0001209191-19-011426.txt : 20190220
0001209191-19-011426.hdr.sgml : 20190220
20190220124830
ACCESSION NUMBER: 0001209191-19-011426
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190215
FILED AS OF DATE: 20190220
DATE AS OF CHANGE: 20190220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hatfield Michael D.
CENTRAL INDEX KEY: 0001767185
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32395
FILM NUMBER: 19617647
MAIL ADDRESS:
STREET 1: SHIPPING & RECEIVING CENTER
STREET 2: 16930 PARK ROW DR.
CITY: HOUSTON
STATE: TX
ZIP: 77084
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CONOCOPHILLIPS
CENTRAL INDEX KEY: 0001163165
STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911]
IRS NUMBER: 010562944
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 925 N. ELDRIDGE PARKWAY
CITY: HOUSTON
STATE: TX
ZIP: 77079
BUSINESS PHONE: 281-293-1000
MAIL ADDRESS:
STREET 1: SHIPPING & RECEIVING CENTER
STREET 2: 16930 PARK ROW DR.
CITY: HOUSTON
STATE: TX
ZIP: 77084
FORMER COMPANY:
FORMER CONFORMED NAME: CORVETTEPORSCHE CORP
DATE OF NAME CHANGE: 20011204
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2019-02-15
0
0001163165
CONOCOPHILLIPS
COP
0001767185
Hatfield Michael D.
16930 PARK ROW DR.
HOUSTON
TX
77084
0
1
0
0
President
Stock Options (Right to Buy)
65.463
2024-02-18
Common Stock
20800
D
Stock Options (Right to Buy)
69.245
2025-02-17
Common Stock
23800
D
Stock Options (Right to Buy)
33.125
2026-02-16
Common Stock
14500
D
Stock Options (Right to Buy)
49.755
2027-02-14
Common Stock
33300
D
Stock Units
Common Stock
4414
D
Stock Units
Common Stock
31200
D
Stock Units
Common Stock
5266.5552
D
Stock Units
Common Stock
8863
D
Vests in three equal annual installments beginning February 18, 2014.
Vests in three equal annual installments beginning February 17, 2015.
Vests in three equal annual installments beginning February 16, 2016.
Vests in three equal annual installments beginning February 14, 2017.
The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 18, 2020. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death, (ii) February 18, 2020 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.
The stock units do not have an expiration date.
The stock units represent ConocoPhillips common stock on a 1-for-1 basis.
The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 19, 2019. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death, (ii) February 19, 2019 or (ii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.
Stock unit grant settles 3 years from date of grant, but may be eligible for full or partial settlement upon termination of employment after attainment of age 55 with five years of service, layoff, death or disability, or a change in control. The reporting person may also elect to defer all or part of the settlement value of the units to a later date.
Mary K. Ytterberg, Attorney In Fact (by Power of Attorney filed herewith)
2019-02-20
EX-24.3_834409
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY
The undersigned, a person subject to ownership reporting pursuant to Section
16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"),
and requirements pursuant to Rule 144 under the Securities Act of 1933, as
amended (the "Securities Act"), in respect of the equity securities of
ConocoPhillips, hereby makes, constitutes and appoints any of Shannon B. Kinney,
Stephen D. Elison, and Mary K. Ytterberg my true and lawful attorney-in-fact
with full power and authority:
(1) to prepare, execute in my name and on my behalf, and file with the U.S.
Securities and Exchange Commission (the "SEC") any of the following forms which
I may be required or permitted to file:
(A) Form ID and any other documents necessary or appropriate to obtain
codes and passwords enabling the undersigned to make electronic filings with the
SEC of reports required by Section 16(a) of the Exchange Act or any rule or
regulation of the SEC;
(B) Forms 3, 4 and 5 or any other reports or statements of beneficial
ownership or changes of beneficial ownership necessary or appropriate under
Section 16(a) of the Exchange Act; and
(C) Form 144, or any other notice of proposed sale of securities or other
document necessary or appropriate under Rule 144 of the Securities Act.
(2) to do and perform any and all acts for and on my behalf which may be
necessary or desirable to complete and execute any such Form ID, 3, 4, 5, or
144, complete and execute any amendment or amendments thereto, and timely file
such form with the SEC and any stock exchange or similar authority.
I hereby revoke any previous power of attorney I may have given to any person
to make and file such reports, statements and notices with respect to the equity
securities of ConocoPhillips. This power of attorney shall remain in force for
so long as I may be subject to reporting obligations under Section 16(a) of the
Exchange Act or the requirements of Rule 144 under the Securities Act, unless
earlier expressly revoked by me in writing and delivered to ConocoPhillips. Each
of my attorneys-in-fact may at their sole discretion designate one or more
substitute attorneys-in-fact to act in their place. I acknowledge that my
attorneys-in-fact, in serving in this capacity at my request, are not assuming,
nor is ConocoPhillips assuming, any of my responsibilities to comply with the
Exchange Act, the Securities Act, or the rules and regulations thereunder.
/s/ Michael D. Hatfield
Name: Michael D. Hatfield
Date: February 5, 2019
STATE OF TEXAS
COUNTY OF HARRIS
On this 5th day of February, 2019, Michael D. Hatfield personally appeared
before me, and acknowledged that he executed the foregoing instrument for the
purposes therein contained.
IN WITNESS WHEREOF, I have hereunto set my hand and official seal.
/s/ Carissa Cardy
Name: Carissa Cardy
My Commission Expires: July 18, 2019