-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EwYyqWpufNSjDvygc8ywXqo4NHnLPJvFCiUw1kyrgWmSG6atE0TzBtp5eTracA1u Q8fBMTh81q+TCZ5xbNZ1Ng== 0000899140-06-001020.txt : 20060711 0000899140-06-001020.hdr.sgml : 20060711 20060711181844 ACCESSION NUMBER: 0000899140-06-001020 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060711 FILED AS OF DATE: 20060711 DATE AS OF CHANGE: 20060711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLIED WORLD ASSURANCE CO HOLDINGS LTD CENTRAL INDEX KEY: 0001163348 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 43 VICTORIA STREET CITY: HAMILTON STATE: D0 ZIP: HM 12 BUSINESS PHONE: 441-278-5400 MAIL ADDRESS: STREET 1: 43 VICTORIA STREET CITY: HAMILTON STATE: D0 ZIP: HM 12 FORMER COMPANY: FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE HOLDINGS LTD DATE OF NAME CHANGE: 20011207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dupont Wesley D CENTRAL INDEX KEY: 0001368328 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32938 FILM NUMBER: 06956948 BUSINESS ADDRESS: BUSINESS PHONE: 441-278-5400 MAIL ADDRESS: STREET 1: ALLIED WORLD ASSURANCE CO HOLDINGS, LTD STREET 2: 43 VICTORIA STREET CITY: HAMILTON STATE: D0 ZIP: HM 12 3 1 dupont_awh3-071106ex.xml X0202 3 2006-07-11 0 0001163348 ALLIED WORLD ASSURANCE CO HOLDINGS LTD AWH 0001368328 Dupont Wesley D ALLIED WORLD ASSURANCE CO HOLDINGS, LTD 43 VICTORIA STREET HAMILTON, BERMUDA HM 12 0 1 0 0 SVP, Gen. Counsel & Secretary Common Shares 33333 D Employee Stock Warrant (right to buy) 28.32 2006-12-01 2015-12-01 Common Shares 25000 D Represents Restricted Stock Units which convert into Common Shares upon the vesting of such units on a one-for-one basis. These warrants were granted under the Issuer's employee warrant plan and will be converted into options having the same exercise price, vesting period, expiration date, and title and amount of underlying securities upon the closing of the Issuer's initial public offering. These securities vest in four equal annual installments with the first installment vesting on the date shown. /s/ Wesley D. Dupont 2006-07-11 -----END PRIVACY-ENHANCED MESSAGE-----