-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GGknkecijsRp0u4PKgyMQQEQOEcMQ/cki7TXqJJkJ4voghN2d5V9DtTKmZHdxdWW auTWRtZyLi6Yesx4T1Pzew== 0001104659-08-039862.txt : 20080613 0001104659-08-039862.hdr.sgml : 20080613 20080613160028 ACCESSION NUMBER: 0001104659-08-039862 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080611 FILED AS OF DATE: 20080613 DATE AS OF CHANGE: 20080613 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOVER DOWNS GAMING & ENTERTAINMENT INC CENTRAL INDEX KEY: 0001162556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900] IRS NUMBER: 510414140 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1131 N DUPONT HWY CITY: DOVER STATE: DE ZIP: 19901 BUSINESS PHONE: 3026744600 MAIL ADDRESS: STREET 1: P O BOX 843 CITY: DOVER STATE: DE ZIP: 19903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ECF VALUE FUND II LP CENTRAL INDEX KEY: 0001270166 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16791 FILM NUMBER: 08898315 BUSINESS ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2126260220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ECF VALUE FUND L P CENTRAL INDEX KEY: 0001361105 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16791 FILM NUMBER: 08898316 BUSINESS ADDRESS: STREET 1: 1177 AVE OF THE AMERICAS 32ND FL CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-626-0220 MAIL ADDRESS: STREET 1: 1177 AVE OF THE AMERICAS 32ND FL CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gates Jeffrey L CENTRAL INDEX KEY: 0001394416 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16791 FILM NUMBER: 08898317 BUSINESS ADDRESS: BUSINESS PHONE: 212-626-0220 MAIL ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ECF VALUE FUND INTERNATIONAL LTD CENTRAL INDEX KEY: 0001221469 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16791 FILM NUMBER: 08898318 BUSINESS ADDRESS: STREET 1: 1177 AVE OF THE AMERICAS STREET 2: AMERICAS TOWER 32ND FL CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2126260220 MAIL ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gates Capital Management, Inc. CENTRAL INDEX KEY: 0001312908 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16791 FILM NUMBER: 08898319 BUSINESS ADDRESS: STREET 1: 1177 AVE. OF THE AMERICAS STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-626-1421 MAIL ADDRESS: STREET 1: 1177 AVE. OF THE AMERICAS STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER NAME: FORMER CONFORMED NAME: Gates Capital Management Inc. DATE OF NAME CHANGE: 20041228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gates Capital Partners, L.P. CENTRAL INDEX KEY: 0001394281 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16791 FILM NUMBER: 08898320 BUSINESS ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-626-1421 MAIL ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 4 1 a4.xml 4 X0202 4 2008-06-11 0 0001162556 DOVER DOWNS GAMING & ENTERTAINMENT INC DDE 0001312908 Gates Capital Management, Inc. 1177 AVENUE OF THE AMERICAS 32ND FLOOR NEW YORK NY 10036 0 0 1 0 0001394281 Gates Capital Partners, L.P. 1177 AVENUE OF THE AMERICAS 32ND FLOOR NEW YORK NY 10036 0 0 1 0 0001394416 Gates Jeffrey L 1177 AVENUE OF THE AMERICAS 32ND FLOOR NEW YORK NY 10036 0 0 1 0 0001361105 ECF VALUE FUND L P 1177 AVENUE OF THE AMERICAS 32ND FLOOR NEW YORK NY 10036 0 0 1 0 0001270166 ECF VALUE FUND II LP 1177 AVENUE OF THE AMERICAS 32ND FLOOR NEW YORK NY 10036 0 0 1 0 0001221469 ECF VALUE FUND INTERNATIONAL LTD 1177 AVENUE OF THE AMERICAS 32ND FLOOR NEW YORK NY 10036 0 0 1 0 Common Stock 2008-06-11 4 P 0 56500 8.0456 A 2593167 I Investment Manager, see remarks below Common Stock 2008-06-12 4 P 0 100000 8.0221 A 2693167 I Investment Manager, see remarks below Gates Capital Management, Inc., which is controlled by Jeffrey L. Gates, is the general partner of Gates Capital Partners, L.P., which is the general partner of ECF Value Fund, L.P. and ECF Value Fund II, L.P. and thereby is solely responsible for the trading and investment decisions of ECF Value Fund, L.P. and ECF Value Fund II, L.P. Gates Capital Management, Inc. is also the investment manager of ECF Value Fund International, Ltd. and thereby is solely responsible for the trading and investment decisions of ECF Value Fund International, Ltd. The following persons shall be considered to be Reporting Persons for purposes of this Form: Gates Capital Management, Inc., Gates Capital Partners, L.P., Jeffrey L. Gates, ECF Value Fund, L.P., ECF Value Fund II, L.P. and ECF Value Fund International, Ltd. For purposes of this Form, the securities reported herein are deemed to be beneficially owned collectively by the Reporting Persons. Gates Capital Management, Inc. Gates Capital Partners, L.P. Jeffrey L. Gates ECF Value Fund, L.P. ECF Value Fund II, L.P. ECF Value Fund International Ltd. By: Jeffrey L. Gates, President, Gates Capital Management, Inc., an authorized person 2008-06-13 -----END PRIVACY-ENHANCED MESSAGE-----