0001161722-21-000001.txt : 20210126 0001161722-21-000001.hdr.sgml : 20210126 20210126120411 ACCESSION NUMBER: 0001161722-21-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210126 DATE AS OF CHANGE: 20210126 EFFECTIVENESS DATE: 20210126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOLLENCREST CAPITAL MANAGEMENT CENTRAL INDEX KEY: 0001161722 IRS NUMBER: 954121065 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06753 FILM NUMBER: 21552486 BUSINESS ADDRESS: STREET 1: 100 BAYVIEW CIRCLE, SUITE 500 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9498237744 MAIL ADDRESS: STREET 1: 100 BAYVIEW CIRCLE, SUITE 500 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: HOLLENCREST SECURITIES LLC DATE OF NAME CHANGE: 20030729 FORMER COMPANY: FORMER CONFORMED NAME: RND RESOURCES INC DATE OF NAME CHANGE: 20011031 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001161722 XXXXXXXX 12-31-2020 12-31-2020 HOLLENCREST CAPITAL MANAGEMENT

100 BAYVIEW CIRCLE, SUITE 500 NEWPORT BEACH CA 92660

13F HOLDINGS REPORT 028-06753 N Michelle Petersen 9498237744 Michelle Petersen Newport Beach CA 12-31-2020 0 538 959424 false INFORMATION TABLE 2 inftable.xml ADIDAS AG F SPONSORED ADR 1 AD ADR 00687a107 213 1165 SH SOLE 1165 0 0 ALIBABA GROUP HLDG LTD F SPONS ADR 01609w102 1272 5467 SH SOLE 5467 0 0 ASTRAZENECA PLC F SPONSORED AD ADR 046353108 325 6500 SH OTR 0 0 6500 Allianz SE ADR 000000000 716 3000 SH OTR 0 0 3000 DEUTSCHE TELEKOM AG F SPONSORE ADR 251566105 448 24500 SH OTR 0 0 24500 PORSCHE AUTOMOBIL HO F SPONSOR ADR 73328p106 195 27810 SH OTR 0 0 27810 ROYAL DUTCH SHELL F SPONSORED ADR 780259206 771 21952 SH OTR 0 0 21952 SIEMENS A G F SPONSORED ADR 1 ADR 826197501 359 5000 SH OTR 0 0 5000 TAIWAN SEMICONDUCTR F SPONSORE ADR 874039100 170 1556 SH SOLE 1556 0 0 TAIWAN SEMICONDUCTR F SPONSORE ADR 874039100 373 3420 SH OTR 0 0 3420 TENCENT HOLDINGS F UNSPONSORED ADR 88032q109 205 2848 SH SOLE 2848 0 0 SPROTT PHYSICAL GOLD & S COMMOD TXBLE CEF 85208r101 5513 284900 SH SOLE 284900 0 0 SPROTT PHYSICAL GOLD ETV COMMOD TXBLE CEF 85207h104 1207 80000 SH SOLE 80000 0 0 ISHARES GOLD ETF ETF 464285105 99 5469 SH SOLE 5469 0 0 ISHARES GOLD ETF ETF 464285105 278 15330 SH OTR 30 0 15300 PROSHARES ULTRA SILVER ETF ETF 74347w353 1245 24275 SH SOLE 24275 0 0 PROSHARES ULTRA SILVER ETF ETF 74347w353 195 3810 SH OTR 0 0 3810 SPDR GOLD SHARES ETF ETF 78463v107 509 2853 SH SOLE 2853 0 0 SPDR GOLD SHARES ETF ETF 78463v107 62 350 SH OTR 0 0 350 1/100000TH SPECTRUM GRP FRACTI COM jeh63m206 0 48467 SH OTR 0 0 48467 A T & T INC COM 00206r102 145 5030 SH SOLE 5030 0 0 A T & T INC COM 00206r102 191 6652 SH OTR 0 0 6652 ABBOTT LABORATORIES COM 002824100 173 1581 SH SOLE 1581 0 0 ABBOTT LABORATORIES COM 002824100 273 2493 SH OTR 0 0 2493 ABBVIE INC COM 00287y109 1410 13159 SH SOLE 13159 0 0 ABBVIE INC COM 00287y109 11 103 SH OTR 0 0 103 ADVANCED MICRO DEVIC COM 007903107 88 963 SH SOLE 963 0 0 ADVANCED MICRO DEVIC COM 007903107 441 4811 SH OTR 0 0 4811 AIA GROUP LTD ORDF COM y002a1105 218 17800 SH SOLE 17800 0 0 ALPHABET INC. CLASS A COM 02079k305 2096 1196 SH SOLE 1196 0 0 ALPHABET INC. CLASS A COM 02079k305 775 442 SH OTR 0 0 442 ALPHABET INC. CLASS C COM 02079k107 2586 1476 SH SOLE 1476 0 0 ALPHABET INC. CLASS C COM 02079k107 364 208 SH OTR 0 0 208 ALTRIA GROUP INC COM 02209s103 2336 56965 SH SOLE 56965 0 0 ALTRIA GROUP INC COM 02209s103 295 7191 SH OTR 0 0 7191 AMAZON.COM INC COM 023135106 7602 2334 SH SOLE 2312 0 22 AMAZON.COM INC COM 023135106 3622 1112 SH OTR 0 0 1112 AMGEN INC. COM 031162100 741 3224 SH SOLE 3224 0 0 AMGEN INC. COM 031162100 34 150 SH OTR 0 0 150 ANTHEM INC COM 036752103 44 137 SH SOLE 44 0 93 ANTHEM INC COM 036752103 394 1228 SH OTR 0 0 1228 APPLE INC COM 037833100 11438 86201 SH SOLE 85768 0 433 APPLE INC COM 037833100 6361 47936 SH OTR 102 0 47916 ASML HLDGS NV ORDF COM n07059202 283 582 SH SOLE 582 0 0 ATOMERA INC 00500 COM 04965b100 7954 494361 SH SOLE 494361 0 0 ATOMERA INC 00500 COM 04965b100 992 61650 SH OTR 0 0 61650 AURCANA SILVER CORP F COM 051918803 8 10000 SH SOLE 10000 0 0 BANK OF AMERICA CORP COM 060505104 4215 139061 SH SOLE 139061 0 0 BANK OF AMERICA CORP COM 060505104 348 11481 SH OTR 0 0 11481 BARRICK GOLD CORP F COM 067901108 683 30000 SH OTR 0 0 30000 BERKSHIRE HATHAWAY B NEW CLASS COM 084670702 3033 13082 SH SOLE 12984 0 98 BERKSHIRE HATHAWAY B NEW CLASS COM 084670702 485 2091 SH OTR 0 0 2091 BERKSHIRE HATHAWAY CLASS B COM 084670702 4116 17750 SH SOLE 17750 0 0 BERKSHIRE HATHAWAY CLASS B COM 084670702 23 100 SH OTR 0 0 100 BLACK KNIGHT INC COM 09215c105 17534 198466 SH OTR 0 0 198466 BLACKBERRY LTD F COM 09228f103 3019 455355 SH SOLE 455355 0 0 BLACKROCK INC COM 09247x101 256 355 SH SOLE 355 0 0 BOEING CO COM 097023105 224 1047 SH SOLE 1047 0 0 BOEING CO COM 097023105 204 954 SH OTR 0 0 954 BOOKING HOLDINGS INC COM 09857l108 332 149 SH SOLE 149 0 0 BOOZ ALLEN HAMILTON CLASS A COM 099502106 68 780 SH SOLE 365 0 415 BOOZ ALLEN HAMILTON CLASS A COM 099502106 497 5702 SH OTR 0 0 5702 BRISTOL-MYERS SQUIBB COM 110122108 821 13229 SH SOLE 13229 0 0 BRISTOL-MYERS SQUIBB COM 110122108 29 470 SH OTR 0 0 470 BROADCOM INC COM 11135f101 328 748 SH SOLE 748 0 0 BROADCOM INC COM 11135f101 197 450 SH OTR 0 0 450 Bionovo Inc. COM 000000000 0 10000 SH OTR 0 0 10000 CAESARS ENTMT INC NEW COM 12769g100 2036 27420 SH SOLE 27209 0 211 CAESARS ENTMT INC NEW COM 12769g100 49 660 SH OTR 0 0 660 CAMECO CORP F COM 13321l108 261 19500 SH OTR 0 0 19500 CANNAE HOLDINGS INC COM 13765n107 6096 137700 SH OTR 0 0 137700 CANOPUS BIOPHARMA INC COM 138034103 3 80000 SH OTR 0 0 80000 CAPITAL ONE FC COM 14040h105 584 5907 SH SOLE 5907 0 0 CARNIVAL CORP F COM 143658300 750 34612 SH SOLE 34612 0 0 CARNIVAL CORP F COM 143658300 42 1956 SH OTR 0 0 1956 CATERPILLAR INC COM 149123101 209 1150 SH SOLE 1150 0 0 CATERPILLAR INC COM 149123101 40 221 SH OTR 0 0 221 CENTENE CORP COM 15135b101 24 398 SH SOLE 0 0 398 CENTENE CORP COM 15135b101 250 4168 SH OTR 0 0 4168 CHARLES SCHWAB CORP COM 808513105 355 6685 SH SOLE 6685 0 0 CHEGG INC COM 163092109 426 4713 SH SOLE 4713 0 0 CHEMED CORP COM 16359r103 21 39 SH SOLE 0 0 39 CHEMED CORP COM 16359r103 274 514 SH OTR 0 0 514 CHEVRON CORP COM 166764100 370 4387 SH SOLE 4387 0 0 CHEVRON CORP COM 166764100 120 1419 SH OTR 0 0 1419 CIRRUS LOGIC INC COM 172755100 17 203 SH SOLE 0 0 203 CIRRUS LOGIC INC COM 172755100 199 2421 SH OTR 0 0 2421 CISCO SYSTEMS INC COM 17275r102 591 13207 SH SOLE 13207 0 0 CISCO SYSTEMS INC COM 17275r102 172 3844 SH OTR 21 0 3844 CITIGROUP INC COM 172967424 633 10269 SH SOLE 10013 0 256 CITIGROUP INC COM 172967424 782 12680 SH OTR 0 0 12680 CME GROUP INC CLASS A COM 12572q105 409 2248 SH SOLE 2248 0 0 COEUR MINING INC COM 192108504 725 70000 SH SOLE 70000 0 0 COMCAST CORP CLASS A COM 20030n101 199 3804 SH SOLE 3804 0 0 COMCAST CORP CLASS A COM 20030n101 52 1000 SH OTR 0 0 1000 COMERICA INCORPORATE COM 200340107 565 10121 SH SOLE 10121 0 0 COMPUTER SERVICES COM 20539a105 261 4400 SH OTR 0 0 4400 COSTCO WHOLESALE CO COM 22160k105 589 1563 SH SOLE 1510 0 53 COSTCO WHOLESALE CO COM 22160k105 2350 6236 SH OTR 0 0 6236 CUMMINS INC COM 231021106 21 94 SH SOLE 0 0 94 CUMMINS INC COM 231021106 203 894 SH OTR 0 0 894 CVS HEALTH CORP COM 126650100 320 4691 SH SOLE 4691 0 0 CYTODYN INC COM 23283m101 203 37750 SH SOLE 37750 0 0 CYTODYN INC COM 23283m101 97 18000 SH OTR 0 0 18000 Conographic Corp Calif Restr COM 000000000 0 11000 SH OTR 0 0 11000 D R HORTON CO COM 23331a109 19 273 SH SOLE 0 0 273 D R HORTON CO COM 23331a109 277 4026 SH OTR 0 0 4026 DAVITA INC COM 23918k108 304 2589 SH SOLE 2589 0 0 DISCOVER FINL S COM 254709108 681 7522 SH SOLE 7522 0 0 DISCOVER FINL S COM 254709108 45 500 SH OTR 0 0 500 DUN BRADST HLDG INC COM 26484t106 2490 100000 SH OTR 0 0 100000 EDISON INTERNTNL COM 281020107 45 713 SH SOLE 713 0 0 EDISON INTERNTNL COM 281020107 679 10810 SH OTR 0 0 10810 EMERSON ELECTRIC CO COM 291011104 865 10764 SH SOLE 10764 0 0 ENPHASE ENERGY INC COM 29355a107 353 2012 SH OTR 0 0 2012 EROS STX GLOBAL CL A F CLASS A COM g3788m114 42 23000 SH SOLE 23000 0 0 EVOLENT HEALTH INC CLA COM 30050b101 641 40000 SH SOLE 0 0 40000 EVOLENT HEALTH INC CLA COM 30050b101 48 3000 SH OTR 0 0 3000 EXELON CORP COM 30161n101 317 7500 SH OTR 0 0 7500 EXXON MOBIL CORP COM 30231g102 543 13177 SH SOLE 12177 0 1000 EXXON MOBIL CORP COM 30231g102 1493 36229 SH OTR 0 0 36229 FACEBOOK INC CLASS A COM 30303m102 1990 7286 SH SOLE 7285 0 1 FACEBOOK INC CLASS A COM 30303m102 897 3285 SH OTR 0 0 3285 FEDEX CORP COM 31428x106 182 700 SH SOLE 700 0 0 FEDEX CORP COM 31428x106 57 218 SH OTR 0 0 218 FIDELITY NATL INFO COM 31620m106 15380 108723 SH OTR 0 0 108723 FIFTH THIRD BANCORP COM 316773100 537 19471 SH SOLE 19471 0 0 FIRST FOUNDATION INC COM 32026v104 3100 155000 SH SOLE 155000 0 0 FIRST FOUNDATION INC COM 32026v104 114 5710 SH OTR 0 0 5710 FIRST MAJESTIC SILVER F COM 32076v103 137 10165 SH SOLE 10165 0 0 FIRST MAJESTIC SILVER F COM 32076v103 46 3440 SH OTR 40 0 3400 FLEETCOR TECHNOLOGIE COM 339041105 314 1150 SH OTR 0 0 1150 FNFV GROUP COM 31620r303 12241 313161 SH OTR 0 0 313161 FORD MOTOR CO COM 345370860 270 30660 SH SOLE 30660 0 0 FORD MOTOR CO COM 345370860 359 40800 SH OTR 0 0 40800 FREEPORT-MCMORAN INC COM 35671d857 715 27475 SH SOLE 27475 0 0 FREEPORT-MCMORAN INC COM 35671d857 2 78 SH OTR 0 0 78 GENERAL ELECTRIC CO COM 369604103 1118 103480 SH SOLE 103480 0 0 GENERAL ELECTRIC CO COM 369604103 113 10444 SH OTR 0 0 10444 GENERAL MOTORS CO COM 37045v100 360 8653 SH OTR 0 0 8653 GENTEX CORP COM 371901109 26 781 SH SOLE 0 0 781 GENTEX CORP COM 371901109 274 8090 SH OTR 0 0 8090 GOLDEN STAR RES LTD F COM 38119t807 587 158200 SH SOLE 158200 0 0 GOLDMAN SACHS GROUP COM 38141g104 218 827 SH SOLE 827 0 0 GOLDMAN SACHS GROUP COM 38141g104 129 488 SH OTR 0 0 488 HENRY JACK & ASSOC COM 426281101 18 112 SH SOLE 0 0 112 HENRY JACK & ASSOC COM 426281101 306 1890 SH OTR 0 0 1890 HILTON WORLDWIDE HLD COM 43300a203 449 4033 SH OTR 0 0 4033 HOME DEPOT INC COM 437076102 698 2627 SH SOLE 2542 0 85 HOME DEPOT INC COM 437076102 461 1735 SH OTR 0 0 1735 HUNTINGTON BANCSHS COM 446150104 278 22032 SH SOLE 22032 0 0 I C U MEDICAL INC COM 44930g107 241 1125 SH OTR 0 0 1125 IDENTIVE INC COM 45170x205 358 42105 SH OTR 0 0 42105 IDERA PHARMA COM 45168k405 294 80000 SH SOLE 80000 0 0 IDERA PHARMA COM 45168k405 37 10000 SH OTR 0 0 10000 INTEL CORP COM 458140100 3517 70593 SH SOLE 69776 0 817 INTEL CORP COM 458140100 308 6186 SH OTR 0 0 6186 INTUITIVE SURGICAL COM 46120e602 1414 1728 SH SOLE 1728 0 0 INVESCO LTD COM G491BT108 699 40100 SH SOLE 40100 0 0 J ALEXANDERS HOLDINGS IN COM 46609j106 65 8930 SH SOLE 8930 0 0 J ALEXANDERS HOLDINGS IN COM 46609j106 190 26065 SH OTR 0 0 26065 JOHNSON & JOHNSON COM 478160104 1143 7263 SH SOLE 7153 0 110 JOHNSON & JOHNSON COM 478160104 612 3887 SH OTR 0 0 3887 JPMORGAN CHASE & CO COM 46625h100 1886 14839 SH SOLE 14674 0 165 JPMORGAN CHASE & CO COM 46625h100 744 5858 SH OTR 0 0 5858 KEYCORP INC COM 493267108 272 16568 SH SOLE 16568 0 0 KEYENCE CORP ORDF COM j32491102 342 600 SH SOLE 600 0 0 KIRKLAND LAKE GOLD LIM F COM 49741e100 652 15800 SH SOLE 15800 0 0 KIRKLAND LAKE GOLD LIM F COM 49741e100 16 380 SH OTR 0 0 380 KRAFT HEINZ COMPANY COM 500754106 14 416 SH SOLE 416 0 0 KRAFT HEINZ COMPANY COM 500754106 313 9033 SH OTR 0 0 9033 KROGER CO COM 501044101 451 14190 SH OTR 0 0 14190 LA JOLLA PHARMA COM 503459604 151 39000 SH SOLE 39000 0 0 LA JOLLA PHARMA COM 503459604 39 10000 SH OTR 0 0 10000 LANNETT INC COM 516012101 202 31000 SH SOLE 31000 0 0 LIGHTWAVE LOGIC INC COM 532275104 9 10000 SH OTR 0 0 10000 LILLY ELI & CO COM 532457108 93 548 SH SOLE 451 0 97 LILLY ELI & CO COM 532457108 190 1127 SH OTR 0 0 1127 LINDBLAD EXPEDITIONS HOL COM 535219109 221 12913 SH SOLE 12913 0 0 LINDBLAD EXPEDITIONS HOL COM 535219109 20 1145 SH OTR 0 0 1145 LOCKHEED MARTIN CORP COM 539830109 65 182 SH SOLE 135 0 47 LOCKHEED MARTIN CORP COM 539830109 144 405 SH OTR 0 0 405 LULULEMON ATHLETICA COM 550021109 344 988 SH SOLE 988 0 0 Lumen Technologies Inc COM 000000000 123 12567 SH SOLE 12567 0 0 M & T BANK CORP COM 55261f104 246 1936 SH SOLE 1936 0 0 MAG SILVER CORP F COM 55903q104 249 12156 SH SOLE 12156 0 0 MAG SILVER CORP F COM 55903q104 69 3355 SH OTR 0 0 3355 MANULIFE FINL F COM 56501r106 260 14608 SH SOLE 14608 0 0 MANULIFE FINL F COM 56501r106 1001 56178 SH OTR 0 0 56178 MARATHON OIL CORP COM 565849106 412 61800 SH OTR 0 0 61800 MEDTRONIC PLC F COM g5960l103 648 5529 SH SOLE 5380 0 149 MEDTRONIC PLC F COM g5960l103 56 475 SH OTR 0 0 475 MERCK & CO. INC. COM 58933y105 110 1343 SH SOLE 1343 0 0 MERCK & CO. INC. COM 58933y105 437 5337 SH OTR 0 0 5337 MGM RESORTS INTL COM 552953101 1660 52694 SH SOLE 52247 0 447 MGM RESORTS INTL COM 552953101 137 4349 SH OTR 0 0 4349 MICROSOFT CORP COM 594918104 3896 17515 SH SOLE 17375 0 140 MICROSOFT CORP COM 594918104 2733 12286 SH OTR 39 0 12247 MINERA ALAMOS INC F COM 60283l105 5 10000 SH SOLE 10000 0 0 MONSTER BEVERAGE CORP COM 61174X109 67 720 SH SOLE 720 0 0 MONSTER BEVERAGE CORP COM 61174X109 273 2950 SH OTR 0 0 2950 MOTOROLA SOLUTIONS COM 620076307 486 2857 SH OTR 0 0 2857 N V R INC COM 62944t105 20 5 SH SOLE 0 0 5 N V R INC COM 62944t105 224 55 SH OTR 0 0 55 NETFLIX INC COM 64110l106 444 822 SH SOLE 822 0 0 NETFLIX INC COM 64110l106 236 436 SH OTR 5 0 431 NEWMONT CORP COM 651639106 31 514 SH SOLE 514 0 0 NEWMONT CORP COM 651639106 970 16200 SH OTR 0 0 16200 NEXTERA ENERGY INC COM 65339f101 170 2200 SH SOLE 1744 0 456 NEXTERA ENERGY INC COM 65339f101 463 5996 SH OTR 0 0 5996 NIKE INC CLASS B COM 654106103 991 7008 SH SOLE 6824 0 184 NIKE INC CLASS B COM 654106103 405 2861 SH OTR 0 0 2861 NORWEGIAN CRUISE LIN F COM g66721104 825 32430 SH SOLE 32430 0 0 NORWEGIAN CRUISE LIN F COM g66721104 41 1613 SH OTR 0 0 1613 NOUVEAU MONDE GRAPHITE F COM 66979w107 8 10000 SH SOLE 10000 0 0 NOVONIX LTD ORDF COM q6880b109 9 10000 SH SOLE 10000 0 0 NVIDIA CORP COM 67066g104 656 1257 SH SOLE 1257 0 0 NVIDIA CORP COM 67066g104 1195 2288 SH OTR 0 0 2288 OPKO HEALTH INC COM 68375n103 134 33980 SH SOLE 33980 0 0 ORACLE CORP COM 68389x105 343 5301 SH SOLE 4672 0 629 ORACLE CORP COM 68389x105 10 150 SH OTR 0 0 150 P I C O HOLDINGS INC COM 693366205 370 39557 SH SOLE 39557 0 0 PACWEST BANCORP COM 695263103 1183 46582 SH SOLE 46582 0 0 PAYPAL HOLDINGS INCORPOR COM 70450y103 180 770 SH SOLE 770 0 0 PAYPAL HOLDINGS INCORPOR COM 70450y103 69 294 SH OTR 0 0 294 PEOPLES UNITED FINL COM 712704105 238 18401 SH SOLE 18401 0 0 PEPSICO INC COM 713448108 203 1372 SH SOLE 1372 0 0 PEPSICO INC COM 713448108 62 416 SH OTR 0 0 416 PFIZER INC COM 717081103 2474 67199 SH SOLE 67150 0 49 PFIZER INC COM 717081103 226 6132 SH OTR 0 0 6132 PHILIP MORRIS INTL COM 718172109 11098 134047 SH SOLE 134047 0 0 PHILIP MORRIS INTL COM 718172109 343 4148 SH OTR 0 0 4148 PRETIUM RESOURCES F COM 74139c102 172 15000 SH SOLE 15000 0 0 PRETIUM RESOURCES F COM 74139c102 17 1500 SH OTR 0 0 1500 PROCTER & GAMBLE COM 742718109 149 1074 SH SOLE 1074 0 0 PROCTER & GAMBLE COM 742718109 296 2128 SH OTR 0 0 2128 PURE GOLD MINING INC F COM 74624e100 82 40000 SH SOLE 40000 0 0 QUALCOMM INC COM 747525103 812 5329 SH SOLE 5085 0 244 QUALCOMM INC COM 747525103 198 1303 SH OTR 0 0 1303 RAYMOND JAMES FINL COM 754730109 266 2779 SH SOLE 2779 0 0 REGIONS FINL CO COM 7591ep100 293 18193 SH SOLE 18193 0 0 ROYAL CARIBBEAN GROUP F COM v7780t103 626 8375 SH SOLE 8375 0 0 ROYAL CARIBBEAN GROUP F COM v7780t103 26 344 SH OTR 0 0 344 Regal Cinemas Inc COM 000000000 981 15606 SH SOLE 15606 0 0 S S R MINING INC F COM 784730103 2649 131738 SH SOLE 131738 0 0 S S R MINING INC F COM 784730103 86 4268 SH OTR 0 0 4268 SALESFORCE COM COM 79466l302 37593 168935 SH SOLE 168935 0 0 SALESFORCE COM COM 79466l302 118 530 SH OTR 0 0 530 SHOPIFY INC F CLASS A COM 82509l107 255 225 SH SOLE 225 0 0 SHOPIFY INC F CLASS A COM 82509l107 50 44 SH OTR 0 0 44 SKYWORKS SOLUTIONS COM 83088m102 352 2300 SH SOLE 2300 0 0 SKYWORKS SOLUTIONS COM 83088m102 197 1290 SH OTR 0 0 1290 SQUARE INC CLASS A COM 852234103 482 2213 SH SOLE 2213 0 0 SQUARE INC CLASS A COM 852234103 78 357 SH OTR 0 0 357 STARBUCKS CORP COM 855244109 1305 12194 SH SOLE 12194 0 0 STARBUCKS CORP COM 855244109 18 166 SH OTR 0 0 166 SUNOPTA INC F COM 8676ep108 202 17300 SH SOLE 0 0 17300 SUPER LEAGUE GAMING INC COM 86804f202 40 13996 SH SOLE 13996 0 0 TARGET CORP COM 87612e106 134 760 SH SOLE 760 0 0 TARGET CORP COM 87612e106 132 750 SH OTR 0 0 750 TESLA INC COM 88160r101 3662 5189 SH SOLE 5088 0 101 TESLA INC COM 88160r101 808 1145 SH OTR 10 0 1145 TEXAS INSTRUMENTS COM 882508104 291 1771 SH SOLE 1627 0 144 TEXAS INSTRUMENTS COM 882508104 379 2309 SH OTR 0 0 2309 THE COCA-COLA CO COM 191216100 2389 43571 SH SOLE 43405 0 166 THE COCA-COLA CO COM 191216100 91 1668 SH OTR 0 0 1668 THERMO FISHER SCIENTIFIC COM 883556102 722 1550 SH SOLE 1550 0 0 THERMO FISHER SCIENTIFIC COM 883556102 490 1053 SH OTR 0 0 1053 TRUIST FINL CORP COM 89832q109 265 5531 SH SOLE 5531 0 0 TWILIO INC CLASS A COM 90138f102 1193 3524 SH SOLE 3524 0 0 TYSON FOODS INC CLASS A COM 902494103 644 10000 SH OTR 0 0 10000 U S BANCORP COM 902973304 34 731 SH SOLE 731 0 0 U S BANCORP COM 902973304 5824 125000 SH OTR 0 0 125000 UNITED PARCEL SRVC CLASS B COM 911312106 45818 272078 SH SOLE 271945 0 133 UNITED PARCEL SRVC CLASS B COM 911312106 18606 110489 SH OTR 0 0 110489 UNITED RENTALS INC COM 911363109 343 1480 SH SOLE 1480 0 0 UNITEDHEALTH GRP INC COM 91324p102 781 2226 SH SOLE 2226 0 0 UNIVERSAL HLTH SVCS CLASS B COM 913903100 320 2330 SH SOLE 2330 0 0 UNIVERSAL HLTH SVCS CLASS B COM 913903100 1 6 SH OTR 0 0 6 UNUM GROUP COM 91529y106 501 21827 SH SOLE 21827 0 0 UNUM GROUP COM 91529y106 5 206 SH OTR 0 0 206 VERISIGN INC COM 92343e102 249 1150 SH SOLE 1150 0 0 VERIZON COMMUNICATN COM 92343v104 145 2460 SH SOLE 2074 0 386 VERIZON COMMUNICATN COM 92343v104 363 6181 SH OTR 0 0 6181 VISA INC CLASS A COM 92826c839 1507 6890 SH SOLE 6791 0 99 VISA INC CLASS A COM 92826c839 1379 6304 SH OTR 0 0 6304 WALMART INC COM 931142103 770 5339 SH SOLE 5171 0 168 WALMART INC COM 931142103 509 3530 SH OTR 0 0 3530 WALT DISNEY CO COM 254687106 3267 18034 SH SOLE 18034 0 0 WALT DISNEY CO COM 254687106 165 909 SH OTR 0 0 909 WD-40 CO COM 929236107 311 1171 SH SOLE 1171 0 0 WILLIAMS COMPANIES COM 969457100 190 9475 SH SOLE 9475 0 0 WILLIAMS COMPANIES COM 969457100 215 10745 SH OTR 0 0 10745 WYNN RESORTS COM 983134107 1360 12054 SH SOLE 11948 0 106 WYNN RESORTS COM 983134107 124 1102 SH OTR 0 0 1102 XILINX INC COM 983919101 38 267 SH SOLE 82 0 185 XILINX INC COM 983919101 284 2005 SH OTR 0 0 2005 EATON VANCE TAX ADVANTAG CEFS 27828g107 1010 42685 SH SOLE 42685 0 0 EATON VANCE TAX ADVANTAG CEFS 27828g107 88 3705 SH OTR 0 0 3705 EATON VANCE TAX MAN GL D CEFS 27829f108 93 10600 SH SOLE 10600 0 0 EATON VANCE TX ADVNT GLB CEFS 27828u106 531 21005 SH SOLE 21005 0 0 EATON VANCE TX ADVNT GLB CEFS 27828u106 136 5400 SH OTR 0 0 5400 GABELLI EQUITY CF CEFS 362397101 438 69913 SH SOLE 69913 0 0 GABELLI EQUITY CF CEFS 362397101 432 68820 SH OTR 0 0 68820 NUVEEN TAX ADVNTGD DIVDN CEFS 67073g105 150 10525 SH SOLE 10525 0 0 BLACKROCK ENHCD CAPITL A CEFS 09256a109 271 15600 SH SOLE 15600 0 0 Blackrock Health Sciences Trus CEFS 000000000 2240 78169 SH SOLE 78169 0 0 CLOUGH GLOBAL OPPORTUNIT CEFS 18914e106 117 10500 SH SOLE 10500 0 0 CLOUGH GLOBAL OPPORTUNIT CEFS 18914e106 82 7400 SH OTR 0 0 7400 EATON VANCE RISK MAN DIV CEFS 27829g106 118 11350 SH SOLE 11350 0 0 EATON VANCE RISK MAN DIV CEFS 27829g106 73 7000 SH OTR 0 0 7000 JOHN HANCOCK PREMIUM DIV CEFS 41013t105 208 14697 SH SOLE 14697 0 0 KAYNE ANDERSON ENERGY IN CEFS 486606106 115 20000 SH OTR 0 0 20000 PIMCO ENRG TCTCL CRT OPP CEFS 69346n107 3679 455278 SH SOLE 455278 0 0 PIMCO ENRG TCTCL CRT OPP CEFS 69346n107 2 250 SH OTR 0 0 250 VOYA EMERGING MKTS HI IN CEFS 92912p108 97 13420 SH SOLE 13420 0 0 WELLS FARGO GLOBAL DIVID CEFS 94987c103 102 20965 SH SOLE 20965 0 0 DIREXION DAILY SEMICONDUCTOR B ETFS 25460g690 108 6000 SH SOLE 6000 0 0 DIREXION DAILY SEMICONDUCTOR B ETFS 25460g690 99 5500 SH OTR 0 0 5500 INNOVATOR IBD 50 ETF ETFS 45782c102 239 5832 SH SOLE 5832 0 0 INNOVATOR IBD 50 ETF ETFS 45782c102 56 1365 SH OTR 0 0 1365 VANECK VECTORS RUSSIA ETF ETFS 92189f403 2845 117785 SH OTR 0 0 117785 ALLIANZGI CONV & INCOME TAXABLE CEF 018828103 100 17350 SH SOLE 17350 0 0 CALAMOS CONVERTIBLE OPPO TAXABLE CEF 128117108 292 21532 SH SOLE 21532 0 0 CALAMOS CONVERTIBLE OPPO TAXABLE CEF 128117108 107 7900 SH OTR 0 0 7900 DOUBLELINE INCOME SOLUTI TAXABLE CEF 258622109 168 10115 SH SOLE 10115 0 0 DOUBLELINE INCOME SOLUTI TAXABLE CEF 258622109 497 29971 SH OTR 0 0 29971 EATON VANCE LIMITED DURA TAXABLE CEF 27828h105 76 6089 SH SOLE 3855 0 2234 EATON VANCE LIMITED DURA TAXABLE CEF 27828h105 89 7120 SH OTR 0 0 7120 FLAHERTY & CRMRN PRF INC TAXABLE CEF 338478100 376 16060 SH SOLE 16060 0 0 NUVEEN PREF AND INCM SEC TAXABLE CEF 67072c105 147 15089 SH SOLE 15089 0 0 NUVEEN PREFERRED INCOME TAXABLE CEF 67073b106 192 20188 SH SOLE 20188 0 0 PIMCO CORPORATE OPPORTUN TAXABLE CEF 72201b101 591 33093 SH SOLE 33093 0 0 PIMCO CORPORATE OPPORTUN TAXABLE CEF 72201b101 471 26375 SH OTR 0 0 26375 PIMCO DYNMC CRDT AND MRT TAXABLE CEF 72202d106 243 11447 SH SOLE 11447 0 0 PIMCO DYNMC CRDT AND MRT TAXABLE CEF 72202d106 119 5600 SH OTR 0 0 5600 PIMCO INCOME STRATEGY II TAXABLE CEF 72201j104 188 18977 SH SOLE 18977 0 0 PUTNAM MASTER INTERMEDIA TAXABLE CEF 746909100 49 11631 SH SOLE 11631 0 0 VIRTUS TOTAL RETURN FD TAXABLE CEF 92835w107 101 11465 SH SOLE 11465 0 0 WELLS FARGO MULTI SECTOR TAXABLE CEF 94987d101 34 2795 SH SOLE 1098 0 1697 WELLS FARGO MULTI SECTOR TAXABLE CEF 94987d101 95 7844 SH OTR 0 0 7844 WESTERN ASST HIGH INCM I TAXABLE CEF 95766j102 84 12160 SH SOLE 12160 0 0 WESTERN AST INFLTN LINK TAXABLE CEF 95766r104 892 71843 SH OTR 0 0 71843 ARK INNOVATION ETF INDEX CEF 00214q104 3694 29672 SH SOLE 29672 0 0 ARK INNOVATION ETF INDEX CEF 00214q104 336 2700 SH OTR 0 0 2700 BARCLAYS IPTH SRS B S&P SHRT T INDEX CEF 06746p621 638 38000 SH SOLE 38000 0 0 BARCLAYS IPTH SRS B S&P SHRT T INDEX CEF 06746p621 34 2020 SH OTR 0 0 2020 ENERGY SELECT SECTOR SPDR ETF INDEX CEF 81369y506 202 5325 SH SOLE 5325 0 0 ENERGY SELECT SECTOR SPDR ETF INDEX CEF 81369y506 417 11004 SH OTR 0 0 11004 ETFMG PRIME JUNIOR SILVER MINE INDEX CEF 26924g102 343 21000 SH SOLE 21000 0 0 ETFMG PRIME JUNIOR SILVER MINE INDEX CEF 26924g102 16 1000 SH OTR 0 0 1000 FIDELITY MSCI ENERGYINDEX ETF INDEX CEF 316092402 102 10000 SH SOLE 0 0 10000 FIDELITY NASDAQ COMPOSITE INDX INDEX CEF 315912808 6028 12016 SH SOLE 12016 0 0 FIDELITY NASDAQ COMPOSITE INDX INDEX CEF 315912808 33 65 SH OTR 0 0 65 GLOBAL X MSCI GREECE ETF INDEX CEF 37954y319 518 20332 SH OTR 0 0 20332 INVESCO NASDAQ 100 ETF IV INDEX CEF 46138g649 2268 17594 SH SOLE 17594 0 0 INVESCO NASDAQ 100 ETF IV INDEX CEF 46138g649 229 1773 SH OTR 0 0 1773 INVESCO QQQ TRUST INDEX CEF 46090e103 107380 342258 SH SOLE 334349 0 7909 INVESCO QQQ TRUST INDEX CEF 46090e103 4416 14076 SH OTR 90 0 14076 IQ HEDGE MULTI-STRATEGY TRACKE INDEX CEF 45409b107 270 8453 SH SOLE 8453 0 0 ISHARES CHINA LARGE CAP ETF INDEX CEF 464287184 325 7000 SH SOLE 0 0 7000 ISHARES CHINA LARGE CAP ETF INDEX CEF 464287184 817 17600 SH OTR 0 0 17600 ISHARES CORE MSCI EAFE ETF INDEX CEF 46432f842 665 9621 SH SOLE 9621 0 0 ISHARES CORE MSCI EMERGING ETF INDEX CEF 46434g103 2457 39601 SH SOLE 39266 0 335 ISHARES CORE MSCI EMERGING ETF INDEX CEF 46434g103 82 1322 SH OTR 0 0 1322 ISHARES CORE S&P MID CAP ETF INDEX CEF 464287507 336 1461 SH SOLE 1461 0 0 ISHARES CORE S&P MID CAP ETF INDEX CEF 464287507 8 35 SH OTR 0 0 35 ISHARES CORE S&P SMALL CAP ETF INDEX CEF 464287804 909 9893 SH SOLE 9893 0 0 ISHARES CORE S&P SMALL CAP ETF INDEX CEF 464287804 39 425 SH OTR 0 0 425 ISHARES CORE S&P US GROWTH ETF INDEX CEF 464287671 2596 29266 SH SOLE 27266 0 2000 ISHARES CORE S&P US GROWTH ETF INDEX CEF 464287671 941 10607 SH OTR 0 0 10607 ISHARES MSCI BRAZIL ETF INDEX CEF 464286400 741 20000 SH OTR 0 0 20000 ISHARES MSCI EAFE ETF INDEX CEF 464287465 3956 54226 SH OTR 0 0 54226 ISHARES MSCI EMERGING MARKETS INDEX CEF 464287234 1283 24829 SH OTR 0 0 24829 ISHARES MSCI GERMANY ETF INDEX CEF 464286806 7634 240300 SH OTR 0 0 240300 ISHARES MSCI ITALY ETF INDEX CEF 46434g830 50 1711 SH SOLE 1711 0 0 ISHARES MSCI ITALY ETF INDEX CEF 46434g830 294 10000 SH OTR 0 0 10000 ISHARES MSCI MEXICO ETF INDEX CEF 464286822 587 13660 SH OTR 0 0 13660 ISHARES MSCI SOUTH AFRICA ETF INDEX CEF 464286780 307 7000 SH OTR 0 0 7000 ISHARES MSCI TURKEY ETF INDEX CEF 464286715 1073 40500 SH OTR 0 0 40500 ISHARES RUSSELL 1000 ETF INDEX CEF 464287622 6236 29437 SH OTR 0 0 29437 ISHARES RUSSELL 2000 ETF INDEX CEF 464287655 1411 7197 SH SOLE 7197 0 0 ISHARES RUSSELL 2000 ETF INDEX CEF 464287655 2067 10544 SH OTR 0 0 10544 ISHARES RUSSELL 2000 GROWTH ET INDEX CEF 464287648 973 3394 SH OTR 0 0 3394 ISHARES RUSSELL 2000 VALUE ETF INDEX CEF 464287630 284 2153 SH OTR 0 0 2153 ISHARES RUSSELL 3000 ETF INDEX CEF 464287689 1127 5040 SH SOLE 5040 0 0 ISHARES RUSSELL 3000 ETF INDEX CEF 464287689 339 1518 SH OTR 0 0 1518 ISHARES RUSSELL MID CAP ETF INDEX CEF 464287499 2129 31053 SH OTR 0 0 31053 ISHARES RUSSELL MID CAP GROWTH INDEX CEF 464287481 336 3273 SH SOLE 3273 0 0 ISHARES RUSSELL MID CAP GROWTH INDEX CEF 464287481 35 343 SH OTR 20 0 323 ISHARES S&P 100 INDEXFUND INDEX CEF 464287101 4320 25169 SH OTR 0 0 25169 ISHARES S&P 500 GROWTH ETF INDEX CEF 464287309 571 8940 SH SOLE 8940 0 0 ISHARES US MEDICAL DEVICES ETF INDEX CEF 464288810 9010 27527 SH SOLE 27417 0 110 ISHARES US MEDICAL DEVICES ETF INDEX CEF 464288810 207 631 SH OTR 0 0 631 KRANESHARES CSI CHINA INTERNET INDEX CEF 500767306 2695 35100 SH SOLE 35100 0 0 REAL ESTATE SELECT SCTR SPDR E INDEX CEF 81369y860 235 6430 SH SOLE 6430 0 0 SCHWAB US LARGE CAP ETF INDEX CEF 808524201 2664 29287 SH SOLE 29287 0 0 SCHWAB US LARGE CAP ETF INDEX CEF 808524201 2 25 SH OTR 25 0 0 SELECT SECTOR HEALTH CARE SPDR INDEX CEF 81369y209 20593 181529 SH SOLE 179064 0 2465 SELECT SECTOR HEALTH CARE SPDR INDEX CEF 81369y209 573 5048 SH OTR 0 0 5048 SELECT SECTOR INDUSTRIAL SPDR INDEX CEF 81369y704 17753 200481 SH SOLE 198961 0 1520 SELECT SECTOR INDUSTRIAL SPDR INDEX CEF 81369y704 604 6825 SH OTR 0 0 6825 SELECT SECTOR UTI SELECT SPDR INDEX CEF 81369y886 1340 21371 SH SOLE 21371 0 0 SELECT STR FINANCIAL SELECT SP INDEX CEF 81369y605 13612 461728 SH SOLE 457728 0 4000 SELECT STR FINANCIAL SELECT SP INDEX CEF 81369y605 857 29065 SH OTR 0 0 29065 SPDR DOW JONES INDUSTRIAL AVRG INDEX CEF 78467x109 525 1718 SH SOLE 1692 0 26 SPDR DOW JONES INDUSTRIAL AVRG INDEX CEF 78467x109 9 28 SH OTR 0 0 28 SPDR EURO STOXX 50 ETF INDEX CEF 78463x202 1085 26000 SH OTR 0 0 26000 SPDR FUND MATERIALS SELECT SEC INDEX CEF 81369y100 17669 244075 SH SOLE 242222 0 1853 SPDR FUND MATERIALS SELECT SEC INDEX CEF 81369y100 392 5409 SH OTR 0 0 5409 SPDR S&P 500 ETF INDEX CEF 78462f103 119177 318757 SH SOLE 317190 0 1567 SPDR S&P 500 ETF INDEX CEF 78462f103 9098 24335 SH OTR 0 0 24335 SPDR S&P DIVIDEND ETF INDEX CEF 78464a763 3989 37660 SH SOLE 37660 0 0 SPDR S&P DIVIDEND ETF INDEX CEF 78464a763 13 125 SH OTR 0 0 125 SPDR S&P HEALTH CARE EQUIPMENT INDEX CEF 78464a581 1368 12013 SH SOLE 12013 0 0 SPDR S&P HEALTH CARE EQUIPMENT INDEX CEF 78464a581 6 50 SH OTR 0 0 50 SPDR S&P MIDCAP 400 ETF INDEX CEF 78467y107 376 895 SH SOLE 395 0 500 SPDR S&P TRANSPORTATION ETF INDEX CEF 78464a532 1142 16000 SH SOLE 16000 0 0 SPDR S&P TRANSPORTATION ETF INDEX CEF 78464a532 38 529 SH OTR 0 0 529 TECHNOLOGY SELECT SECTOR SPDR INDEX CEF 81369y803 28530 219431 SH SOLE 216897 0 2534 TECHNOLOGY SELECT SECTOR SPDR INDEX CEF 81369y803 619 4760 SH OTR 0 0 4760 UNITED STATES OIL FUND, LP INDEX CEF 91232n207 701 21250 SH SOLE 21250 0 0 VANECK VECTORS GOLD MINERS ETF INDEX CEF 92189f106 547 15192 SH SOLE 14700 0 492 VANECK VECTORS GOLD MINERS ETF INDEX CEF 92189f106 371 10293 SH OTR 25 0 10268 VANECK VECTORS JUNIOR GOLD MIN INDEX CEF 92189f791 2658 49000 SH SOLE 49000 0 0 VANGUARD DIVIDEND APPRECIATION INDEX CEF 921908844 4927 34904 SH SOLE 34904 0 0 VANGUARD ENERGY ETF INDEX CEF 92204a306 683 13173 SH SOLE 13173 0 0 VANGUARD ENERGY ETF INDEX CEF 92204a306 825 15900 SH OTR 0 0 15900 VANGUARD HIGH DIVIDEND YIELD E INDEX CEF 921946406 262 2860 SH SOLE 2860 0 0 VANGUARD HIGH DIVIDEND YIELD E INDEX CEF 921946406 18 200 SH OTR 0 0 200 VANGUARD INDEX FUNDS VANGUARD INDEX CEF 922908736 5143 20300 SH SOLE 20300 0 0 VANGUARD INFORMATION TECHNOLOG INDEX CEF 92204a702 281 795 SH SOLE 795 0 0 VANGUARD INFORMATION TECHNOLOG INDEX CEF 92204a702 34 95 SH OTR 0 0 95 VANGUARD MEGA CAP GROWTH ETF INDEX CEF 921910816 1647 8085 SH SOLE 8085 0 0 VANGUARD S&P 500 ETF INDEX CEF 922908363 24131 70212 SH SOLE 66774 0 3438 VANGUARD S&P 500 ETF INDEX CEF 922908363 7603 22123 SH OTR 0 0 22123 VANGUARD TOTAL INTERNATIONAL S INDEX CEF 921909768 1367 22731 SH SOLE 22731 0 0 VANGUARD TOTAL INTERNATIONAL S INDEX CEF 921909768 19 315 SH OTR 0 0 315 VANGUARD TOTAL STOCK MARKET ET INDEX CEF 922908769 100 513 SH SOLE 513 0 0 VANGUARD TOTAL STOCK MARKET ET INDEX CEF 922908769 716 3681 SH OTR 0 0 3681 WISDOMTREE TRUST US DIVID EX F INDEX CEF 97717W406 419 5000 SH SOLE 5000 0 0 XTRCKR HRVST CSI 300 CHNA A SH INDEX CEF 233051879 865 21600 SH OTR 0 0 21600 INVESCO FINANCIAL PREFERRED ET ETF 46137v621 486 25325 SH SOLE 25325 0 0 INVESCO INTERNATIONAL CORPORAT ETF 46138e636 280 9275 SH SOLE 9275 0 0 INVESCO INTERNATIONAL CORPORAT ETF 46138e636 16 520 SH OTR 0 0 520 ISHARES CORE US AGGREGATE BOND ETF 464287226 295 2500 SH SOLE 2500 0 0 ISHARES CORE US AGGREGATE BOND ETF 464287226 3944 33367 SH OTR 0 0 33367 ISHARES FLOATING RATE BOND ETF ETF 46429b655 714 14068 SH SOLE 14068 0 0 ISHARES FLOATING RATE BOND ETF ETF 46429b655 24 468 SH OTR 0 0 468 ISHARES IBOXX INVT GRADE BOND ETF 464287242 198 1432 SH SOLE 1432 0 0 ISHARES IBOXX INVT GRADE BOND ETF 464287242 52 379 SH OTR 0 0 379 ISHARES S&P U S PFD FUND S&P U ETF 464288687 919 23876 SH SOLE 23876 0 0 ISHARES S&P U S PFD FUND S&P U ETF 464288687 103 2669 SH OTR 0 0 2669 ISHARES TIPS BOND ETF ETF 464287176 18 140 SH SOLE 140 0 0 ISHARES TIPS BOND ETF ETF 464287176 1176 9213 SH OTR 0 0 9213 ISHARES TR IS 1 5 YR IN GR CR ETF 464288646 4201 76153 SH SOLE 74795 0 1358 ISHARES TR IS 1 5 YR IN GR CR ETF 464288646 4054 73489 SH OTR 0 0 73489 JPMORGAN ULTRA SHORT INCOME ET ETF 46641q837 1752 34500 SH SOLE 34500 0 0 PIMCO ACTIVE BOND ETF ETF 72201r775 5701 50407 SH SOLE 50407 0 0 PIMCO ACTIVE BOND ETF ETF 72201r775 234 2071 SH OTR 0 0 2071 PIMCO ENHANCED SHRT MATURTY AC ETF 72201r833 7997 78374 SH SOLE 78374 0 0 PIMCO ENHANCED SHRT MATURTY AC ETF 72201r833 594 5821 SH OTR 0 0 5821 SPDR BLMBRG BRCLY INV GR FLTN ETF 78468r200 3204 104746 SH SOLE 104746 0 0 SPDR BLMBRG BRCLY INV GR FLTN ETF 78468r200 105 3425 SH OTR 0 0 3425 SPDR BLOOMBERG BARCLAYS HIGH Y ETF 78468r622 247 2271 SH SOLE 2271 0 0 SPDR BLOOMBERG BARCLAYS HIGH Y ETF 78468r622 11 101 SH OTR 0 0 101 SPDR DOUBLELINE TTL RTRN TTCL ETF 78467v848 4708 95536 SH SOLE 95079 0 457 SPDR DOUBLELINE TTL RTRN TTCL ETF 78467v848 262 5312 SH OTR 0 0 5312 SPDR INTRMDT TRM CRPRATE BND E ETF 78464a375 690 18560 SH SOLE 18560 0 0 SPDR SHORT TERM CORPORATE BND ETF 000000000 536 17071 SH SOLE 17071 0 0 VANGUARD EMERGING MARKT GOVT B ETF 921946885 256 3105 SH SOLE 3105 0 0 VANGUARD INTERMEDIATE TERM COR ETF 92206c870 1000 10294 SH SOLE 10294 0 0 VANGUARD INTERMEDIATE TERM COR ETF 92206c870 10 100 SH OTR 0 0 100 VANGUARD SCOTTSDALE FUNDS VANG ETF 92206c409 1244 14937 SH SOLE 14937 0 0 VANGUARD SCOTTSDALE FUNDS VANG ETF 92206c409 25 300 SH OTR 0 0 300 VANGUARD SHORT-TERM BOND ETF ETF 921937827 653 7881 SH SOLE 7881 0 0 VANGUARD TOTAL INTERNATIONAL B ETF 92203j407 1891 32299 SH SOLE 32223 0 76 VANGUARD TOTAL INTERNATIONAL B ETF 92203j407 71 1212 SH OTR 0 0 1212 BLACKSTONE GROUP INC LP 09260d107 49 750 SH SOLE 0 0 750 BLACKSTONE GROUP INC LP 09260d107 160 2472 SH OTR 0 0 2472 CLEARBRIDGE ENRGY MDSTRA LP 18469p209 537 40000 SH SOLE 40000 0 0 ONEOK INC LP 682680103 5811 151399 SH SOLE 151399 0 0 Riverside Foxmoor Associates LP 000000000 0 85953 SH OTR 0 0 85953 BLACKOCK MUNIHOLDINGS IN NON-TAX CEF 09254p108 402 28539 SH SOLE 28539 0 0 BLACKROCK CALIFORNIA MUN NON-TAX CEF 09248e102 1091 76674 SH SOLE 76674 0 0 BLACKROCK CALIFORNIA MUN NON-TAX CEF 09248e102 788 55381 SH OTR 0 0 55381 BLACKROCK MUNICIPAL INCO NON-TAX CEF 09248f109 5416 350099 SH SOLE 350099 0 0 BLACKROCK MUNICIPAL INCO NON-TAX CEF 09248f109 409 26449 SH OTR 0 0 26449 BLACKROCK MUNICIPAL INCO NON-TAX CEF 09249n101 64 4120 SH SOLE 4120 0 0 BLACKROCK MUNICIPAL INCO NON-TAX CEF 09249n101 114 7415 SH OTR 0 0 7415 BLACKROCK MUNIENHANCED C NON-TAX CEF 09253y100 105 8765 SH SOLE 8765 0 0 BLACKROCK MUNIENHANCED C NON-TAX CEF 09253y100 37 3076 SH OTR 0 0 3076 BLACKROCK MUNIHLDG CALIF NON-TAX CEF 09254l107 324 21584 SH SOLE 21584 0 0 BLACKROCK MUNIYIELD CALI NON-TAX CEF 09254n103 11863 792707 SH SOLE 792707 0 0 BLACKROCK MUNIYIELD CALI NON-TAX CEF 09254n103 715 47771 SH OTR 0 0 47771 BLACKROCK MUNIYIELD CALI NON-TAX CEF 09254m105 6954 470164 SH SOLE 470164 0 0 BLACKROCK MUNIYIELD CALI NON-TAX CEF 09254m105 51 3426 SH OTR 0 0 3426 BLACKROCK MUNIYIELD CF NON-TAX CEF 09253w104 344 23970 SH SOLE 23970 0 0 BLACKROCK MUNIYIELD QUAL NON-TAX CEF 09254e103 332 22995 SH SOLE 22995 0 0 BLACKROCK MUNIYLD QUALIT NON-TAX CEF 09254g108 177 12630 SH SOLE 12630 0 0 BNY MELLON STRATEGIC MUN NON-TAX CEF 09662e109 238 30210 SH SOLE 30210 0 0 BNY MELLON STRATEGIC MUN NON-TAX CEF 05588w108 125 14714 SH SOLE 14714 0 0 DWS MUNICIPAL INCOME CF NON-TAX CEF 233368109 237 20365 SH SOLE 20365 0 0 INVESCO CALIFORNIA VALUE MUNIC NON-TAX CEF 46132h106 1124 84976 SH SOLE 84976 0 0 INVESCO MUNI OPPORTUNITY TRUST NON-TAX CEF 46132c107 234 18240 SH SOLE 18240 0 0 INVESCO MUNICIPAL TRUST NON-TAX CEF 46131j103 153 11920 SH SOLE 11920 0 0 INVESCO VALUE MUNI INCM TRUST NON-TAX CEF 46132p108 217 13875 SH SOLE 13875 0 0 NUVEEN AMT FREE MNCPL CR NON-TAX CEF 67071l106 371 22088 SH SOLE 22088 0 0 NUVEEN AMT FREE QUALITY NON-TAX CEF 670657105 659 43665 SH SOLE 43665 0 0 NUVEEN AMT FREE QUALITY NON-TAX CEF 670657105 39 2568 SH OTR 0 0 2568 NUVEEN CLIFORNIA QULTY M NON-TAX CEF 67066y105 741 48863 SH SOLE 48863 0 0 NUVEEN ENHANCED MUNICIPA NON-TAX CEF 67074m101 370 22655 SH SOLE 22655 0 0 NUVEEN MUNI HIGH INC OPP NON-TAX CEF 670682103 257 17795 SH SOLE 17795 0 0 NUVEEN MUNICIPAL CREDIT NON-TAX CEF 67070x101 403 25000 SH SOLE 25000 0 0 NUVEEN MUNICIPAL CREDIT NON-TAX CEF 67070x101 26 1630 SH OTR 0 0 1630 NUVEEN QUALITY MUNICIPAL NON-TAX CEF 67066v101 557 36209 SH SOLE 36209 0 0 NUVEEN QUALITY MUNICIPAL NON-TAX CEF 67066v101 39 2537 SH OTR 0 0 2537 PIMCO CALIFOR MUNI INCM NON-TAX CEF 72201c109 119 11623 SH SOLE 11623 0 0 PIMCO MUNICIPAL INCOME C NON-TAX CEF 72200r107 255 18413 SH OTR 0 0 18413 PIMCO MUNICIPAL INCOME I NON-TAX CEF 72200w106 323 22580 SH SOLE 22580 0 0 WESTERN ASST MNGD MUNCPL NON-TAX CEF 95766m105 413 32150 SH SOLE 32150 0 0 ISHARES NATIONAL MUNI BOND ETF ETF 464288414 2512 21430 SH SOLE 21430 0 0 ISHARES NATIONAL MUNI BOND ETF ETF 464288414 27 227 SH OTR 0 0 227 HILLMAN GROUP C 11.6 PFD DUE 0 PFD 43162l206 330 11402 SH OTR 0 0 11402 Security Etch Intl Sr-B Red/Cv PFD 000000000 0 20000 SH OTR 0 0 20000 TABERNA PREFERRED .018 07/05/2 PFD 87330l200 0 500000 SH SOLE 500000 0 0 ALTAIR - PACIFIC COAST CAP PTN ETF 92299r115 58 47991 SH OTR 0 0 47991 ALTAIR - SPECIAL OPPORTUNITY ETF zzc99d246 86 73329 SH OTR 0 0 73329 AMERICAN TOWER CORP ETF 03027x100 219 974 SH SOLE 974 0 0 ANNALY CAPITAL MGMT REIT ETF 035710409 692 81848 SH SOLE 81848 0 0 ANNALY CAPITAL MGMT REIT ETF 035710409 208 24665 SH OTR 0 0 24665 APT INVT MGMT CO ETF 03748r747 132 25032 SH SOLE 25032 0 0 APT INVT MGMT CO ETF 03748r747 24 4500 SH OTR 50 0 4450 CROWN CASTLE INTL CO REIT ETF 22822v101 557 3500 SH SOLE 3500 0 0 RAYONIER INC. REIT ETF 754907103 588 20000 SH SOLE 20000 0 0 SIMON PPTY GROUP INC ETF 828806109 206 2416 SH SOLE 2416 0 0 VEREIT INC ETF 92339v308 523 13852 SH SOLE 13852 0 0