0001140361-20-016593.txt : 20200825 0001140361-20-016593.hdr.sgml : 20200825 20200723162549 ACCESSION NUMBER: 0001140361-20-016593 CONFORMED SUBMISSION TYPE: CORRESP PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20200723 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN GROUP HOLDING CO CENTRAL INDEX KEY: 0001162283 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 134196940 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 401 THEODORE FREMD AVENUE CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 9149218821 MAIL ADDRESS: STREET 1: 401 THEODORE FREMD AVENUE CITY: RYE STATE: NY ZIP: 10580 CORRESP 1 filename1.htm

MORGAN GROUP HOLDING CO.
401 Theodore Fremd Avenue
Rye, New York 10580

 
July 23, 2020
 
VIA EDGAR
 
Securities and Exchange Commission
100 F Street, NE
Washington, D.C. 20549-0406
 

Re:
Morgan Group Holding Co.
Registration Statement on Form S-1, initially filed on May 26, 2020, as amended
File No. 333-238702
 
Ladies and Gentlemen:
 
Pursuant to Rule 461 under the Securities Act of 1933, as amended, Morgan Group Holding Co. (the “Company”) hereby respectfully requests that the effectiveness of the Registration Statement on Form S-1 (Registration No. 333-238702) of the Company, filed with the Securities and Exchange Commission on May 26, 2020, as amended (the “Registration Statement”), be accelerated so that such Registration Statement shall become effective at 10:00 a.m. (Eastern Time) on July 28, 2020, or as soon as possible thereafter.
 
The Company hereby confirms that it is aware of its responsibilities under the Securities Act of 1933, as amended, and the Securities Exchange Act of 1934, as amended, as they relate to the proposed offering of the securities specified in the Registration Statement.
 
It would be appreciated if, promptly after the Registration Statement has become effective, you would so inform our outside counsel, Michael Zuppone of Paul Hastings LLP, by telephone at (212) 318-6906 or by email at MichaelZuppone@paulhastings.com. The Company hereby authorizes Mr. Zuppone of Paul Hastings LLP to orally modify or withdraw this request for acceleration.
 
 
 
 
 
 
Sincerely,

Morgan Group Holding Co.
 
 
 
By:  
/s/ Joseph L. Fernandez
 
 
 
Joseph L. Fernandez
 
 
 
Executive Vice President-Finance
 
 
 
 
cc:
 
Michael Zuppone, Esq. (Paul Hastings LLP)
Felicia Yen, Esq. (Paul Hastings LLP)