A
16943
D
Common Shares
2017-02-17
4
D
0
417
53.3743
D
16526
D
Common Shares
2017-02-17
4
F
0
341
53.52
D
16185
D
Common Shares
2017-02-18
4
M
0
1200
0.00
A
17385
D
Common Shares
2017-02-18
4
D
0
600
53.3743
D
16785
D
Common Shares
2017-02-18
4
F
0
310
53.52
D
16475
D
Common Shares
2017-02-19
4
M
0
1437
0.00
A
17912
D
Common Shares
2017-02-19
4
D
0
1437
53.3743
D
16475
D
Common Shares
76917
I
By Trust
Restricted Stock Units
2017-02-17
4
M
0
1043
D
Common Shares
1043
9655
D
Restricted Stock Units
2017-02-18
4
M
0
1200
D
Common Shares
1200
8455
D
Restricted Stock Units
2017-02-19
4
M
0
1437
D
Common Shares
1437
7018
D
On February 17, 2015, the reporting person was granted 4,173 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 2,504 common shares and (ii) cash equal to the market value of 1,669 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units.
Includes 218 common shares acquired on June 30, 2016 and 142 common shares acquired on December 31, 2016 pursuant to the Company's Amended and Restated 2008 Employee Share Purchase Plan.
The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days up to and including February 17, 2017.
Exclusively represents shares withheld by the Company with respect to the payment of withholding tax liability incurred upon the vesting of Restricted Stock Units.
On February 18, 2014, the reporting person was granted 4,812 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 2,406 common shares and (ii) cash equal to the market value of 2,406 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units.
The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days prior to February 18, 2017.
On February 19, 2013, the reporting person was granted 5,739 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into cash equal to the market value of 5,739 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units.
The fair market value was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days prior to February 19, 2017.
Represents 76,917 shares held by an irrevocable trust for the benefit of the reporting person's children.
The Restricted Stock Units vest in four equal installments with the first installment vesting on February 17, 2016.
Represents Restricted Stock Units held by the reporting person that vest in whole or in part in cash.
The Restricted Stock Units vest in four equal installments with the first installment vesting on February 18, 2015.
The Restricted Stock Units vest in four equal installments with the first installment vesting on February 19, 2014.
/s/ Theodore Neos, by Power of Attorney
2017-02-22