0001209191-12-012912.txt : 20120224 0001209191-12-012912.hdr.sgml : 20120224 20120224162613 ACCESSION NUMBER: 0001209191-12-012912 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120222 FILED AS OF DATE: 20120224 DATE AS OF CHANGE: 20120224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grossack Marshall J CENTRAL INDEX KEY: 0001368326 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32938 FILM NUMBER: 12638547 MAIL ADDRESS: STREET 1: ALLIED WORLD ASSURANCE CO HOLDINGS, LTD STREET 2: 43 VICTORIA STREET CITY: HAMILTON STATE: D0 ZIP: HM 12 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allied World Assurance Co Holdings, AG CENTRAL INDEX KEY: 0001163348 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: LINDENSTRASSE 8 CITY: BAAR/ZUG STATE: V8 ZIP: 6340 BUSINESS PHONE: 441-278-5400 MAIL ADDRESS: STREET 1: LINDENSTRASSE 8 CITY: BAAR/ZUG STATE: V8 ZIP: 6340 FORMER COMPANY: FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE CO HOLDINGS LTD DATE OF NAME CHANGE: 20060615 FORMER COMPANY: FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE HOLDINGS LTD DATE OF NAME CHANGE: 20011207 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2012-02-22 0 0001163348 Allied World Assurance Co Holdings, AG AWH 0001368326 Grossack Marshall J ALLIED WORLD ASSURANCE CO. HOLDINGS, AG LINDENSTRASSE 8 BAAR/ZUG V8 CH-6340 SWITZERLAND 0 1 0 0 EVP, Chief Actuary Common Shares 2012-02-22 4 A 0 13500 0.00 A 64465 D Common Shares 2012-02-22 4 M 0 296 0.00 A 64761 D Common Shares 2012-02-22 4 M 0 825 0.00 A 65586 D Common Shares 2012-02-22 4 D 0 478 66.8906 D 65108 D Common Shares 2012-02-22 4 F 0 5217 66.88 D 59891 D Restricted Stock Units 2012-02-22 4 M 0 296 D Common Shares 296 4619 D Restricted Stock Units 2012-02-22 4 M 0 825 D Common Shares 825 3794 D Restricted Stock Units 2012-02-22 4 A 0 1954 A Common Shares 1954 5748 D Represents the Company's Common Shares that were earned pursuant to a 2009 LTIP award for no monetary consideration and which vested at 150% of target based on the achievement of pre-established performance criteria during the applicable three-year performance period established under the Company's Third Amended and Restated Long-Term Incentive Plan. Includes 221 Common Shares acquired on June 30, 2011 and 176 Common Shares acquired on December 31, 2011 pursuant to the Company's Amended and Restated 2008 Employee Share Purchase Plan. On February 22, 2011, the reporting person was granted 1,190 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 595 of the Company's Common Shares and (ii) cash equal to the market value of 595 Common Shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. On February 22, 2010, the reporting person was granted 3,300 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 1,980 of the Company's Common Shares and (ii) cash equal to the market value of 1,320 Common Shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the Company's Common Shares for the five consecutive trading days up to and including February 22, 2012. Exclusively represents shares withheld by the Company with respect to the payment of withholding tax liability incurred upon the vesting of performance-based awards and/or Restricted Stock Units. The Restricted Stock Units vest in four equal installments with the first installment vesting on February 22, 2012. The Restricted Stock Units vest in four equal installments with the first installment vesting on February 22, 2011. Grant of Restricted Stock Units for no monetary consideration. 1,954 Restricted Stock Units convert into (i) 391 Common Shares of the Company and (ii) cash equal to the market value of 1,563 Common Shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. The Restricted Stock Units vest in four equal installments with the first installment vesting on February 22, 2013. /s/ Wesley D. Dupont, by Power of Attorney 2012-02-24