0001209191-21-013151.txt : 20210223 0001209191-21-013151.hdr.sgml : 20210223 20210223160836 ACCESSION NUMBER: 0001209191-21-013151 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210220 FILED AS OF DATE: 20210223 DATE AS OF CHANGE: 20210223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DeSanctis Ellen CENTRAL INDEX KEY: 0001445607 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32395 FILM NUMBER: 21665434 MAIL ADDRESS: STREET 1: 12326 OLD OAKS CITY: HOUSTON STATE: TX ZIP: 77024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONOCOPHILLIPS CENTRAL INDEX KEY: 0001163165 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 010562944 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 925 N. ELDRIDGE PARKWAY CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: 281-293-1000 MAIL ADDRESS: STREET 1: SHIPPING & RECEIVING CENTER STREET 2: 16930 PARK ROW DR. CITY: HOUSTON STATE: TX ZIP: 77084 FORMER COMPANY: FORMER CONFORMED NAME: CORVETTEPORSCHE CORP DATE OF NAME CHANGE: 20011204 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-20 0 0001163165 CONOCOPHILLIPS COP 0001445607 DeSanctis Ellen 16930 PARK ROW DR. HOUSTON TX 77084 0 1 0 0 Senior Vice President Common Stock 2021-02-20 4 M 0 21128 A 43706 D Common Stock 2021-02-20 4 D 0 20340 48.0375 D 23366 D Common Stock 2021-02-20 4 F 0 788 48.0375 D 22578 D Common Stock 579.972 I By ConocoPhillips Savings Plan Stock Units 2021-02-20 4 M 0 21128 0.00 D Common Stock 21128 0 D Each stock unit was the economic equivalent of one share of common stock and settled in cash. Includes units acquired through routine dividend transactions that are exempt under rule 16a-11 and through a qualified plan that are exempt under rule 16b-3. The stock units represent ConocoPhillips common stock on a 1-for-1 basis. The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 20, 2021. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 20, 2021 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date. The stock units do not have an expiration date. Shannon B. Kinney (by Power of Attorney filed with the Commission on February 15, 2018) 2021-02-23