0001209191-20-011013.txt : 20200220 0001209191-20-011013.hdr.sgml : 20200220 20200220154100 ACCESSION NUMBER: 0001209191-20-011013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200218 FILED AS OF DATE: 20200220 DATE AS OF CHANGE: 20200220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bullock William L. Jr. CENTRAL INDEX KEY: 0001767295 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32395 FILM NUMBER: 20634825 MAIL ADDRESS: STREET 1: SHIPPING & RECEIVING CENTER STREET 2: 16930 PARK ROW DR. CITY: HOUSTON STATE: TX ZIP: 77084 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONOCOPHILLIPS CENTRAL INDEX KEY: 0001163165 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 010562944 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 925 N. ELDRIDGE PARKWAY CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: 281-293-1000 MAIL ADDRESS: STREET 1: SHIPPING & RECEIVING CENTER STREET 2: 16930 PARK ROW DR. CITY: HOUSTON STATE: TX ZIP: 77084 FORMER COMPANY: FORMER CONFORMED NAME: CORVETTEPORSCHE CORP DATE OF NAME CHANGE: 20011204 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-18 0 0001163165 CONOCOPHILLIPS COP 0001767295 Bullock William L. Jr. 16930 PARK ROW DR. HOUSTON TX 77084 0 1 0 0 President Common Stock 2020-02-18 4 M 0 11970 A 29328 D Common Stock 2020-02-18 4 D 0 7940 58.14 D 21388 D Common Stock 2020-02-18 4 F 0 4030 58.14 D 17358 D Common Stock 4529.937 I By ConocoPhillips Savings Plan Common Stock 133 I By William L. Bullock Family Trust Common Stock 133 I By Mother Stock Units 2020-02-18 4 M 0 11970 0.00 D Common Stock 11970 0 D Each stock unit was the economic equivalent of one share of common stock and settled in cash. Includes units acquired through routine dividend transactions that are exempt under rule 16b-3. The reporting person holds a Power of Attorney for the trustee of the William L. Bullock Family Trust. The reporting person is among the beneficiaries of the trust. The reporting person disclaims beneficial ownership of the ConocoPhillips common stock held by the trust except to the extent of his pecuniary interest therein. The reporting person is the guardian of his mother's estate and is among the beneficiaries of the estate. The reporting person disclaims beneficial ownership of his mother's shares to the extent he does not have a pecuniary interest in such shares. The stock units represent ConocoPhillips common stock on a 1-for-1 basis. The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 18, 2020. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 18, 2020 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date. The stock units do not have an expiration date. Shannon B. Kinney (by Power of Attorney filed with the Commission on February 20, 2019) 2020-02-20