The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE |
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| Report for the Calendar Year or Quarter Ended: | 06-30-2013 |
| Check here if Amendment | Amendment Number: | |
| This Amendment (Check only one.): | is a restatement. | |
| adds new holdings entries. |
| Institutional Investment Manager Filing this Report: | |
| Name: | WARBURG PINCUS LLC |
| Address: | 450 LEXINGTON AVENUE |
| NEW YORK, NY 10017 | |
| Form 13F File Number: | 028-14208 |
The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.
| Person Signing this Report on Behalf of Reporting Manager: | ||||
| Name: | Scott A. Arenare, Esq. | |||
| Title: | Managing Director and General Counsel | |||
| Phone: | 212-878-0600 | |||
| Signature, Place, and Date of Signing: | ||||
| Scott A. Arenare | New York, NY | 08-13-2013 | ||
| [Signature] | [City, State] | [Date] | ||
| * The positions reported in the table are held, directly or indirectly, by one or more entities engaged in the private equity business. (1) The correct number that should appear in column 8 for Kosmos Energy Limited shared voting authority is 137,011,151. (2) The Nuance Communications, Inc. information reported includes 3,562,238 shares of Series B convertible preferred stock which converts into an equal number of common shares. (3) The RDA Micro-electronics, Inc. information reported consists of 143,135,652 Ordinary Shares directly held which are convertible into 23,855,942 SPONS ADR's and 15,000,000 Ordinary Shares indirectly held which are convertible into 2,500,000 SPONS ADR's. (4) The 7 Days Group Holdings Limited information reported consists of 24,008,321 Ordinary Shares convertible into 8,002,773 ADR's. (5) The Synutra International, Inc. information reported includes 14,711,680 shares of common stock issuable as of June 30, 2013 pursuant to an exchangeable note. (6) The Xueda Ed. Group information reported includes 12,624,000 Ordinary Shares convertible into 6,312,000 SPONS ADR's. | ||||
| Report Type (Check only one.): | |
| X | 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |
| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) | |
| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) | |
| Form 13F Summary Page | |||||
| Report Summary: | |||||
| Number of Other Included Managers: | 1 | ||||
| Form 13F Information Table Entry Total: | 16 | ||||
| Form 13F Information Table Value Total: | 6,419,455 | ||||
| (thousands) | |||||
| List of Other Included Managers: | |||
| Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. | |||
| [If there are no entries in this list, state “NONE” and omit the column headings and list entries.] | |||
| No. | Form 13F File Number | Name | |
| 1 | 028-04826 | WARBURG PINCUS & CO. | |