0001162194-17-000142.txt : 20170922
0001162194-17-000142.hdr.sgml : 20170922
20170922211550
ACCESSION NUMBER: 0001162194-17-000142
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170920
FILED AS OF DATE: 20170922
DATE AS OF CHANGE: 20170922
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEE JENNIFER LING
CENTRAL INDEX KEY: 0001675118
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34180
FILM NUMBER: 171098491
MAIL ADDRESS:
STREET 1: C/O FLUIDIGM CORPORATION
STREET 2: 7000 SHORELINE COURT SUITE 100
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FLUIDIGM CORP
CENTRAL INDEX KEY: 0001162194
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826]
IRS NUMBER: 770513190
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7000 SHORELINE COURT
STREET 2: SUITE 100
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
BUSINESS PHONE: 6502666000
MAIL ADDRESS:
STREET 1: 7000 SHORELINE COURT
STREET 2: SUITE 100
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
4
1
wf-form4_150612933538308.xml
FORM 4
X0306
4
2017-09-20
0
0001162194
FLUIDIGM CORP
FLDM
0001675118
LEE JENNIFER LING
C/O FLUIDIGM CORPORATION
7000 SHORELINE COURT, SUITE 100
SOUTH SAN FRANCISCO
CA
94080
0
1
0
0
See Remarks
Employee Stock Option (Right to Buy)
8.98
2017-09-20
4
D
0
13400
D
2026-05-18
Common Stock
13400.0
0
D
Employee Stock Option (Right to Buy)
5.13
2017-09-20
4
A
0
7053
A
2027-09-20
Common Stock
7053.0
7053
D
The Option provided for vesting of 12/48th of the total number of shares subject to the Option on May 20, 2017 and thirty-six equal monthly installments beginning on June 20, 2017.
On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 13,400 shares of FLDM common stock granted to the Reporting Person on May 18, 2016. In exchange, the Reporting Person received a replacement Option, for 7,053 shares, having an exercise price of $5.13 per share.
1/12th of the total number of shares subject to the Option will vest on February 20, 2018, and 1/12th of the total number of shares subject to the Option will vest every three months thereafter until fully vested, subject to the Reporting Person's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.
Vice President, Controller, and Principal Accounting Officer
/s/ Nicholas Khadder, Attorney-in-fact
2017-09-22