0001179110-20-000988.txt : 20200204
0001179110-20-000988.hdr.sgml : 20200204
20200204162020
ACCESSION NUMBER: 0001179110-20-000988
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200131
FILED AS OF DATE: 20200204
DATE AS OF CHANGE: 20200204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROWN DOUGLAS R
CENTRAL INDEX KEY: 0001162738
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37903
FILM NUMBER: 20573962
MAIL ADDRESS:
STREET 1: 65 GROVE STREET
CITY: WATERTOWN
STATE: MA
ZIP: 02472
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AquaVenture Holdings Ltd
CENTRAL INDEX KEY: 0001422841
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 000000000
STATE OF INCORPORATION: D8
BUSINESS ADDRESS:
STREET 1: COMMERCE HOUSE, WICKHAMS CAY 1
STREET 2: P.O. BOX 3140, ROAD TOWN
CITY: TORTOLA
STATE: D8
ZIP: VG1110
BUSINESS PHONE: 813-855-8636
MAIL ADDRESS:
STREET 1: 14400 CARLSON CIRCLE
CITY: TAMPA
STATE: FL
ZIP: 33626
FORMER COMPANY:
FORMER CONFORMED NAME: AQUAVENTURE HOLDINGS LLC
DATE OF NAME CHANGE: 20080104
4
1
edgar.xml
FORM 4 -
X0306
4
2020-01-31
0
0001422841
AquaVenture Holdings Ltd
WAAS
0001162738
BROWN DOUGLAS R
C/O CONYERS CORP. SERVICES (B.V.I.) LTD.
COMMERCE HOUSE, WICKHAMS CAY 1
ROAD TOWN
D8
VG1110
VIRGIN ISLANDS, BRITISH
1
0
0
0
Ordinary Shares
2020-01-31
4
M
0
14510
0.00
A
1566347
D
Ordinary Shares
2020-01-31
4
F
0
3711
27.00
D
1562636
D
Ordinary Shares
148449
I
By Spouse
Restricted Share Units
2020-01-31
4
M
0
3720
0
D
Ordinary Shares
3720
29757
D
Restricted Share Units
2020-01-31
4
M
0
10790
0.00
D
Ordinary Shares
10790
32370
D
Ordinary Shares were withheld to cover the minimum income tax withholding requirements associated with the vesting of Restricted Share Units based on the closing stock price as of January 31, 2020.
The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any.
Each Restricted Share Unit represents a contingent right to receive one Ordinary Share of the Company.
The Restricted Share Units were issued pursuant to the Company's 2016 Share Option and Incentive Plan. One quarter of the Restricted Share Units shall vest on January 31, 2019, and the remaining 75% of such shares shall vest in equal quarterly instalments over the following three (3) years.
The Restricted Share Units were issued pursuant to the Company's 2016 Share Option and Incentive Plan. One quarter of the Restricted Share Units shall vest on January 31, 2020, and the remaining 75% of such shares shall vest in equal quarterly instalments over the following three (3) years
/s/ Chad Schafer, attorney-in-fact
2020-02-04