X0303 5 2010-12-31 0 1 0 0001162283 MORGAN GROUP HOLDING CO MGHL 0001005385 CARUCCI WALTER P /NY C/O CARR SECURITIES CORP 14 VANDERVENTER AVENUE, SUITE 210 PORT WASHINGTON NY 11050 0 0 1 1 See Remarks 0001240139 ZIMMERMAN BERNARD 18 HIGH MEADOW RD WESTON CT 06883 0 0 1 1 See Remarks Common Stock, $0.01 Par Value 3 210989 D Common Stock, $0.01 Par Value 3 216100 D This amount includes 177,763 shares of the Issuer owned by Walter P. Carucci individually, 33,200 shares owned by Uncle Mills Partners, of which Mr. Carucci is a partner, and 26 shares owned by Carr Securities Corporation, of which Mr. Carucci is the President. By Walter P. Carucci. By Bernard Zimmerman & Company, Inc. Walter P. Carucci and Bernard Zimmerman & Company, Inc. may collectively be deemed a 10% Owner of the Issuer. /s/ Beth N. Lowson, as Attorney-in-Fact for Walter P. Carucci and Bernard Zimmerman 2011-02-18