0001180594-14-000001.txt : 20140107 0001180594-14-000001.hdr.sgml : 20140107 20140107115012 ACCESSION NUMBER: 0001180594-14-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140103 FILED AS OF DATE: 20140107 DATE AS OF CHANGE: 20140107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOVER DOWNS GAMING & ENTERTAINMENT INC CENTRAL INDEX KEY: 0001162556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900] IRS NUMBER: 510414140 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1131 N DUPONT HWY CITY: DOVER STATE: DE ZIP: 19901 BUSINESS PHONE: 3026744600 MAIL ADDRESS: STREET 1: P O BOX 843 CITY: DOVER STATE: DE ZIP: 19903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCGLYNN DENIS CENTRAL INDEX KEY: 0001180594 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16791 FILM NUMBER: 14512579 MAIL ADDRESS: STREET 1: POST OFFICE BOX 843 CITY: DOVER STATE: DE ZIP: 19903 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-01-03 0001162556 DOVER DOWNS GAMING & ENTERTAINMENT INC DDE 0001180594 MCGLYNN DENIS 3505 SILVERSIDE ROAD PLAZA CENTRE BLDG., SUITE 203 WILMINGTON DE 19810 1 1 0 0 President and CEO Common Stock, $.10 par value 2014-01-03 4 A 0 15000 0 A 192104 D Common Stock, $.10 par value 2014-01-06 4 F 0 6016 1.56 D 186088 D Common Stock, $.10 par value 45000 I Wife Class A Common Stock Common Stock 450600 450600 D Class A Common Stock Common Stock 209350 209350 I Wife Includes 112,128 shares of restricted stock granted under the Company's Incentive Stock Plan in transactions exempt under Rule 16b-3 (full amount of original grant, whether or not vested, less shares disposed of, if any). Shares vest one fifth per year beginning on the second anniversary of the grant date (beneficial ownership in unvested shares is disclaimed for Section 16 purposes). Grant dates and number of shares granted were: January 3, 2014: 15,000 shares; January 3, 2013: 15,000 shares; January 3, 2012: 15,000 shares; January 3, 2011: 15,000 shares; January 3, 2010: 15,000 shares; January 3, 2009: 20,000 shares; January 3, 2008: 9,000 shares; January 3, 2007: 7,000 shares; January 3, 2006: 10,500 shares; January 3, 2005: 9,000 shares; and April 28, 2004: 9,000 shares. Class A Common Stock is convertible into Common Stock at any time on a share for share basis at the option of the holder thereof. Elia D. Trowbridge via Power of Attorney Filed With the Securities & Exchange Commission 2014-01-07