0000899243-18-031538.txt : 20181221
0000899243-18-031538.hdr.sgml : 20181221
20181221060620
ACCESSION NUMBER: 0000899243-18-031538
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181219
FILED AS OF DATE: 20181221
DATE AS OF CHANGE: 20181221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: UBS Group AG
CENTRAL INDEX KEY: 0001610520
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
STATE OF INCORPORATION: V8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-10573
FILM NUMBER: 181247503
BUSINESS ADDRESS:
STREET 1: BAHNHOFSTRASSE 45
CITY: ZURICH
STATE: V8
ZIP: CH-8001
BUSINESS PHONE: 41-44-234-1111
MAIL ADDRESS:
STREET 1: BAHNHOFSTRASSE 45
CITY: ZURICH
STATE: V8
ZIP: CH-8001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
CENTRAL INDEX KEY: 0001162027
IRS NUMBER: 000000000
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: ALLIANCEBERNSTEIN LP
STREET 2: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: 2129692124
MAIL ADDRESS:
STREET 1: ALLIANCEBERNSTEIN LP
STREET 2: 1345 AVE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIANCE NATIONAL MUNICIPAL INCOME FUND
DATE OF NAME CHANGE: 20011108
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-12-19
1
0001162027
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
AFB
0001610520
UBS Group AG
BAHNHOFSTRASSE 45
PO BOX CH-8098
ZURICH
V8
SWITZERLAND
0
0
1
0
Auction Preferred Stock
2018-12-19
4
J
0
1049
D
0
I
By subsidiary -
This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.
This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.
98.75% of par
(Cusip Nos 01864V203, 01864V302, 01864V401, 01864V500)
*The relevant APS was redeemed by the issuer
The Shares reported herein represent UBS Group AG's combined holdings in multiple series of auction preferred securities of the issuer, which are treated herein as one class of securities.
By: /s/ Jennifer Sator, UBS Group AG
2018-12-21
By: /s/ William Chandler, UBS Group AG
2018-12-21