0001161722-20-000007.txt : 20201013 0001161722-20-000007.hdr.sgml : 20201013 20201013132216 ACCESSION NUMBER: 0001161722-20-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201013 DATE AS OF CHANGE: 20201013 EFFECTIVENESS DATE: 20201013 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOLLENCREST CAPITAL MANAGEMENT CENTRAL INDEX KEY: 0001161722 IRS NUMBER: 954121065 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06753 FILM NUMBER: 201235752 BUSINESS ADDRESS: STREET 1: 100 BAYVIEW CIRCLE, SUITE 500 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9498237744 MAIL ADDRESS: STREET 1: 100 BAYVIEW CIRCLE, SUITE 500 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: HOLLENCREST SECURITIES LLC DATE OF NAME CHANGE: 20030729 FORMER COMPANY: FORMER CONFORMED NAME: RND RESOURCES INC DATE OF NAME CHANGE: 20011031 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001161722 XXXXXXXX 09-30-2020 09-30-2020 HOLLENCREST CAPITAL MANAGEMENT

100 BAYVIEW CIRCLE, SUITE 500 NEWPORT BEACH CA 92660

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983134107 863 12022 SH SOLE 11916 0 106 WYNN RESORTS COM 983134107 43 602 SH OTR 0 0 602 XILINX INC COM 983919101 28 267 SH SOLE 82 0 185 XILINX INC COM 983919101 209 2005 SH OTR 0 0 2005 EATON VANCE TAX ADVANTAG CEFS 27828g107 841 42685 SH SOLE 42685 0 0 EATON VANCE TAX ADVANTAG CEFS 27828g107 73 3705 SH OTR 0 0 3705 EATON VANCE TAX MAN GL D CEFS 27829f108 78 10600 SH SOLE 10600 0 0 EATON VANCE TX ADVNT GLB CEFS 27828u106 437 21005 SH SOLE 21005 0 0 EATON VANCE TX ADVNT GLB CEFS 27828u106 112 5400 SH OTR 0 0 5400 GABELLI EQUITY CF CEFS 362397101 356 69913 SH SOLE 69913 0 0 GABELLI EQUITY CF CEFS 362397101 350 68820 SH OTR 0 0 68820 NUVEEN TAX ADVNTGD DIVDN CEFS 67073g105 138 10525 SH SOLE 10525 0 0 BLACKROCK ENHANCED EQUIT CEFS 09251a104 375 51271 SH OTR 0 0 51271 BLACKROCK ENHANCED GLOBA CEFS 092501105 879 91873 SH OTR 0 0 91873 BLACKROCK ENHANCED INTER CEFS 092524107 440 83568 SH OTR 0 0 83568 BLACKROCK ENHCD CAPITL A CEFS 09256a109 241 15600 SH SOLE 15600 0 0 Blackrock Health Sciences Trus CEFS 000000000 1843 77276 SH SOLE 77276 0 0 CLOUGH GLOBAL OPPORTUNIT CEFS 18914e106 98 10500 SH SOLE 10500 0 0 CLOUGH GLOBAL OPPORTUNIT CEFS 18914e106 69 7400 SH OTR 0 0 7400 EATON VANCE RISK MAN DIV CEFS 27829g106 109 11350 SH SOLE 11350 0 0 EATON VANCE RISK MAN DIV CEFS 27829g106 67 7000 SH OTR 0 0 7000 JOHN HANCOCK PREMIUM DIV CEFS 41013t105 200 16080 SH SOLE 16080 0 0 PIMCO ENRG TCTCL CRT OPP CEFS 69346n107 2003 323566 SH SOLE 323566 0 0 PIMCO ENRG TCTCL CRT OPP CEFS 69346n107 2 250 SH OTR 0 0 250 VOYA GLOBAL EQUITY DVD P CEFS 92912t100 79 16000 SH SOLE 16000 0 0 DIREXION DAILY S&P 500 BEAR 3X ETFS 25460e885 256 44521 SH SOLE 44521 0 0 DIREXION DAILY S&P 500 BEAR 3X ETFS 25460e885 0 50 SH OTR 0 0 50 INNOVATOR IBD 50 ETF ETFS 45782c102 218 5832 SH SOLE 5832 0 0 INNOVATOR IBD 50 ETF ETFS 45782c102 51 1365 SH OTR 0 0 1365 VANECK VECTORS RUSSIA ETF ETFS 92189f403 2468 117785 SH OTR 0 0 117785 ALLIANZGI CONV & INCOME TAXABLE CEF 018828103 105 22980 SH SOLE 22980 0 0 CALAMOS CONVERTIBLE OPPO TAXABLE CEF 128117108 233 21182 SH SOLE 21182 0 0 CALAMOS CONVERTIBLE OPPO TAXABLE CEF 128117108 87 7900 SH OTR 0 0 7900 DOUBLELINE INCOME SOLUTI TAXABLE CEF 258622109 269 16765 SH SOLE 16765 0 0 DOUBLELINE INCOME SOLUTI TAXABLE CEF 258622109 432 26997 SH OTR 0 0 26997 EATON VANCE LIMITED DURA TAXABLE CEF 27828h105 69 6089 SH SOLE 3855 0 2234 EATON VANCE LIMITED DURA TAXABLE CEF 27828h105 81 7120 SH OTR 0 0 7120 FLAHERTY & CRMRN PRF INC TAXABLE CEF 338478100 337 16060 SH SOLE 16060 0 0 NEXPOINT STRATEGIC OPPOR TAXABLE CEF 65340g205 98 11340 SH SOLE 11340 0 0 NEXPOINT STRATEGIC OPPOR TAXABLE CEF 65340g205 0 11 SH OTR 0 0 11 NUVEEN FLOATING RATE INC TAXABLE CEF 67072t108 99 11970 SH SOLE 11970 0 0 NUVEEN PREF AND INCM SEC TAXABLE CEF 67072c105 133 15089 SH SOLE 15089 0 0 NUVEEN PREFERRED INCOME TAXABLE CEF 67073b106 171 20188 SH SOLE 20188 0 0 PIMCO CORPORATE OPPORTUN TAXABLE CEF 72201b101 534 33093 SH SOLE 33093 0 0 PIMCO CORPORATE OPPORTUN TAXABLE CEF 72201b101 414 25675 SH OTR 0 0 25675 PIMCO DYNMC CRDT AND MRT TAXABLE CEF 72202d106 151 7514 SH SOLE 7514 0 0 PIMCO DYNMC CRDT AND MRT TAXABLE CEF 72202d106 112 5600 SH OTR 0 0 5600 PIMCO INCOME STRATEGY II TAXABLE CEF 72201j104 172 18977 SH SOLE 18977 0 0 PUTNAM MASTER INTERMEDIA TAXABLE CEF 746909100 48 11631 SH SOLE 11631 0 0 WELLS FARGO MULTI SECTOR TAXABLE CEF 94987d101 30 2795 SH SOLE 1098 0 1697 WELLS FARGO MULTI SECTOR TAXABLE CEF 94987d101 84 7844 SH OTR 0 0 7844 WESTERN ASST HIGH INCM I TAXABLE CEF 95766j102 78 12160 SH SOLE 12160 0 0 WESTERN AST INFLTN LINK TAXABLE CEF 95766r104 808 71843 SH OTR 0 0 71843 ALERIAN MLP ETF INDEX CEF 00162q452 599 30000 SH OTR 0 0 30000 ARK INNOVATION ETF INDEX CEF 00214q104 2668 29000 SH SOLE 29000 0 0 BARCLAYS IPTH SRS B S&P SHRT T INDEX CEF 06746p621 1026 41200 SH SOLE 41200 0 0 BARCLAYS IPTH SRS B S&P SHRT T INDEX CEF 06746p621 171 6870 SH OTR 0 0 6870 ENERGY SELECT SECTOR SPDR ETF INDEX CEF 81369y506 1446 48295 SH SOLE 48295 0 0 ENERGY SELECT SECTOR SPDR ETF INDEX CEF 81369y506 410 13704 SH OTR 0 0 13704 ETFMG PRIME JUNIOR SILVER MINE INDEX CEF 26924g102 276 20000 SH SOLE 20000 0 0 ETFMG PRIME JUNIOR SILVER MINE INDEX CEF 26924g102 14 1000 SH OTR 0 0 1000 FID NDQ COMP EC ETF DV INDEX CEF 315912808 5215 12016 SH SOLE 12016 0 0 FID NDQ COMP EC ETF DV INDEX CEF 315912808 28 65 SH OTR 0 0 65 GLOBAL X MSCI GREECE ETF INDEX CEF 37954y319 406 20332 SH OTR 0 0 20332 INVESCO QQQ TRUST INDEX CEF 46090e103 95176 342556 SH SOLE 336597 0 5959 INVESCO QQQ TRUST INDEX CEF 46090e103 3852 13865 SH OTR 90 0 13865 IQ HEDGE MULTI-STRATEGY TRACKE INDEX CEF 45409b107 364 11743 SH SOLE 11743 0 0 ISHARES CHINA LARGE CAP ETF INDEX CEF 464287184 739 17600 SH OTR 0 0 17600 ISHARES CORE MSCI EMERGING ETF INDEX CEF 46434g103 1680 31820 SH SOLE 31485 0 335 ISHARES CORE MSCI EMERGING ETF INDEX CEF 46434g103 65 1222 SH OTR 0 0 1222 ISHARES CORE S&P MID-CAP ETF INDEX CEF 464287507 289 1561 SH SOLE 1561 0 0 ISHARES CORE S&P MID-CAP ETF INDEX CEF 464287507 6 35 SH OTR 0 0 35 ISHARES CORE S&P SMALL-CAP ETF INDEX CEF 464287804 229 3263 SH SOLE 3263 0 0 ISHARES CORE US GROWTH ETF INDEX CEF 464287671 2481 31022 SH SOLE 29022 0 2000 ISHARES CORE US GROWTH ETF INDEX CEF 464287671 848 10607 SH OTR 0 0 10607 ISHARES MSCI BRAZIL ETF INDEX CEF 464286400 553 20000 SH OTR 0 0 20000 ISHARES MSCI EAFE ETF INDEX CEF 464287465 3309 51989 SH OTR 0 0 51989 ISHARES MSCI EMERGING MARKETS INDEX CEF 464287234 1044 23669 SH OTR 0 0 23669 ISHARES MSCI GERMANY ETF INDEX CEF 464286806 6729 231000 SH OTR 0 0 231000 ISHARES MSCI ITALY ETF INDEX CEF 46434g830 42 1711 SH SOLE 1711 0 0 ISHARES MSCI ITALY ETF INDEX CEF 46434g830 244 10000 SH OTR 0 0 10000 ISHARES MSCI MEXICO ETF INDEX CEF 464286822 456 13660 SH OTR 0 0 13660 ISHARES MSCI SOUTH AFRICA ETF INDEX CEF 464286780 259 7000 SH OTR 0 0 7000 ISHARES MSCI TURKEY ETF INDEX CEF 464286715 800 40500 SH OTR 0 0 40500 ISHARES RUSSELL 1000 ETF INDEX CEF 464287622 5184 27702 SH OTR 0 0 27702 ISHARES RUSSELL 2000 ETF INDEX CEF 464287655 1078 7197 SH SOLE 7197 0 0 ISHARES RUSSELL 2000 ETF INDEX CEF 464287655 1700 11348 SH OTR 0 0 11348 ISHARES RUSSELL 2000 GROWTH ET INDEX CEF 464287648 604 2726 SH OTR 0 0 2726 ISHARES RUSSELL 3000 ETF INDEX CEF 464287689 986 5040 SH SOLE 5040 0 0 ISHARES RUSSELL 3000 ETF INDEX CEF 464287689 297 1518 SH OTR 0 0 1518 ISHARES RUSSELL MID CAP ETF INDEX CEF 464287499 1775 30927 SH OTR 0 0 30927 ISHARES RUSSELL MID CAP GROWTH INDEX CEF 464287481 283 1637 SH SOLE 1637 0 0 ISHARES RUSSELL MID CAP GROWTH INDEX CEF 464287481 30 171 SH OTR 10 0 161 ISHARES S&P 100 INDEXFUND INDEX CEF 464287101 3920 25169 SH OTR 0 0 25169 ISHARES S&P 500 GROWTH ETF INDEX CEF 464287309 516 2235 SH SOLE 2235 0 0 ISHARES US MEDICAL DEVICES ETF INDEX CEF 464288810 7611 25403 SH SOLE 25293 0 110 ISHARES US MEDICAL DEVICES ETF INDEX CEF 464288810 96 320 SH OTR 0 0 320 KRANESHARES CSI CHINA INTERNET INDEX CEF 500767306 2386 35000 SH SOLE 35000 0 0 REAL ESTATE SELECT SCTR SPDR E INDEX CEF 81369y860 227 6430 SH SOLE 6430 0 0 SCHWAB US LARGE CAP ETF IV INDEX CEF 808524201 2364 29319 SH SOLE 29319 0 0 SCHWAB US LARGE CAP ETF IV INDEX CEF 808524201 2 25 SH OTR 25 0 0 SELECT SECTOR HEALTH CARE SPDR INDEX CEF 81369y209 17983 170490 SH SOLE 167625 0 2865 SELECT SECTOR HEALTH CARE SPDR INDEX CEF 81369y209 342 3243 SH OTR 0 0 3243 SELECT SECTOR UTI SELECT SPDR INDEX CEF 81369y886 1269 21371 SH SOLE 21371 0 0 SELECT STR FINANCIAL SELECT SP INDEX CEF 81369y605 11048 458983 SH SOLE 454783 0 4200 SELECT STR FINANCIAL SELECT SP INDEX CEF 81369y605 678 28165 SH OTR 0 0 28165 SPDR DOW JONES INDUSTRIAL AVRG INDEX CEF 78467x109 398 1436 SH SOLE 1410 0 26 SPDR DOW JONES INDUSTRIAL AVRG INDEX CEF 78467x109 8 28 SH OTR 0 0 28 SPDR EURO STOXX 50 ETF IV INDEX CEF 78463x202 945 26000 SH OTR 0 0 26000 SPDR FUND CONSUMER STAPLES ETF INDEX CEF 81369y308 11173 174304 SH SOLE 172195 0 2109 SPDR FUND CONSUMER STAPLES ETF INDEX CEF 81369y308 132 2063 SH OTR 0 0 2063 SPDR S&P 500 ETF INDEX CEF 78462f103 106550 318163 SH SOLE 316596 0 1567 SPDR S&P 500 ETF INDEX CEF 78462f103 7871 23503 SH OTR 0 0 23503 SPDR S&P DIVIDEND ETF INDEX CEF 78464a763 3480 37660 SH SOLE 37660 0 0 SPDR S&P DIVIDEND ETF INDEX CEF 78464a763 12 125 SH OTR 0 0 125 SPDR S&P HEALTH CARE EQUIPMENT INDEX CEF 78464a581 1170 12013 SH SOLE 12013 0 0 SPDR S&P TRANSPORTATION ETF INDEX CEF 78464a532 930 16000 SH SOLE 16000 0 0 SPDR S&P TRANSPORTATION ETF INDEX CEF 78464a532 31 528 SH OTR 0 0 528 TECHNOLOGY SELECT SECTOR SPDR INDEX CEF 81369y803 25738 220548 SH SOLE 218014 0 2534 TECHNOLOGY SELECT SECTOR SPDR INDEX CEF 81369y803 410 3510 SH OTR 0 0 3510 UNITED STATES OIL FUND LP UNIT INDEX CEF 91232N207 601 21250 SH SOLE 21250 0 0 VANECK VECTORS CHINA GROWTH LE INDEX CEF 92189f759 331 6972 SH OTR 0 0 6972 VANECK VECTORS GOLD MINERS ETF INDEX CEF 92189f106 595 15192 SH SOLE 14700 0 492 VANECK VECTORS GOLD MINERS ETF INDEX CEF 92189f106 391 9993 SH OTR 25 0 9968 VANECK VECTORS JUNIOR GOLD MIN INDEX CEF 92189f791 2713 49000 SH SOLE 49000 0 0 VANGUARD CONSUMER STAPLES ETF INDEX CEF 92204a207 1014 6209 SH SOLE 6209 0 0 VANGUARD DIVIDEND APPRECIATION INDEX CEF 921908844 4374 33996 SH SOLE 33996 0 0 VANGUARD HIGH DIVIDEND YIELD E INDEX CEF 921946406 231 2860 SH SOLE 2860 0 0 VANGUARD HIGH DIVIDEND YIELD E INDEX CEF 921946406 16 200 SH OTR 0 0 200 VANGUARD INDEX FUNDS VANGUARD INDEX CEF 922908736 4612 20264 SH SOLE 20264 0 0 VANGUARD INFORMATION TECHNOLOG INDEX CEF 92204a702 248 795 SH SOLE 795 0 0 VANGUARD INFORMATION TECHNOLOG INDEX CEF 92204a702 30 95 SH OTR 0 0 95 VANGUARD MEGA CAP GROWTH ETF INDEX CEF 921910816 1499 8085 SH SOLE 8085 0 0 VANGUARD S&P 500 ETF INDEX CEF 922908363 17830 57955 SH SOLE 57655 0 300 VANGUARD S&P 500 ETF INDEX CEF 922908363 6463 21007 SH OTR 0 0 21007 VANGUARD TOTAL INTERNTL STOCK INDEX CEF 921909768 1174 22507 SH SOLE 22507 0 0 VANGUARD TOTAL INTERNTL STOCK INDEX CEF 921909768 27 524 SH OTR 0 0 524 VANGUARD TOTAL STOCK MARKET ET INDEX CEF 922908769 87 513 SH SOLE 513 0 0 VANGUARD TOTAL STOCK MARKET ET INDEX CEF 922908769 627 3681 SH OTR 0 0 3681 VELOCITYSHARES DAILY 2X VIX SH INDEX CEF 000000000 86 1400 SH SOLE 1400 0 0 VELOCITYSHARES DAILY 2X VIX SH INDEX CEF 000000000 141 2290 SH OTR 0 0 2290 WISDOMTREE TRUST US DIVID EX F INDEX CEF 97717W406 543 7200 SH SOLE 7200 0 0 XTRCKR HRVST CSI 300 CHNA A SH INDEX CEF 233051879 745 21600 SH OTR 0 0 21600 INVESCO FINANCIAL PREFERRED ET ETF 46137v621 475 25325 SH SOLE 25325 0 0 INVESCO INTERNATIONAL CORPORAT ETF 46138e636 323 11505 SH SOLE 11505 0 0 INVESCO INTERNATIONAL CORPORAT ETF 46138e636 15 520 SH OTR 0 0 520 ISHARES CORE US AGGREGATE BOND ETF 464287226 295 2500 SH SOLE 2500 0 0 ISHARES CORE US AGGREGATE BOND ETF 464287226 3219 27270 SH OTR 0 0 27270 ISHARES FLOATING RATE BOND ETF ETF 46429b655 714 14068 SH SOLE 14068 0 0 ISHARES FLOATING RATE BOND ETF ETF 46429b655 24 468 SH OTR 0 0 468 ISHARES IBOXX INVT GRADE BOND ETF 464287242 263 1951 SH SOLE 1951 0 0 ISHARES IBOXX INVT GRADE BOND ETF 464287242 62 459 SH OTR 0 0 459 ISHARES S&P U S PFD FUND S&P U ETF 464288687 840 23044 SH SOLE 23044 0 0 ISHARES S&P U S PFD FUND S&P U ETF 464288687 72 1981 SH OTR 0 0 1981 ISHARES TIPS BOND ETF ETF 464287176 18 140 SH SOLE 140 0 0 ISHARES TIPS BOND ETF ETF 464287176 945 7471 SH OTR 0 0 7471 ISHARES TR IS 1 5 YR IN GR CR ETF 464288646 4134 75291 SH SOLE 73933 0 1358 ISHARES TR IS 1 5 YR IN GR CR ETF 464288646 3295 60001 SH OTR 0 0 60001 PIMCO ACTIVE BOND ETF ETF 72201r775 5877 52277 SH SOLE 52277 0 0 PIMCO ACTIVE BOND ETF ETF 72201r775 233 2071 SH OTR 0 0 2071 PIMCO ENHANCED SHRT MATURTY AC ETF 72201r833 1585 15548 SH SOLE 15548 0 0 PIMCO ENHANCED SHRT MATURTY AC ETF 72201r833 420 4118 SH OTR 0 0 4118 SPDR BLMBRG BRCLY INV GR FLTN ETF 78468r200 3454 112958 SH SOLE 112958 0 0 SPDR BLMBRG BRCLY INV GR FLTN ETF 78468r200 105 3425 SH OTR 0 0 3425 SPDR BLOOMBERG BARCLAYS HIGH Y ETF 78468r622 237 2271 SH SOLE 2271 0 0 SPDR BLOOMBERG BARCLAYS HIGH Y ETF 78468r622 10 100 SH OTR 0 0 100 SPDR DOUBLELINE TTL RTRN TTCL ETF 78467v848 4151 84179 SH SOLE 83722 0 457 SPDR DOUBLELINE TTL RTRN TTCL ETF 78467v848 177 3584 SH OTR 0 0 3584 SPDR INTRMDT TRM CRPRATE BND E ETF 78464a375 682 18560 SH SOLE 18560 0 0 SPDR SHORT TERM CORPORATE BND ETF 000000000 536 17071 SH SOLE 17071 0 0 VANGUARD EMERGING MKT GOV BND ETF 921946885 245 3105 SH SOLE 3105 0 0 VANGUARD INTERMEDIATE TERM CO ETF 92206c870 489 5109 SH SOLE 5109 0 0 VANGUARD INTERMEDIATE TERM CO ETF 92206c870 10 100 SH OTR 0 0 100 VANGUARD SCOTTSDALE FUNDS VANG ETF 92206c409 1296 15637 SH SOLE 15637 0 0 VANGUARD SCOTTSDALE FUNDS VANG ETF 92206c409 25 300 SH OTR 0 0 300 VANGUARD SHORT-TERM BOND ETF I ETF 921937827 512 6167 SH SOLE 6167 0 0 VANGUARD TOTAL INTERNATL BND E ETF 92203j407 2008 34512 SH SOLE 34436 0 76 VANGUARD TOTAL INTERNATL BND E ETF 92203j407 71 1212 SH OTR 0 0 1212 ONEOK INC LP 682680103 3809 146616 SH SOLE 146616 0 0 Riverside Foxmoor Associates LP 000000000 0 85953 SH OTR 0 0 85953 BLACKOCK MUNIHOLDINGS IN NON-TAX CEF 09254p108 383 28539 SH SOLE 28539 0 0 BLACKROCK CALIFORNIA MUN NON-TAX CEF 09248e102 1003 76044 SH SOLE 76044 0 0 BLACKROCK CALIFORNIA MUN NON-TAX CEF 09248e102 730 55381 SH OTR 0 0 55381 BLACKROCK MUNICIPAL INCO NON-TAX CEF 09248f109 4800 350099 SH SOLE 350099 0 0 BLACKROCK MUNICIPAL INCO NON-TAX CEF 09248f109 358 26134 SH OTR 0 0 26134 BLACKROCK MUNICIPAL INCO NON-TAX CEF 09249n101 61 4120 SH SOLE 4120 0 0 BLACKROCK MUNICIPAL INCO NON-TAX CEF 09249n101 103 6893 SH OTR 0 0 6893 BLACKROCK MUNIENHANCED C NON-TAX CEF 09253y100 99 8765 SH SOLE 8765 0 0 BLACKROCK MUNIENHANCED C NON-TAX CEF 09253y100 34 3040 SH OTR 0 0 3040 BLACKROCK MUNIHLDG CALIF NON-TAX CEF 09254l107 302 21584 SH SOLE 21584 0 0 BLACKROCK MUNIYIELD CALI NON-TAX CEF 09254n103 11304 787193 SH SOLE 787193 0 0 BLACKROCK MUNIYIELD CALI NON-TAX CEF 09254n103 686 47744 SH OTR 0 0 47744 BLACKROCK MUNIYIELD CALI NON-TAX CEF 09254m105 6473 467341 SH SOLE 467341 0 0 BLACKROCK MUNIYIELD CALI NON-TAX CEF 09254m105 47 3403 SH OTR 0 0 3403 BLACKROCK MUNIYIELD QUAL NON-TAX CEF 09254e103 322 23995 SH SOLE 23995 0 0 BLACKROCK MUNIYLD QUALIT NON-TAX CEF 09254g108 165 12630 SH SOLE 12630 0 0 BNY MELLON STRATEGIC MUN NON-TAX CEF 09662e109 220 30210 SH SOLE 30210 0 0 BNY MELLON STRATEGIC MUN NON-TAX CEF 05588w108 122 14714 SH SOLE 14714 0 0 DWS MUNICIPAL INCOME CF NON-TAX CEF 233368109 226 20365 SH SOLE 20365 0 0 INVESCO CALIFORNIA VALUE MUNIC NON-TAX CEF 46132h106 1061 84950 SH SOLE 84950 0 0 INVESCO MUNI OPPORTUNITY TRUST NON-TAX CEF 46132c107 223 18240 SH SOLE 18240 0 0 INVESCO MUNICIPAL TRUST NON-TAX CEF 46131j103 143 11920 SH SOLE 11920 0 0 INVESCO VALUE MUNI INCM TRUST NON-TAX CEF 46132p108 204 13875 SH SOLE 13875 0 0 NUVEEN AMT FREE MNCPL CR NON-TAX CEF 67071l106 346 22088 SH SOLE 22088 0 0 NUVEEN AMT FREE QUALITY NON-TAX CEF 670657105 626 43665 SH SOLE 43665 0 0 NUVEEN AMT FREE QUALITY NON-TAX CEF 670657105 36 2537 SH OTR 0 0 2537 NUVEEN CLIFORNIA QULTY M NON-TAX CEF 67066y105 711 48863 SH SOLE 48863 0 0 NUVEEN DIVID ADVANTAGE MUN FD NON-TAX CEF 67070X101 147 10000 SH SOLE 10000 0 0 NUVEEN ENHANCED MUNICIPA NON-TAX CEF 67074m101 332 22655 SH SOLE 22655 0 0 NUVEEN MUNI HIGH INC OPP NON-TAX CEF 670682103 240 17795 SH SOLE 17795 0 0 NUVEEN QUALITY MUNICIPAL NON-TAX CEF 67066v101 526 36209 SH SOLE 36209 0 0 NUVEEN QUALITY MUNICIPAL NON-TAX CEF 67066v101 36 2507 SH OTR 0 0 2507 PIMCO CALIFOR MUNI INCM NON-TAX CEF 72201c109 124 11623 SH SOLE 11623 0 0 PIMCO MUNICIPAL INCOME C NON-TAX CEF 72200r107 246 18413 SH OTR 0 0 18413 PIMCO MUNICIPAL INCOME I NON-TAX CEF 72200w106 305 22580 SH SOLE 22580 0 0 WESTERN ASST MNGD MUNCPL NON-TAX CEF 95766m105 392 32150 SH SOLE 32150 0 0 BANK OF AMERICA 7.25 PDF SERI PFD 000000000 208 140 SH SOLE 140 0 0 HILLMAN GROUP C 11.6 PFD DUE 0 PFD 43162l206 326 11402 SH OTR 0 0 11402 Security Etch Intl Sr-B Red/Cv PFD 000000000 0 20000 SH OTR 0 0 20000 TABERNA PREFERRED .018 07/05/2 PFD 87330l200 0 500000 SH SOLE 500000 0 0 ALTAIR - PACIFIC COAST CAP PTN ETF 92299r115 58 47991 SH OTR 0 0 47991 ALTAIR - SPECIAL OPPORTUNITY ETF zzc99d246 86 73329 SH OTR 0 0 73329 AMERICAN TOWER CORP ETF 03027x100 245 1014 SH SOLE 1014 0 0 AMERICAN TOWER CORP ETF 03027x100 106 440 SH OTR 0 0 440 ANNALY CAPITAL MGMT REIT ETF 035710409 548 76897 SH SOLE 76897 0 0 ANNALY CAPITAL MGMT REIT ETF 035710409 130 18198 SH OTR 0 0 18198 RAYONIER INC. REIT ETF 754907103 529 20000 SH SOLE 20000 0 0 BLACKROCK TAXABL MUNI BN TAXABLE MUNI CEF 09248x100 258 9961 SH OTR 0 0 9961