0001209191-21-059914.txt : 20211007 0001209191-21-059914.hdr.sgml : 20211007 20211007160601 ACCESSION NUMBER: 0001209191-21-059914 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211006 FILED AS OF DATE: 20211007 DATE AS OF CHANGE: 20211007 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lance Ryan Michael CENTRAL INDEX KEY: 0001464560 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32395 FILM NUMBER: 211312453 MAIL ADDRESS: STREET 1: SHIPPING & RECEIVING CENTER STREET 2: 16930 PARK ROW DR. CITY: HOUSTON STATE: TX ZIP: 77084 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONOCOPHILLIPS CENTRAL INDEX KEY: 0001163165 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 010562944 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 925 N. ELDRIDGE PARKWAY CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: 281-293-1000 MAIL ADDRESS: STREET 1: SHIPPING & RECEIVING CENTER STREET 2: 16930 PARK ROW DR. CITY: HOUSTON STATE: TX ZIP: 77084 FORMER COMPANY: FORMER CONFORMED NAME: CORVETTEPORSCHE CORP DATE OF NAME CHANGE: 20011204 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-10-06 0 0001163165 CONOCOPHILLIPS COP 0001464560 Lance Ryan Michael 16930 PARK ROW DR. HOUSTON TX 77084 1 1 0 0 Chairman and CEO Common Stock 2021-10-06 4 M 0 1167 A 45858 D Common Stock 2021-10-06 4 F 0 497 70.95 D 45361 D Common Stock 49822 I By Lance Family Trust Common Stock 17052.47 I By ConocoPhillips Savings Plan Stock Units 2021-10-06 4 M 0 1167 70.95 D 2021-10-06 Common Stock 1167 1168 D Each stock unit was the economic equivalent of one share of common stock and settled in shares. Includes Federal Tax withholding resulting from lapsing 1,167 Restricted Stock Units and 169 shares of Restricted Stock. The Human Resources and Compensation Committee ("HRCC") customarily reviews such requests to lapse restrictions after (1) the employee has reached age 55 and (2) the request has aged approximately one year. Only equity awards earned and vested prior to 2005 are subject to this review. The HRCC approved the request on October 6, 2021. Includes units acquired through routine dividend transactions that are exempt under rule 16a-11 and through a qualified plan that are exempt under rule 16a-3. The stock units represent ConocoPhillips common stock on a 1-for-1 basis. On October 6, 2021, the HRCC approved a request of Mr. Lance to receive 100% of his restricted stock/units in shares. The HRCC customarily reviews such requests after (1) the employee has reached age 55 and (2) the request has aged approximately one year. Only equity awards earned and vested prior to 2005 are subject to this review. The stock units do not have an expiration date. Shannon B. Kinney (by Power of Attorney filed with the Commission on February 15, 2018) 2021-10-07