0001205798-14-000001.txt : 20140107 0001205798-14-000001.hdr.sgml : 20140107 20140107114357 ACCESSION NUMBER: 0001205798-14-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140103 FILED AS OF DATE: 20140107 DATE AS OF CHANGE: 20140107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOVER DOWNS GAMING & ENTERTAINMENT INC CENTRAL INDEX KEY: 0001162556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900] IRS NUMBER: 510414140 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1131 N DUPONT HWY CITY: DOVER STATE: DE ZIP: 19901 BUSINESS PHONE: 3026744600 MAIL ADDRESS: STREET 1: P O BOX 843 CITY: DOVER STATE: DE ZIP: 19903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUTOR EDWARD J CENTRAL INDEX KEY: 0001205798 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16791 FILM NUMBER: 14512549 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-01-03 0001162556 DOVER DOWNS GAMING & ENTERTAINMENT INC DDE 0001205798 SUTOR EDWARD J 3505 SILVERSIDE ROAD PLAZA CENTRE BLDG., SUITE 203 WILMINGTON DE 19810 0 1 0 0 Executive Vice Pres. & COO Common Stock, $.10 par value 2014-01-03 4 A 0 15000 0 A 211712 D Common Stock, $.10 par value 2014-01-06 4 F 0 5772 1.56 D 205940 D Includes 106,700 shares of restricted stock granted under the Company's Incentive Stock Plan in transactions exempt under Rule 16b-3 (full amount of original grant, whether or not vested, less shares disposed of, if any). Shares vest one fifth per year beginning on the second anniversary of the grant date (beneficial ownership in unvested shares is disclaimed for Section 16 purposes). Grant dates and number of shares granted were: January 3, 2014: 15,000 shares; January 3, 2013: 15,000 shares; January 3, 2012: 15,000 shares; January 3, 2011: 15,000 shares; January 3, 2010: 15,000 shares; January 3, 2009: 18,000 shares; January 3, 2008: 8,000 shares; January 3, 2007: 6,000 shares; January 3, 2006: 7,500 shares; January 3, 2005: 6,000 shares; and April 28, 2004: 6,000 shares. Elia D. Trowbridge via Power of Attorney Filed With the Securities & Exchange Commission 2014-01-07