0001209191-16-102095.txt : 20160224 0001209191-16-102095.hdr.sgml : 20160224 20160224192601 ACCESSION NUMBER: 0001209191-16-102095 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160222 FILED AS OF DATE: 20160224 DATE AS OF CHANGE: 20160224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allied World Assurance Co Holdings, AG CENTRAL INDEX KEY: 0001163348 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PARK TOWER, 15TH FLOOR STREET 2: GUBELSTRASSE 24 CITY: ZUG STATE: V8 ZIP: 6300 BUSINESS PHONE: 441-278-5400 MAIL ADDRESS: STREET 1: PARK TOWER, 15TH FLOOR STREET 2: GUBELSTRASSE 24 CITY: ZUG STATE: V8 ZIP: 6300 FORMER COMPANY: FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE CO HOLDINGS LTD DATE OF NAME CHANGE: 20060615 FORMER COMPANY: FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE HOLDINGS LTD DATE OF NAME CHANGE: 20011207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gauthier John J CENTRAL INDEX KEY: 0001456268 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32938 FILM NUMBER: 161453537 MAIL ADDRESS: STREET 1: 27 RICHMOND ROAD CITY: PEMBROKE STATE: D0 ZIP: HM08 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-02-22 0 0001163348 Allied World Assurance Co Holdings, AG AWH 0001456268 Gauthier John J ALLIED WORLD ASSURANCE CO. HOLDINGS, AG GUBELSTRASSE 24, PARK TOWER, 15TH FLOOR ZUG V8 6300 SWITZERLAND 0 1 0 0 EVP & CIO Common Shares 2016-02-22 4 A 0 10174 0.00 A 77731 D Common Shares 2016-02-22 4 F 0 3956 31.95 D 73775 D Common Shares 2016-02-22 4 M 0 1755 0.00 A 75530 D Common Shares 2016-02-22 4 D 0 1404 31.4723 D 74126 D Comnmon Shares 2016-02-22 4 F 0 134 31.95 D 73992 D Restricted Stock Units 2016-02-22 4 A 0 5132 A Common Shares 5132 16430 D Restricted Stock Units 2016-02-22 4 M 0 1755 D Common Shares 1755 14675 D Represents the Company's common shares that were earned pursuant to a 2013 performance-based award for no monetary consideration and which vested at 113% of target based on the achievement of pre-established performance criteria during the applicable three-year performance period established under the Company's Third Amended and Restated 2004 Stock Incentive Plan. Exclusively represents shares withheld by the Company with respect to the payment of withholding tax liability incurred upon the vesting of performance-based awards. On February 22, 2012, the reporting person was granted 7,020 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 1,404 common shares and (ii) cash equal to the market value of 5,616 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days up to and including February 22, 2016. Exclusively represents shares withheld by the Company with respect to the payment of withholding tax liability incurred upon the vesting of Restricted Stock Units. Grant of Restricted Stock Units for no monetary consideration. Restricted Stock Units convert into (i) 4,106 common shares of the Company and (ii) cash equal to the market value of 1,026 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. The Restricted Stock Units vest in four equal installments with the first installment vesting on February 22, 2017. Represents Restricted Stock Units held by the reporting person that vest in whole or in part in cash. The Restricted Stock Units vested in four equal installments with the first installment vesting on February 22, 2013. /s/ Theodore Neos, by Power of Attorney 2016-02-24