0001162194-17-000142.txt : 20170922 0001162194-17-000142.hdr.sgml : 20170922 20170922211550 ACCESSION NUMBER: 0001162194-17-000142 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170920 FILED AS OF DATE: 20170922 DATE AS OF CHANGE: 20170922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEE JENNIFER LING CENTRAL INDEX KEY: 0001675118 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34180 FILM NUMBER: 171098491 MAIL ADDRESS: STREET 1: C/O FLUIDIGM CORPORATION STREET 2: 7000 SHORELINE COURT SUITE 100 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLUIDIGM CORP CENTRAL INDEX KEY: 0001162194 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 770513190 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7000 SHORELINE COURT STREET 2: SUITE 100 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 6502666000 MAIL ADDRESS: STREET 1: 7000 SHORELINE COURT STREET 2: SUITE 100 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 4 1 wf-form4_150612933538308.xml FORM 4 X0306 4 2017-09-20 0 0001162194 FLUIDIGM CORP FLDM 0001675118 LEE JENNIFER LING C/O FLUIDIGM CORPORATION 7000 SHORELINE COURT, SUITE 100 SOUTH SAN FRANCISCO CA 94080 0 1 0 0 See Remarks Employee Stock Option (Right to Buy) 8.98 2017-09-20 4 D 0 13400 D 2026-05-18 Common Stock 13400.0 0 D Employee Stock Option (Right to Buy) 5.13 2017-09-20 4 A 0 7053 A 2027-09-20 Common Stock 7053.0 7053 D The Option provided for vesting of 12/48th of the total number of shares subject to the Option on May 20, 2017 and thirty-six equal monthly installments beginning on June 20, 2017. On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 13,400 shares of FLDM common stock granted to the Reporting Person on May 18, 2016. In exchange, the Reporting Person received a replacement Option, for 7,053 shares, having an exercise price of $5.13 per share. 1/12th of the total number of shares subject to the Option will vest on February 20, 2018, and 1/12th of the total number of shares subject to the Option will vest every three months thereafter until fully vested, subject to the Reporting Person's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. Vice President, Controller, and Principal Accounting Officer /s/ Nicholas Khadder, Attorney-in-fact 2017-09-22