0001493152-21-007111.txt : 20210329
0001493152-21-007111.hdr.sgml : 20210329
20210329191507
ACCESSION NUMBER: 0001493152-21-007111
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201124
FILED AS OF DATE: 20210329
DATE AS OF CHANGE: 20210329
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KAUFMAN SCOTT D
CENTRAL INDEX KEY: 0001312498
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-33383
FILM NUMBER: 21783124
MAIL ADDRESS:
STREET 1: MIDUSMMER INVESTMENT LTD
STREET 2: 485 MADISON AVENUE 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WIZARD BRANDS, INC.
CENTRAL INDEX KEY: 0001162896
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900]
IRS NUMBER: 980357690
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3960 HOWARD HUGHES PARKWAY
STREET 2: SUITE 500
CITY: LAS VEGAS
STATE: NV
ZIP: 89169
BUSINESS PHONE: 6049618878
MAIL ADDRESS:
STREET 1: 3960 HOWARD HUGHES PARKWAY
STREET 2: SUITE 500
CITY: LAS VEGAS
STATE: NV
ZIP: 89169
FORMER COMPANY:
FORMER CONFORMED NAME: WIZARD ENTERTAINMENT, INC.
DATE OF NAME CHANGE: 20181009
FORMER COMPANY:
FORMER CONFORMED NAME: Wizard World, Inc.
DATE OF NAME CHANGE: 20110125
FORMER COMPANY:
FORMER CONFORMED NAME: GOENERGY INC
DATE OF NAME CHANGE: 20011129
3
1
ownership.xml
X0206
3
2020-11-24
0
0001162896
WIZARD BRANDS, INC.
WIZD
0001312498
KAUFMAN SCOTT D
C/O WIZARD BRANDS, INC.
2700 HOMESTEAD ROAD
PARK CITY
UT
84098
1
1
0
0
Chairman, CEO & President
12% Senior Secured Convertible Debenture
0.25
Common Stock
10000000
I
By Barlock 2019 Fund, LP
Series A Common Stock Purchase Warrant
2.50
Common Stock
300000
I
By Barlock Capital Management LLC
On December 17, 2019, Barlock 2019 Fund, LP ("Barlock Fund") purchased from the Issuer a 12% Senior Secured Convertible Debenture in the principal amount of $2,500,000, convertible into shares of the Issuer's common stock at a per share price (as adjusted pursuant to the terms thereof) of $0.25 (the "Debenture"), and the Issuer issued to Barlock Capital Management LLC ("Barlock Management") a Series A Common Stock Purchase Warrant to purchase 300,000 shares of the Issuer's common stock at a per share exercise price of $2.50 (the "Warrant"). The Debenture matures on December 30, 2022 and the Warrant expires on December 1, 2024. The reporting person exercises voting and dispositive power of the securities held by each of Barlock Fund and Barlock Management, but disclaims any pecuniary interest in the securities held by Barlock Fund.
/s/ Scott D. kaufman
2021-03-29