0001209191-17-013334.txt : 20170222 0001209191-17-013334.hdr.sgml : 20170222 20170222165423 ACCESSION NUMBER: 0001209191-17-013334 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170217 FILED AS OF DATE: 20170222 DATE AS OF CHANGE: 20170222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allied World Assurance Co Holdings, AG CENTRAL INDEX KEY: 0001163348 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PARK TOWER, 15TH FLOOR STREET 2: GUBELSTRASSE 24 CITY: ZUG STATE: V8 ZIP: 6300 BUSINESS PHONE: 441-278-5400 MAIL ADDRESS: STREET 1: PARK TOWER, 15TH FLOOR STREET 2: GUBELSTRASSE 24 CITY: ZUG STATE: V8 ZIP: 6300 FORMER COMPANY: FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE CO HOLDINGS LTD DATE OF NAME CHANGE: 20060615 FORMER COMPANY: FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE HOLDINGS LTD DATE OF NAME CHANGE: 20011207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: James Julian CENTRAL INDEX KEY: 0001601782 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32938 FILM NUMBER: 17629175 MAIL ADDRESS: STREET 1: 3RD FLOOR, 30 ST. MARY AXE CITY: LONDON STATE: X0 ZIP: EC3A 8BF 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-17 0 0001163348 Allied World Assurance Co Holdings, AG AWH 0001601782 James Julian ALLIED WORLD ASSURANCE CO. HOLDINGS, AG GUBELSTRASSE 24, PARK TOWER, 15TH FLOOR ZUG V8 6300 SWITZERLAND 0 1 0 0 President, Global Markets Common Shares 2017-02-17 4 M 0 1204 0.00 A 2320 D Common Shares 2017-02-17 4 D 0 482 53.3743 D 1838 D Common Shares 2017-02-17 4 F 0 340 53.52 D 1498 D Common Shares 2017-02-18 4 M 0 1386 0.00 A 2884 D Common Shares 2017-02-18 4 D 0 693 53.3743 D 2191 D Common Shares 2017-02-18 4 F 0 326 53.52 D 1865 D Restricted Stock Units 2017-02-17 4 M 0 1204 D Common Shares 1204 39552 D Restricted Stock Units 2017-02-18 4 M 0 1386 D Common Shares 1386 38166 D On February 17, 2015, the reporting person was granted 4,815 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 2,889 common shares and (ii) cash equal to the market value of 1,926 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days up to and including February 17, 2017. Exclusively represents shares withheld by the Company with respect to the payment of withholding tax liability incurred upon the vesting of Restricted Stock Units. On February 18, 2014, the reporting person was granted 5,550 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 2,775 common shares and (ii) cash equal to the market value of 2,775 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days prior to February 18, 2017. The Restricted Stock Units vest in four equal installments with the first installment vesting on February 17, 2016. Represents Restricted Stock Units held by the reporting person that vest in whole or in part in cash. The Restricted Stock Units vest in four equal installments with the first installment vesting on February 18, 2015. /s/ Theodore Neos, by Power of Attorney 2017-02-22