-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CKE8z86R0PGEJnWWu0g+sWEAAJmXQvKnJ2+lDydKoiJqIEK/4mrGodNKIenf7NCo aNAn49EUZKSCjWTMZXbTmw== 0001180594-09-000008.txt : 20090624 0001180594-09-000008.hdr.sgml : 20090624 20090624140107 ACCESSION NUMBER: 0001180594-09-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090622 FILED AS OF DATE: 20090624 DATE AS OF CHANGE: 20090624 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCGLYNN DENIS CENTRAL INDEX KEY: 0001180594 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16791 FILM NUMBER: 09907151 MAIL ADDRESS: STREET 1: POST OFFICE BOX 843 CITY: DOVER STATE: DE ZIP: 19903 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOVER DOWNS GAMING & ENTERTAINMENT INC CENTRAL INDEX KEY: 0001162556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900] IRS NUMBER: 510414140 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1131 N DUPONT HWY CITY: DOVER STATE: DE ZIP: 19901 BUSINESS PHONE: 3026744600 MAIL ADDRESS: STREET 1: P O BOX 843 CITY: DOVER STATE: DE ZIP: 19903 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-06-22 0001162556 DOVER DOWNS GAMING & ENTERTAINMENT INC DDE 0001180594 MCGLYNN DENIS 1131 N. DUPONT HIGHWAY DOVER DE 19901 1 1 0 0 President and CEO Common Stock, $.10 par value 2009-06-22 5 G 0 45000 0 D 134051 D Common Stock, $.10 par value 2009-06-22 5 G 0 45000 0 A 45000 I Wife Class A Common Stock 2009-06-22 5 G 0 105000 0 D Common Stock 105000 450600 D Class A Common Stock 2009-06-22 5 G 0 55000 0 A Common Stock 55000 209350 I Wife Options granted 05/05/2000 5.99 2010-05-04 Common Stock 36750 36750 D Options granted 05/02/2002 7.97 2010-05-01 Common Stock 30000 30000 D Options granted 01/03/2003 6.34 2011-01-02 Common Stock 10642 10642 D Options granted 01/03/2003 6.34 2011-01-02 Common Stock 26857 26857 D Includes 60,091 shares of restricted stock granted under the Company's Incentive Stock Plan in transactions exempt under Rule 16b-3 (full amount of original grant, whether or not vested, less shares disposed of, if any). Shares vest one fifth per year beginning on the second anniversary of the grant date (beneficial ownership in unvested shares is disclaimed for Section 16 purposes). Grant dates and number of shares granted were: January 3, 2009: 20,000 shares; January 3, 2008: 9,000 shares; January 3, 2007: 7,000 shares; January 3, 2006: 10,500 shares; January 3, 2005: 9,000 shares; and April 28, 2004: 9,000 shares. Class A Common Stock is convertible into Common Stock at any time on a share for share basis at the option of the holder thereof. Ten-year options with exercisability phasing in as follows: 5/5/06 - 8,700 shares; 5/5/07 - 9,280 shares; 5/5/08 - 9,280 shares; 5/5/09 - 9,280; 1/1/10 - 210 shares. Eight-year options with exercisability phasing in. Beginning one year after date of grant, one-sixth becomes exercisable. An additional one-sixth becomes exercisable over the succeeding five years. Eight-year options with exercisability phasing in as follows: 1/3/04 - 729 shares; 1/3/05 - 729 shares; 1/3/06 - 726 shares; 1/3/07 - 726 shares; 1/3/08 - 723 shares; 1/3/09 - 7,009 shares. Eight-year options with exercisability phasing in as follows: 1/3/04 - 5,520 shares; 1/3/05 - 5,520 shares; 1/3/06 - 5,523 shares; 1/3/07 - 5,523 shares; 1/3/08 - 4,771 shares. Previously reported. Elia D. Trowbridge via Power of Attorney Filed With the Securities & Exchange Commission 2009-06-24 -----END PRIVACY-ENHANCED MESSAGE-----