0001161722-19-000005.txt : 20190508 0001161722-19-000005.hdr.sgml : 20190508 20190508170104 ACCESSION NUMBER: 0001161722-19-000005 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190508 DATE AS OF CHANGE: 20190508 EFFECTIVENESS DATE: 20190508 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOLLENCREST CAPITAL MANAGEMENT CENTRAL INDEX KEY: 0001161722 IRS NUMBER: 954121065 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06753 FILM NUMBER: 19807482 BUSINESS ADDRESS: STREET 1: 100 BAYVIEW CIRCLE, SUITE 500 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9498237744 MAIL ADDRESS: STREET 1: 100 BAYVIEW CIRCLE, SUITE 500 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: HOLLENCREST SECURITIES LLC DATE OF NAME CHANGE: 20030729 FORMER COMPANY: FORMER CONFORMED NAME: RND RESOURCES INC DATE OF NAME CHANGE: 20011031 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001161722 XXXXXXXX 03-31-2019 03-31-2019 true 1 RESTATEMENT HOLLENCREST CAPITAL MANAGEMENT

100 BAYVIEW CIRCLE, SUITE 500 NEWPORT BEACH CA 92660

13F HOLDINGS REPORT 028-06753 N Michelle Noe 9498237744 Michelle Noe Newport Beach CA 05-08-2019 0 492 743840 false INFORMATION TABLE 2 inftable.xml 1/100 BERKSHIRE HTWY CLA 100 S COM 084990175 2711 900 SH SOLE 900 0 0 1/100000TH SPECTRUM GRP FRACTI COM jeh63m206 0 48467 SH OTR 0 0 48467 3M CO COM 88579y101 202 971 SH SOLE 971 0 0 3M CO COM 88579y101 73 350 SH OTR 0 0 350 A T & T INC COM 00206r102 104 3320 SH SOLE 3320 0 0 A T & T INC COM 00206r102 540 17213 SH OTR 0 0 17213 ABBOTT LABORATORIES COM 002824100 117 1468 SH SOLE 1468 0 0 ABBOTT LABORATORIES COM 002824100 186 2325 SH OTR 0 0 2325 ABBVIE INC COM 00287y109 1019 12641 SH SOLE 12641 0 0 ABBVIE INC COM 00287y109 29 362 SH OTR 0 0 362 AIA GROUP LTD ORDF COM y002a1105 177 17800 SH SOLE 17800 0 0 ALACER GOLD CORP F COM 010679108 1104 405850 SH SOLE 405850 0 0 ALACER GOLD CORP F COM 010679108 36 13150 SH OTR 0 0 13150 ALPHABET INC. CLASS A COM 02079k305 1126 957 SH SOLE 957 0 0 ALPHABET INC. CLASS A COM 02079k305 282 240 SH OTR 0 0 240 ALPHABET INC. CLASS C COM 02079k107 1889 1610 SH SOLE 1610 0 0 ALPHABET INC. CLASS C COM 02079k107 221 188 SH OTR 0 0 188 ALTRIA GROUP INC COM 02209s103 1310 22813 SH SOLE 22813 0 0 ALTRIA GROUP INC COM 02209s103 172 2988 SH OTR 0 0 2988 AMAZON.COM INC COM 023135106 3155 1772 SH SOLE 1732 0 40 AMAZON.COM INC COM 023135106 13040 7323 SH OTR 0 0 7323 AMC ENTERTAINMENT CLASS A COM 00165c104 17 1167 SH SOLE 0 0 1167 AMC ENTERTAINMENT CLASS A COM 00165c104 150 10084 SH OTR 0 0 10084 AMGEN INC. COM 031162100 633 3332 SH SOLE 3332 0 0 AMGEN INC. COM 031162100 19 100 SH OTR 0 0 100 ANTHEM INC COM 036752103 21 72 SH SOLE 0 0 72 ANTHEM INC COM 036752103 395 1375 SH OTR 0 0 1375 APOGEE ENTERPRISES COM 037598109 262 7000 SH SOLE 0 0 7000 APPLE INC COM 037833100 3783 19918 SH SOLE 19713 0 205 APPLE INC COM 037833100 2372 12490 SH OTR 15 0 12490 ARATANA THERAPEUTICS COM 03874p101 90 25000 SH OTR 0 0 25000 ARCONIC INC COM 03965l100 255 13333 SH OTR 0 0 13333 ARRAY BIOPHARMA INC COM 04269x105 2088 85645 SH SOLE 85645 0 0 ARTPRICE.COM ORDF COM f0405c108 419 28000 SH SOLE 28000 0 0 ATOMERA INC 00500 COM 04965b100 1377 508156 SH SOLE 508156 0 0 ATOMERA INC 00500 COM 04965b100 158 58209 SH OTR 0 0 58209 BANK OF AMERICA CORP COM 060505104 3610 130829 SH SOLE 130829 0 0 BANK OF AMERICA CORP COM 060505104 382 13833 SH OTR 0 0 13833 BARRICK GOLD CORP F COM 067901108 1786 130250 SH OTR 0 0 130250 BERKSHIRE HATHAWAY B NEW CLASS COM 084670702 1273 6337 SH SOLE 6239 0 98 BERKSHIRE HATHAWAY B NEW CLASS COM 084670702 37937 188844 SH OTR 0 0 188844 BERKSHIRE HATHAWAY CLASS B COM 084670702 1868 9300 SH SOLE 9300 0 0 BERKSHIRE HATHAWAY CLASS B COM 084670702 20 100 SH OTR 0 0 100 BLACK KNIGHT INC COM 09215c105 14120 259086 SH OTR 0 0 259086 BLACKBERRY LTD F COM 09228f103 103 10225 SH SOLE 10225 0 0 BLACKBERRY LTD F COM 09228f103 514 50900 SH OTR 0 0 50900 BLUE APRON HOLDINGS INC COM 09523q101 10 10000 SH SOLE 10000 0 0 BOEING CO COM 097023105 343 899 SH SOLE 899 0 0 BOEING CO COM 097023105 126 331 SH OTR 0 0 331 BOOKING HOLDINGS INC COM 09857l108 302 173 SH SOLE 173 0 0 BOOZ ALLEN HAMILTON CLASS A COM 099502106 23 389 SH SOLE 0 0 389 BOOZ ALLEN HAMILTON CLASS A COM 099502106 355 6108 SH OTR 0 0 6108 BRISTOL-MYERS SQUIBB COM 110122108 726 15227 SH SOLE 15227 0 0 BRISTOL-MYERS SQUIBB COM 110122108 37 780 SH OTR 0 0 780 BROADCOM INC COM 11135f101 246 819 SH SOLE 819 0 0 BROADCOM INC COM 11135f101 135 450 SH OTR 0 0 450 Bionovo Inc. COM 000000000 0 10000 SH OTR 0 0 10000 CAMECO CORP F COM 13321l108 348 29500 SH OTR 0 0 29500 CANNAE HOLDINGS INC COM 13765n107 2694 111033 SH OTR 0 0 111033 CANOPUS BIOPHARMA INC COM 138034103 9 80000 SH OTR 0 0 80000 CHEMED CORP COM 16359r103 17 53 SH SOLE 0 0 53 CHEMED CORP COM 16359r103 229 715 SH OTR 0 0 715 CHEVRON CORP COM 166764100 354 2872 SH SOLE 2707 0 165 CHEVRON CORP COM 166764100 376 3048 SH OTR 0 0 3048 CISCO SYSTEMS INC COM 17275r102 5322 98575 SH SOLE 97130 0 1445 CISCO SYSTEMS INC COM 17275r102 319 5904 SH OTR 20 0 5904 CITIGROUP INC COM 172967424 633 10171 SH SOLE 9915 0 256 CITIGROUP INC COM 172967424 1785 28688 SH OTR 0 0 28688 COMCAST CORP CLASS A COM 20030n101 286 7144 SH SOLE 7144 0 0 COMCAST CORP CLASS A COM 20030n101 100 2504 SH OTR 0 0 2504 COSTCO WHOLESALE CO COM 22160k105 348 1435 SH SOLE 1435 0 0 COSTCO WHOLESALE CO COM 22160k105 1340 5534 SH OTR 0 0 5534 CROWN CASTLE INTL CORP COM 22822V101 640 5000 SH SOLE 5000 0 0 Conographic Corp Calif Restr COM 000000000 0 11000 SH OTR 0 0 11000 D R HORTON CO COM 23331a109 17 408 SH SOLE 0 0 408 D R HORTON CO COM 23331a109 201 4869 SH OTR 0 0 4869 DEL FRISCOS RESTAURT COM 245077102 192 30000 SH SOLE 0 0 30000 DEL FRISCOS RESTAURT COM 245077102 43 6700 SH OTR 0 0 6700 DEUTSCHE BK AKTIENGE F COM d18190898 122 15000 SH OTR 0 0 15000 DHT MARITIME HLD INC F COM y2065g121 201 45000 SH OTR 0 0 45000 EXXON MOBIL CORP COM 30231g102 400 4950 SH SOLE 4950 0 0 EXXON MOBIL CORP COM 30231g102 1352 16729 SH OTR 0 0 16729 FACEBOOK INC CLASS A COM 30303m102 875 5248 SH SOLE 5248 0 0 FACEBOOK INC CLASS A COM 30303m102 620 3720 SH OTR 0 0 3720 FIDELITY NATL FINL COM 31620r303 11812 323161 SH OTR 0 0 323161 FIDELITY NATL INFO COM 31620m106 12322 108945 SH OTR 0 0 108945 FIRST FOUNDATION INC COMUSD0.0 COM 32026v104 189 13932 SH OTR 0 0 13932 FIRST REPUBLIC BANK SANFRANCIS COM 33616c100 427 4250 SH OTR 0 0 4250 FORD MOTOR CO COM 345370860 332 37800 SH SOLE 37800 0 0 FORD MOTOR CO COM 345370860 705 80300 SH OTR 0 0 80300 FREEPORT MCMORAN INC COM 35671d857 354 27475 SH SOLE 27475 0 0 FREEPORT MCMORAN INC COM 35671d857 20 1578 SH OTR 0 0 1578 GENERAL ELECTRIC CO COM 369604103 752 75271 SH SOLE 73793 0 1478 GENERAL ELECTRIC CO COM 369604103 106 10617 SH OTR 0 0 10617 GENERAL MOTORS CO COM 37045v100 15 397 SH SOLE 11 0 386 GENERAL MOTORS CO COM 37045v100 924 24898 SH OTR 0 0 24898 GILEAD SCIENCES INC COM 375558103 153 2358 SH SOLE 2358 0 0 GILEAD SCIENCES INC COM 375558103 59 907 SH OTR 0 0 907 GOLDEN STAR RES LTD F COM 38119t807 292 73500 SH SOLE 73500 0 0 GOLDMAN SACHS GROUP COM 38141g104 280 1458 SH SOLE 1458 0 0 GOLDMAN SACHS GROUP COM 38141g104 94 488 SH OTR 0 0 488 HAIN CELESTIAL GROUP COM 405217100 141 6108 SH SOLE 108 0 6000 HAIN CELESTIAL GROUP COM 405217100 163 7050 SH OTR 0 0 7050 HENRY JACK & ASSOC COM 426281101 343 2470 SH SOLE 2358 0 112 HENRY JACK & ASSOC COM 426281101 247 1777 SH OTR 0 0 1777 HERTZ RENTAL CAR HOLDING COM 42806j106 347 20000 SH OTR 0 0 20000 HILTON WORLDWIDE HLD COM 43300a203 922 11099 SH OTR 0 0 11099 HOME DEPOT INC COM 437076102 461 2404 SH SOLE 2328 0 76 HOME DEPOT INC COM 437076102 272 1420 SH OTR 0 0 1420 I C U MEDICAL INC COM 44930g107 269 1125 SH OTR 0 0 1125 IDENTIVE INC COM 45170x205 212 42105 SH OTR 0 0 42105 IDERA PHARMA COM 45168k405 55 21571 SH SOLE 21571 0 0 INTEL CORP COM 458140100 3931 73206 SH SOLE 71918 0 1288 INTEL CORP COM 458140100 441 8216 SH OTR 0 0 8216 INTERNTNL PAPER COM 460146103 648 14000 SH OTR 0 0 14000 INTUITIVE SURGICAL COM 46120e602 986 1728 SH SOLE 1728 0 0 INTUITIVE SURGICAL COM 46120e602 34 60 SH OTR 0 0 60 INVESCO LTD COM G491BT108 363 18800 SH SOLE 18800 0 0 J ALEXANDERS HOLDINGS IN COM 46609j106 174 17730 SH SOLE 17730 0 0 J ALEXANDERS HOLDINGS IN COM 46609j106 796 81042 SH OTR 0 0 81042 J P MORGAN CHASE & CO COM 46625h100 1371 13547 SH SOLE 13382 0 165 J P MORGAN CHASE & CO COM 46625h100 739 7305 SH OTR 0 0 7305 JOHNSON & JOHNSON COM 478160104 509 3643 SH SOLE 3563 0 80 JOHNSON & JOHNSON COM 478160104 622 4449 SH OTR 0 0 4449 KRAFT HEINZ COMPANY COM 500754106 14 416 SH SOLE 416 0 0 KRAFT HEINZ COMPANY COM 500754106 360 11033 SH OTR 0 0 11033 KROGER CO COM 501044101 947 38510 SH OTR 0 0 38510 LA JOLLA PHARMA COM 503459604 64 10000 SH SOLE 10000 0 0 LANNETT INC COM 516012101 122 15500 SH SOLE 15500 0 0 LIGHTWAVE LOGIC INC COM 532275104 12 10000 SH OTR 0 0 10000 LILLY ELI & CO COM 532457108 785 6051 SH SOLE 6051 0 0 LILLY ELI & CO COM 532457108 0 0 SH OTR 0 0 0 LOUISIANA PACIFIC CO COM 546347105 26 1078 SH SOLE 400 0 678 LOUISIANA PACIFIC CO COM 546347105 187 7663 SH OTR 0 0 7663 MANULIFE FINL F COM 56501r106 247 14608 SH SOLE 14608 0 0 MANULIFE FINL F COM 56501r106 950 56178 SH OTR 0 0 56178 MARATHON OIL CORP COM 565849106 334 20000 SH OTR 0 0 20000 MERCK & CO. INC. COM 58933y105 114 1367 SH SOLE 1367 0 0 MERCK & CO. INC. COM 58933y105 748 8992 SH OTR 0 0 8992 MGM RESORTS INTL COM 552953101 4 170 SH SOLE 170 0 0 MGM RESORTS INTL COM 552953101 1283 50000 SH OTR 0 0 50000 MICROSOFT CORP COM 594918104 1646 13956 SH SOLE 13956 0 0 MICROSOFT CORP COM 594918104 6617 56104 SH OTR 0 0 56104 MONSTER BEVERAGE CORP COM 61174X109 39 720 SH SOLE 720 0 0 MONSTER BEVERAGE CORP COM 61174X109 161 2950 SH OTR 0 0 2950 MOTOROLA SOLUTIONS COM 620076307 401 2857 SH OTR 0 0 2857 NETFLIX INC COM 64110l106 338 948 SH SOLE 948 0 0 NETFLIX INC COM 64110l106 113 318 SH OTR 0 0 318 NEWMONT GOLDCORP CORP COM 651639106 579 16200 SH OTR 0 0 16200 NEXTERA ENERGY INC COM 65339f101 105 543 SH SOLE 436 0 107 NEXTERA ENERGY INC COM 65339f101 292 1513 SH OTR 0 0 1513 NIKE INC CLASS B COM 654106103 111 1324 SH SOLE 1324 0 0 NIKE INC CLASS B COM 654106103 91 1079 SH OTR 0 0 1079 NORTHERN TRUST CORP COM 665859104 14 155 SH SOLE 0 0 155 NORTHERN TRUST CORP COM 665859104 206 2277 SH OTR 0 0 2277 NUTRIEN LTD F COM 67077m108 230 4367 SH SOLE 4367 0 0 NVIDIA CORP COM 67066g104 57 319 SH SOLE 319 0 0 NVIDIA CORP COM 67066g104 147 817 SH OTR 0 0 817 OCCIDENTAL PETROL CO COM 674599105 693 10472 SH SOLE 10472 0 0 ORACLE CORP COM 68389x105 923 17181 SH SOLE 16552 0 629 ORACLE CORP COM 68389x105 2446 45550 SH OTR 0 0 45550 P G & E CORP COM 69331c108 178 10000 SH OTR 0 0 10000 PACWEST BANCORP COM 695263103 1574 41842 SH SOLE 41842 0 0 PARK HOTELS & RESORTS IN COM 700517105 224 7205 SH OTR 0 0 7205 PAYCHEX INC COM 704326107 77 954 SH SOLE 784 0 170 PAYCHEX INC COM 704326107 207 2583 SH OTR 0 0 2583 PAYPAL HOLDINGS INCORPOR COM 70450y103 300 2888 SH SOLE 2888 0 0 PAYPAL HOLDINGS INCORPOR COM 70450y103 79 760 SH OTR 0 0 760 PFIZER INC COM 717081103 4206 99042 SH SOLE 98698 0 344 PFIZER INC COM 717081103 260 6127 SH OTR 0 0 6127 PHILIP MORRIS INTL COM 718172109 8798 99540 SH SOLE 99540 0 0 PHILIP MORRIS INTL COM 718172109 311 3523 SH OTR 0 0 3523 PROCTER & GAMBLE COM 742718109 110 1054 SH SOLE 1054 0 0 PROCTER & GAMBLE COM 742718109 2288 21992 SH OTR 0 0 21992 QUALCOMM INC COM 747525103 190 3329 SH SOLE 3085 0 244 QUALCOMM INC COM 747525103 19 338 SH OTR 0 0 338 Regal Cinemas Inc COM 000000000 845 15000 SH SOLE 15000 0 0 SALESFORCE COM COM 79466l302 1311 8280 SH SOLE 8280 0 0 SALESFORCE COM COM 79466l302 81 513 SH OTR 0 0 513 SANUWAVE HEALTH INC COM 80303d107 134 660000 SH SOLE 660000 0 0 SCHLUMBERGER LTD F COM 806857108 289 6625 SH SOLE 6625 0 0 SCHLUMBERGER LTD F COM 806857108 5 104 SH OTR 0 0 104 SEATTLE GENETICS INC COM 812578102 205 2800 SH SOLE 2800 0 0 SIRIUS XM RADIO INC COM 82968b103 103 18093 SH SOLE 18093 0 0 SKYWORKS SOLUTIONS COM 83088m102 198 2400 SH SOLE 2400 0 0 SKYWORKS SOLUTIONS COM 83088m102 11 130 SH OTR 0 0 130 SQUARE INC CLASS A COM 852234103 710 9479 SH SOLE 9432 0 47 SQUARE INC CLASS A COM 852234103 30 400 SH OTR 0 0 400 STARBUCKS CORP COM 855244109 694 9336 SH SOLE 9336 0 0 STARBUCKS CORP COM 855244109 25 336 SH OTR 0 0 336 SUNOPTA INC COM ISIN#CA8676EP1 COM 8676ep108 87 25000 SH SOLE 0 0 25000 SYNCHRONY FINL COM 87165b103 15 471 SH SOLE 0 0 471 SYNCHRONY FINL COM 87165b103 222 6969 SH OTR 0 0 6969 TABLEAU SOFTWARE INC CLASS A COM 87336u105 19708 154840 SH SOLE 154840 0 0 TABLEAU SOFTWARE INC CLASS A COM 87336u105 41 320 SH OTR 0 0 320 TENABLE HLDGS INC COM 88025T102 339 10700 SH SOLE 10700 0 0 TESLA INC COM 88160r101 219 782 SH SOLE 782 0 0 TESLA INC COM 88160r101 8 29 SH OTR 0 0 29 TEXAS INSTRUMENTS COM 882508104 182 1716 SH SOLE 1572 0 144 TEXAS INSTRUMENTS COM 882508104 296 2791 SH OTR 0 0 2791 THE COCA-COLA CO COM 191216100 2721 58067 SH SOLE 57826 0 241 THE COCA-COLA CO COM 191216100 64 1366 SH OTR 0 0 1366 TIVO CORP 00500 COM 88870p106 93 10000 SH SOLE 0 0 10000 TIVO CORP 00500 COM 88870p106 140 15000 SH OTR 0 0 15000 TOLL BROTHERS INC COM 889478103 181 5000 SH SOLE 5000 0 0 TOLL BROTHERS INC COM 889478103 28 765 SH OTR 0 0 765 TWILIO INC CLASS A COM 90138f102 474 3670 SH SOLE 3670 0 0 TYSON FOODS INC CLASS A COM 902494103 1250 18000 SH OTR 0 0 18000 U S BANCORP COM 902973304 61 1267 SH SOLE 1267 0 0 U S BANCORP COM 902973304 6024 125000 SH OTR 0 0 125000 UNITED PARCEL SRVC CLASS B COM 911312106 27929 249946 SH SOLE 249813 0 133 UNITED PARCEL SRVC CLASS B COM 911312106 12425 111198 SH OTR 0 0 111198 UNITEDHEALTH GRP INC COM 91324p102 251 1016 SH SOLE 1016 0 0 UNIVERSAL HLTH SVCS CLASS B COM 913903100 312 2330 SH SOLE 2330 0 0 UNIVERSAL HLTH SVCS CLASS B COM 913903100 1 6 SH OTR 0 0 6 UQM TECHNOLOGIES INC COM 903213106 27 16500 SH OTR 0 0 16500 VALERO ENERGY CORP COM 91913y100 89 1050 SH SOLE 1050 0 0 VALERO ENERGY CORP COM 91913y100 152 1790 SH OTR 0 0 1790 VERISIGN INC COM 92343e102 209 1150 SH SOLE 1150 0 0 VERIZON COMMUNICATN COM 92343v104 93 1578 SH SOLE 1241 0 337 VERIZON COMMUNICATN COM 92343v104 402 6791 SH OTR 0 0 6791 VISA INC CLASS A COM 92826c839 1351 8647 SH SOLE 8647 0 0 VISA INC CLASS A COM 92826c839 733 4696 SH OTR 0 0 4696 WALMART INC COM 931142103 462 4739 SH SOLE 4586 0 153 WALMART INC COM 931142103 265 2720 SH OTR 0 0 2720 WALT DISNEY CO COM 254687106 1136 10227 SH SOLE 10227 0 0 WALT DISNEY CO COM 254687106 43 385 SH OTR 0 0 385 WELLS FARGO BK N A COM 949746101 272 5634 SH SOLE 5634 0 0 WELLS FARGO BK N A COM 949746101 111 2299 SH OTR 0 0 2299 WILLIAMS COMPANIES COM 969457100 10140 353067 SH SOLE 353067 0 0 WILLIAMS COMPANIES COM 969457100 117 4066 SH OTR 0 0 4066 WORKDAY INC CLASS A COM 98138h101 617 3200 SH SOLE 3200 0 0 XILINX INC COM 983919101 44 347 SH SOLE 232 0 115 XILINX INC COM 983919101 351 2769 SH OTR 0 0 2769 ALIBABA GROUP HOLDING F SPONSO ADR 01609w102 691 3790 SH SOLE 3790 0 0 ALIBABA GROUP HOLDING F SPONSO ADR 01609w102 36 200 SH OTR 0 0 200 ALLIANZ SOCIETAS EUROP F SPONS ADR 018805101 131 5900 SH SOLE 5900 0 0 ALLIANZ SOCIETAS EUROP F SPONS ADR 018805101 666 30000 SH OTR 0 0 30000 BAIDU COM INC F SPONSORED ADR ADR 056752108 247 1500 SH SOLE 1500 0 0 BAIDU COM INC F SPONSORED ADR ADR 056752108 3 20 SH OTR 0 0 20 BANCO SANTANDER CEN SPON ADR ADR 05964H105 75 16093 SH SOLE 16093 0 0 BARCLAYS PLC F SPONSORED ADR 1 ADR 06738e204 406 50800 SH OTR 0 0 50800 BAYER AG F SPONSORED ADR 1 ADR ADR 072730302 644 40000 SH OTR 0 0 40000 BP PLC F SPONSORED ADR 1 ADR R ADR 055622104 663 15164 SH SOLE 15164 0 0 BP PLC F SPONSORED ADR 1 ADR R ADR 055622104 701 16040 SH OTR 0 0 16040 BRIT AMER TOBACCO F SPONSORED ADR 110448107 55 1324 SH SOLE 1324 0 0 BRIT AMER TOBACCO F SPONSORED ADR 110448107 584 14000 SH OTR 0 0 14000 DEUTSCHE TELEKOM AG F SPONSORE ADR 251566105 58 3490 SH SOLE 3490 0 0 DEUTSCHE TELEKOM AG F SPONSORE ADR 251566105 406 24500 SH OTR 0 0 24500 ENEL SOCIETA PER AZIONI ADR ADR 29265W207 99 15602 SH SOLE 15602 0 0 KINGFISHER ADR ADR 495724403 71 11431 SH SOLE 11431 0 0 LLOYDS BANKING GROUP PLC ADR ADR 539439109 97 30139 SH SOLE 30139 0 0 PORSCHE AUTOMOBIL HO F SPONSOR ADR 73328p106 703 112700 SH OTR 0 0 112700 SIEMENS A G F SPONSORED ADR 1 ADR 826197501 753 14000 SH OTR 0 0 14000 SUBARU CORP F UNSPONSORED ADR ADR 86428v104 114 10000 SH OTR 0 0 10000 TAIWAN SEMICONDUCTR F SPONSORE ADR 874039100 169 4122 SH SOLE 4122 0 0 TAIWAN SEMICONDUCTR F SPONSORE ADR 874039100 12288 300000 SH OTR 0 0 300000 TELIA COMPANY A B ADR ADR 87960M205 92 10190 SH SOLE 10190 0 0 TESCO PLC SPONS ADR ADR 881575302 99 10964 SH SOLE 10964 0 0 ALPS ALERIAN MLP ETF INDEX CEF 00162q866 502 50000 SH OTR 0 0 50000 ARK INNOVATION ETF INDEX CEF 00214q104 776 16600 SH SOLE 16600 0 0 GLOBAL X MSCI GREECE ETF INDEX CEF 37950e366 15 1900 SH SOLE 1900 0 0 GLOBAL X MSCI GREECE ETF INDEX CEF 37950e366 492 61210 SH OTR 0 0 61210 INVESCO QQQ TRUST INDEX CEF 46090e103 64325 358039 SH SOLE 351592 0 6447 INVESCO QQQ TRUST INDEX CEF 46090e103 2257 12560 SH OTR 60 0 12560 IQ HEDGE MULTI-STRATEGY TRACKE INDEX CEF 45409b107 579 19261 SH SOLE 19261 0 0 ISHARES CORE MSCI EMERGING ETF INDEX CEF 46434g103 1971 38108 SH SOLE 38108 0 0 ISHARES CORE MSCI EMERGING ETF INDEX CEF 46434g103 86 1670 SH OTR 0 0 1670 ISHARES CORE S&P 500 ETF INDEX CEF 464287200 53 187 SH SOLE 187 0 0 ISHARES CORE S&P 500 ETF INDEX CEF 464287200 5116 17978 SH OTR 0 0 17978 ISHARES CORE S&P MID CAP ETF INDEX CEF 464287507 69 363 SH SOLE 363 0 0 ISHARES CORE S&P MID CAP ETF INDEX CEF 464287507 226 1195 SH OTR 0 0 1195 ISHARES CORE S&P SMALL CAP ETF INDEX CEF 464287804 3738 48457 SH SOLE 48457 0 0 ISHARES CORE S&P SMALL CAP ETF INDEX CEF 464287804 291 3774 SH OTR 0 0 3774 ISHARES CORE S&P US GROWTH ETF INDEX CEF 464287671 1886 31262 SH SOLE 29262 0 2000 ISHARES CORE S&P US GROWTH ETF INDEX CEF 464287671 3479 57678 SH OTR 0 0 57678 ISHARES MSCI BRAZIL ETF INDEX CEF 464286400 492 12000 SH SOLE 12000 0 0 ISHARES MSCI BRAZIL ETF INDEX CEF 464286400 820 20000 SH OTR 0 0 20000 ISHARES MSCI EAFE ETF INDEX CEF 464287465 1835 28286 SH OTR 0 0 28286 ISHARES MSCI GERMANY ETF INDEX CEF 464286806 6030 224000 SH OTR 0 0 224000 ISHARES MSCI ITALY CAPPED ETF INDEX CEF 46434g830 101 3638 SH SOLE 3638 0 0 ISHARES MSCI ITALY CAPPED ETF INDEX CEF 46434g830 282 10150 SH OTR 0 0 10150 ISHARES MSCI MEXICO ETF INDEX CEF 464286822 893 20480 SH OTR 0 0 20480 ISHARES MSCI SOUTH AFRICA ETF INDEX CEF 464286780 549 10500 SH OTR 0 0 10500 ISHARES MSCI TURKEY ETF INDEX CEF 464286715 983 40500 SH OTR 0 0 40500 ISHARES RUSSELL 1000 ETF INDEX CEF 464287622 671 4265 SH OTR 0 0 4265 ISHARES RUSSELL 1000 GROWTH ET INDEX CEF 464287614 171 1131 SH SOLE 1131 0 0 ISHARES RUSSELL 1000 GROWTH ET INDEX CEF 464287614 296 1955 SH OTR 0 0 1955 ISHARES RUSSELL 2000 ETF INDEX CEF 464287655 1102 7197 SH SOLE 7197 0 0 ISHARES RUSSELL 2000 ETF INDEX CEF 464287655 337 2200 SH OTR 0 0 2200 ISHARES RUSSELL 2000 GROWTH ET INDEX CEF 464287648 546 2775 SH OTR 0 0 2775 ISHARES RUSSELL 3000 ETF INDEX CEF 464287689 840 5040 SH SOLE 5040 0 0 ISHARES RUSSELL 3000 ETF INDEX CEF 464287689 253 1518 SH OTR 0 0 1518 ISHARES RUSSELL MID CAP FORWAR INDEX CEF 464287499 1344 24912 SH OTR 0 0 24912 ISHARES RUSSELL MID CAP GROWTH INDEX CEF 464287481 222 1637 SH SOLE 1637 0 0 ISHARES RUSSELL MID CAP GROWTH INDEX CEF 464287481 22 161 SH OTR 0 0 161 ISHARES S&P 100 ETF INDEX CEF 464287101 3153 25169 SH OTR 0 0 25169 ISHARES S&P 500 GROWTH ETF INDEX CEF 464287309 385 2235 SH SOLE 2235 0 0 ISHARES SELECT DIVIDEND ETF INDEX CEF 464287168 1080 11002 SH OTR 0 0 11002 ISHARES US MEDICAL DEVICES ETF INDEX CEF 464288810 7066 30517 SH SOLE 30382 0 135 ISHARES US MEDICAL DEVICES ETF INDEX CEF 464288810 62 269 SH OTR 0 0 269 KRANESHARES CSI CHINA INTERNET INDEX CEF 500767306 1649 35000 SH SOLE 35000 0 0 PROSHARES RUSSELL 2000 DIVIDEN INDEX CEF 000000000 845 14500 SH SOLE 14500 0 0 REAL ESTATE SELECT SCTR SPDR E INDEX CEF 81369y860 251 6925 SH SOLE 6925 0 0 SCHWAB US BROAD MARKET ETF INDEX CEF 808524102 339 4981 SH SOLE 4981 0 0 SCHWAB US BROAD MARKET ETF INDEX CEF 808524102 47 684 SH OTR 0 0 684 SCHWAB US LARGE CAP ETF INDEX CEF 808524201 2495 36906 SH SOLE 36906 0 0 SELECT SECTOR HEALTH CARE SPDR INDEX CEF 81369y209 16326 177939 SH SOLE 174794 0 3145 SELECT SECTOR HEALTH CARE SPDR INDEX CEF 81369y209 614 6687 SH OTR 0 0 6687 SELECT SECTOR UTI SELECT SPDR INDEX CEF 81369y886 1243 21371 SH SOLE 21371 0 0 SELECT STR FINANCIAL SELECT SP INDEX CEF 81369y605 92 3562 SH SOLE 3562 0 0 SELECT STR FINANCIAL SELECT SP INDEX CEF 81369y605 160 6206 SH OTR 0 0 6206 SPDR EURO STOXX 50 ETF INDEX CEF 78463x202 951 26000 SH OTR 0 0 26000 SPDR S&P 500 ETF INDEX CEF 78462f103 113895 403196 SH SOLE 400417 0 2779 SPDR S&P 500 ETF INDEX CEF 78462f103 6639 23504 SH OTR 0 0 23504 SPDR S&P 600 SMALL CAP ETF INDEX CEF 78464a813 308 4620 SH SOLE 4620 0 0 SPDR S&P DIVIDEND ETF INDEX CEF 78464a763 4399 44254 SH SOLE 44254 0 0 SPDR S&P DIVIDEND ETF INDEX CEF 78464a763 12 125 SH OTR 0 0 125 SPDR S&P HEALTH CARE EQUIPMENT INDEX CEF 78464a581 978 12170 SH SOLE 12170 0 0 SPDR S&P TRANSPORTATION ETF INDEX CEF 78464a532 967 16000 SH SOLE 16000 0 0 TECHNOLOGY SELECT SECTOR SPDR INDEX CEF 81369y803 17402 235161 SH SOLE 232520 0 2641 TECHNOLOGY SELECT SECTOR SPDR INDEX CEF 81369y803 344 4646 SH OTR 0 0 4646 VANECK VECTORS CHINAAMC CSI 30 INDEX CEF 92189f759 289 6972 SH OTR 0 0 6972 VANECK VECTORS GOLD MINERS ETF INDEX CEF 92189f106 330 14700 SH SOLE 14700 0 0 VANECK VECTORS GOLD MINERS ETF INDEX CEF 92189f106 51 2255 SH OTR 0 0 2255 VANECK VECTORS JUNIOR GOLD MIN INDEX CEF 92189f791 1555 49000 SH SOLE 49000 0 0 VANGUARD DIVIDEND APPRECIATION INDEX CEF 921908844 3668 33454 SH SOLE 33454 0 0 VANGUARD ENERGY ETF INDEX CEF 92204a306 25 285 SH SOLE 285 0 0 VANGUARD ENERGY ETF INDEX CEF 92204a306 219 2449 SH OTR 0 0 2449 VANGUARD HIGH DIVIDEND YIELD E INDEX CEF 921946406 245 2860 SH SOLE 2860 0 0 VANGUARD INDEX FUNDS VANGUARD INDEX CEF 922908736 3141 20079 SH SOLE 20079 0 0 VANGUARD INFORMATION TECHNOLOG INDEX CEF 92204a702 184 918 SH SOLE 918 0 0 VANGUARD INFORMATION TECHNOLOG INDEX CEF 92204a702 49 245 SH OTR 0 0 245 VANGUARD MEGA CAP GROWTH ETF INDEX CEF 921910816 1005 8085 SH SOLE 8085 0 0 VANGUARD S&P 500 ETF INDEX CEF 922908363 2031 7825 SH OTR 0 0 7825 VANGUARD S&P MID CAP 400 ETF INDEX CEF 921932885 3069 24000 SH OTR 0 0 24000 VANGUARD S&P MID CAP 400 VALUE INDEX CEF 921932844 2877 24000 SH OTR 0 0 24000 VANGUARD S&P SMALL CAP 600 ETF INDEX CEF 921932828 10252 73043 SH SOLE 72689 0 354 VANGUARD S&P SMALL CAP 600 ETF INDEX CEF 921932828 63 451 SH OTR 0 0 451 VANGUARD TOTAL STOCK MARKET ET INDEX CEF 922908769 76 526 SH SOLE 526 0 0 VANGUARD TOTAL STOCK MARKET ET INDEX CEF 922908769 533 3681 SH OTR 0 0 3681 Vanguard Total Intl Stock Inde INDEX CEF 921909768 1119 21568 SH SOLE 21568 0 0 WISDOMTREE EUROPE HEDGED EQTY INDEX CEF 97717x701 1300 20334 SH SOLE 20334 0 0 WISDOMTREE US DIV EX FINANCAL INDEX CEF 97717w406 616 7200 SH SOLE 7200 0 0 XTRCKR HRVST CSI 300 CHNA A SH INDEX CEF 233051879 621 21600 SH OTR 0 0 21600 INVESCO FINANCIAL PREFERRED ET ETF 46137v621 578 31655 SH SOLE 31655 0 0 INVESCO INTERNATIONAL CORPORAT ETF 46138e636 375 14317 SH SOLE 14317 0 0 INVESCO INTERNATIONAL CORPORAT ETF 46138e636 14 520 SH OTR 0 0 520 INVESCO SENIOR LOAN ETF ETF 46138g508 422 18623 SH SOLE 18623 0 0 INVESCO SENIOR LOAN ETF ETF 46138g508 51 2269 SH OTR 0 0 2269 ISHARES CORE US AGGREGATE BOND ETF 464287226 273 2500 SH SOLE 2500 0 0 ISHARES CORE US AGGREGATE BOND ETF 464287226 2312 21193 SH OTR 0 0 21193 ISHARES FLOATING RATE BOND ETF ETF 46429b655 174 3416 SH SOLE 3416 0 0 ISHARES FLOATING RATE BOND ETF ETF 46429b655 92 1815 SH OTR 0 0 1815 ISHARES IBOXX INVT GRADE BOND ETF 464287242 122 1022 SH SOLE 1022 0 0 ISHARES IBOXX INVT GRADE BOND ETF 464287242 1332 11187 SH OTR 0 0 11187 ISHARES SHORT TERM CORPORAT BD ETF 464288646 4482 84860 SH SOLE 82672 0 2188 ISHARES SHORT TERM CORPORAT BD ETF 464288646 143 2704 SH OTR 0 0 2704 ISHARES TIPS BOND ETF ETF 464287176 16 140 SH SOLE 140 0 0 ISHARES TIPS BOND ETF ETF 464287176 1717 15186 SH OTR 0 0 15186 PIMCO 0-5 YEAR HIGH YLD BND ET ETF 72201r783 6824 68112 SH SOLE 67091 0 1021 PIMCO 0-5 YEAR HIGH YLD BND ET ETF 72201r783 59 591 SH OTR 15 0 591 PIMCO ACTIVE BOND ETF ETF 72201r775 5652 53556 SH SOLE 53556 0 0 PIMCO ACTIVE BOND ETF ETF 72201r775 211 2003 SH OTR 0 0 2003 PIMCO ENHANCED SHRT MATURTY AC ETF 72201r833 1125 11080 SH SOLE 11080 0 0 PIMCO ENHANCED SHRT MATURTY AC ETF 72201r833 978 9626 SH OTR 0 0 9626 SPDR BLMBRG BRCLY INV GR FLTN ETF 78468r200 4274 139213 SH SOLE 139213 0 0 SPDR BLMBRG BRCLY INV GR FLTN ETF 78468r200 83 2703 SH OTR 0 0 2703 SPDR BLMBRG BRCLY SHT TRM HGH ETF 78468r408 3599 132059 SH SOLE 132059 0 0 SPDR BLMBRG BRCLY SHT TRM HGH ETF 78468r408 43 1564 SH OTR 0 0 1564 SPDR DOUBLELINE TTL RTRN TTCL ETF 78467v848 4250 87892 SH SOLE 86650 0 1242 SPDR DOUBLELINE TTL RTRN TTCL ETF 78467v848 135 2789 SH OTR 0 0 2789 SPDR INTRMDT TRM CRPRATE BND E ETF 78464a375 792 23165 SH SOLE 23165 0 0 VANGUARD EMERGING MARKT GOVT B ETF 921946885 303 3872 SH SOLE 3872 0 0 VANGUARD INTERMEDIATE TERM COR ETF 92206c870 655 7540 SH SOLE 7540 0 0 VANGUARD INTERMEDIATE TERM COR ETF 92206c870 17 200 SH OTR 0 0 200 VANGUARD SCOTTSDALE FUNDS VANG ETF 92206c409 1846 23143 SH SOLE 23143 0 0 VANGUARD TOTAL INTERNATIONAL B ETF 92203j407 2232 40019 SH SOLE 39943 0 76 VANGUARD TOTAL INTERNATIONAL B ETF 92203j407 34 610 SH OTR 0 0 610 APOLLO GLOBAL MGMT LP LP 037612306 394 13933 SH SOLE 13933 0 0 APOLLO GLOBAL MGMT LP LP 037612306 31 1098 SH OTR 0 0 1098 BLACKSTONE GROUP L P LP LP 09253u108 1975 56470 SH SOLE 56470 0 0 BLACKSTONE GROUP L P LP LP 09253u108 228 6508 SH OTR 0 0 6508 KKR & CO INC CLASS A LP 48251w104 413 17572 SH SOLE 17572 0 0 KKR & CO INC CLASS A LP 48251w104 18 786 SH OTR 0 0 786 POPE RESOURCES DELAWA LP LP 732857107 1303 19597 SH SOLE 19597 0 0 Riverside Foxmoor Associates LP 000000000 0 85953 SH OTR 0 0 85953 FARM CREDIT BANK O 0 PFD DUE 1 PFD 30767e307 1232 1100 SH SOLE 1100 0 0 HILLMAN GROUP C 11.6 PFD DUE 0 PFD 43162l206 390 11402 SH OTR 0 0 11402 Security Etch Intl Sr-B Red/Cv PFD 000000000 0 20000 SH OTR 0 0 20000 TABERNA PREFERRED .018 07/05/2 PFD 87330l200 0 500000 SH SOLE 500000 0 0 BLACKOCK MUNIHOLDINGS IN NON-TAX CEF 09254p108 368 28539 SH SOLE 28539 0 0 BLACKROCK CALIFORNIA MUN NON-TAX CEF 09248e102 454 35359 SH SOLE 35359 0 0 BLACKROCK CALIFORNIA MUN NON-TAX CEF 09248e102 711 55381 SH OTR 0 0 55381 BLACKROCK MUNICIPAL INCO NON-TAX CEF 09248f109 3787 280971 SH SOLE 280971 0 0 BLACKROCK MUNICIPAL INCO NON-TAX CEF 09248f109 229 17015 SH OTR 0 0 17015 BLACKROCK MUNIHLDG CALIF NON-TAX CEF 09254l107 190 14364 SH SOLE 14364 0 0 BLACKROCK MUNIHOLDINGS C NON-TAX CEF 09253n104 165 10370 SH SOLE 10370 0 0 BLACKROCK MUNIYIELD CALI NON-TAX CEF 09254n103 9456 702028 SH SOLE 702028 0 0 BLACKROCK MUNIYIELD CALI NON-TAX CEF 09254n103 610 45297 SH OTR 0 0 45297 BLACKROCK MUNIYIELD CALI NON-TAX CEF 09254m105 5531 413724 SH SOLE 413724 0 0 BLACKROCK MUNIYIELD CALI NON-TAX CEF 09254m105 12 925 SH OTR 0 0 925 BLACKROCK MUNIYIELD CF NON-TAX CEF 09253w104 208 14900 SH SOLE 14900 0 0 BLACKROCK MUNIYIELD QUAL NON-TAX CEF 09254e103 363 28105 SH SOLE 28105 0 0 BLACKROCK MUNIYLD QUALIT NON-TAX CEF 09254g108 155 12630 SH SOLE 12630 0 0 DREYFUS STRATEGIC MUNICI NON-TAX CEF 26202f107 234 30210 SH SOLE 30210 0 0 DREYFUS STRATEGIC MUNICI NON-TAX CEF 261932107 232 29430 SH SOLE 29430 0 0 DWS MUNICIPAL INCOME CF NON-TAX CEF 233368109 224 20365 SH SOLE 20365 0 0 INVESCO ADVANTAGE MUNI INCOME NON-TAX CEF 46132e103 133 12310 SH SOLE 12310 0 0 INVESCO CALIFORNIA VALUE MUNIC NON-TAX CEF 46132h106 176 14492 SH SOLE 14492 0 0 INVESCO MUNI OPPORTUNITY TRUST NON-TAX CEF 46132c107 146 12270 SH SOLE 12270 0 0 INVESCO MUNICIPAL TRUST NON-TAX CEF 46131j103 144 11920 SH SOLE 11920 0 0 INVESCO TRUST FOR INVT GRADE M NON-TAX CEF 46131m106 200 16180 SH SOLE 16180 0 0 INVESCO VALUE MUNI INCM TRUST NON-TAX CEF 46132p108 246 17055 SH SOLE 17055 0 0 NUVEEN AMT FREE MNCPL CR NON-TAX CEF 67071l106 300 19852 SH SOLE 19852 0 0 NUVEEN AMT FREE QUALITY NON-TAX CEF 670657105 654 48938 SH SOLE 48938 0 0 NUVEEN CLIFORNIA QULTY M NON-TAX CEF 67066y105 733 53196 SH SOLE 53196 0 0 NUVEEN ENHANCED MUNICIPA NON-TAX CEF 67074m101 381 27640 SH SOLE 27640 0 0 NUVEEN MUNI HIGH INC OPP NON-TAX CEF 670682103 314 23165 SH SOLE 23165 0 0 NUVEEN QUALITY MUNICIPAL NON-TAX CEF 67066v101 684 50426 SH SOLE 50426 0 0 NUVEN CALIFOR AMT FREE Q NON-TAX CEF 670651108 252 18118 SH SOLE 18118 0 0 PIMCO CALIFOR MUNI INCM NON-TAX CEF 72201c109 179 16213 SH SOLE 16213 0 0 PIMCO MUNICIPAL INCOME C NON-TAX CEF 72200r107 260 18413 SH OTR 0 0 18413 PIMCO MUNICIPAL INCOME I NON-TAX CEF 72200w106 321 22580 SH SOLE 22580 0 0 PIMCO MUNICIPAL INCOME I NON-TAX CEF 72201a103 150 11910 SH SOLE 11910 0 0 WESTERN ASST MNGD MUNCPL NON-TAX CEF 95766m105 499 37925 SH SOLE 37925 0 0 BLACKROCK TAXABL MUNI BN TAXABLE MUNI CEF 09248x100 206 9192 SH OTR 0 0 9192 1/100000 INSIGHT SEL INC TAXABLE CEF efh81w105 0 49520 SH SOLE 49520 0 0 BLACKROCK FLOAT RATE INC TAXABLE CEF 09255x100 213 17054 SH SOLE 17054 0 0 BLACKROCK FLOAT RATE INC TAXABLE CEF 09255x100 16 1250 SH OTR 0 0 1250 CALAMOS CONVERTIBLE AND TAXABLE CEF 12811p108 113 10440 SH SOLE 10440 0 0 CALAMOS CONVERTIBLE AND TAXABLE CEF 12811p108 39 3625 SH OTR 0 0 3625 CALAMOS CONVERTIBLE OPPO TAXABLE CEF 128117108 879 86650 SH SOLE 86650 0 0 CALAMOS CONVERTIBLE OPPO TAXABLE CEF 128117108 80 7900 SH OTR 0 0 7900 DOUBLELINE INCOME SOLUTI TAXABLE CEF 258622109 439 22040 SH SOLE 22040 0 0 DOUBLELINE INCOME SOLUTI TAXABLE CEF 258622109 207 10402 SH OTR 0 0 10402 EATON VANCE LIMITED DURA TAXABLE CEF 27828h105 77 6089 SH SOLE 3855 0 2234 EATON VANCE LIMITED DURA TAXABLE CEF 27828h105 90 7120 SH OTR 0 0 7120 FLAHERTY CRUMRINE PRF SE TAXABLE CEF 338478100 304 16060 SH SOLE 16060 0 0 IVY HIGH INCOME OPPORTUN TAXABLE CEF 465893105 143 10585 SH SOLE 10585 0 0 NUVEEN PREF AND INCM SEC TAXABLE CEF 67072c105 136 15089 SH SOLE 15089 0 0 NUVEEN PREFERRED INCOME TAXABLE CEF 67073b106 192 20188 SH SOLE 20188 0 0 PIMCO CORPORATE OPPORTUN TAXABLE CEF 72201b101 540 30883 SH SOLE 30883 0 0 PIMCO CORPORATE OPPORTUN TAXABLE CEF 72201b101 285 16275 SH OTR 0 0 16275 PIMCO DYNMC CRDT AND MRT TAXABLE CEF 72202d106 116 4949 SH SOLE 4949 0 0 PIMCO DYNMC CRDT AND MRT TAXABLE CEF 72202d106 131 5600 SH OTR 0 0 5600 PIMCO INCOME STRATEGY II TAXABLE CEF 72201j104 195 18977 SH SOLE 18977 0 0 WELLS FARGO INCOME OPPOR TAXABLE CEF 94987b105 96 12197 SH SOLE 4300 0 7897 WELLS FARGO INCOME OPPOR TAXABLE CEF 94987b105 2 300 SH OTR 0 0 300 WELLS FARGO MULTI SECTOR TAXABLE CEF 94987d101 34 2795 SH SOLE 1098 0 1697 WELLS FARGO MULTI SECTOR TAXABLE CEF 94987d101 95 7844 SH OTR 0 0 7844 WESTERN ASST HIGH INCM I TAXABLE CEF 95766j102 79 12160 SH SOLE 12160 0 0 WESTERN AST INFLTN LINK TAXABLE CEF 95766r104 376 35000 SH OTR 0 0 35000 BLACKROCK ENHANCED EQUIT CEFS 09251a104 438 51271 SH OTR 0 0 51271 BLACKROCK ENHANCED GLOBA CEFS 092501105 983 91873 SH OTR 0 0 91873 BLACKROCK ENHANCED INTER CEFS 092524107 465 83568 SH OTR 0 0 83568 BLACKROCK ENHCD CAPITL A CEFS 09256a109 246 15600 SH SOLE 15600 0 0 CLOUGH GLOBAL OPPORTUNIT CEFS 18914e106 106 11000 SH OTR 0 0 11000 COHEN MLP INCOME AND ENE CEFS 19249b106 188 19980 SH SOLE 17900 0 2080 EATON VANCE RISK MAN DIV CEFS 27829g106 104 11350 SH SOLE 11350 0 0 EATON VANCE RISK MAN DIV CEFS 27829g106 64 7000 SH OTR 0 0 7000 EATON VNCE MGD GLBL BUY CEFS 27829c105 225 23000 SH SOLE 23000 0 0 FIDUCIARY CLYMR ENRG INF CEFS 31647q106 286 27085 SH SOLE 27085 0 0 JOHN HANCOCK PREMIUM DIV CEFS 41013t105 300 18000 SH SOLE 18000 0 0 MORGAN STANLEY ASIA PXXX MANDA CEFS 61744u106 572 35000 SH OTR 0 0 35000 SPROTT PHYSICAL GOLD & S COMMOD TXBLE CEF 85208r101 3378 272400 SH SOLE 272400 0 0 SPROTT PHYSICAL GOLD ETV COMMOD TXBLE CEF 85207h104 830 79394 SH SOLE 79394 0 0 SPDR NUVEEN BLOOMBERG BARCLAYS ETF 78468r739 203 4194 SH SOLE 4194 0 0 FIRST TRUST NORTH AMERICAN ENE ETFS 33738d101 1070 43264 SH SOLE 43264 0 0 FIRST TRUST NORTH AMERICAN ENE ETFS 33738d101 7 300 SH OTR 0 0 300 VANECK VECTORS RUSSIA ETF ETFS 92189f403 2425 117735 SH OTR 0 0 117735 ISHARES GOLD ETF ETF 464285105 31 2537 SH SOLE 2537 0 0 ISHARES GOLD ETF ETF 464285105 186 15000 SH OTR 0 0 15000 SPDR GOLD SHARES ETF ETF 78463v107 320 2623 SH SOLE 2623 0 0 SPDR GOLD SHARES ETF ETF 78463v107 181 1485 SH OTR 0 0 1485 EATON VANCE TAX ADVANTAG CEFS 27828g107 1110 49819 SH SOLE 49819 0 0 EATON VANCE TAX ADVANTAG CEFS 27828g107 181 8099 SH OTR 0 0 8099 EATON VANCE TAX MAN GL D CEFS 27829f108 86 10600 SH SOLE 10600 0 0 EATON VANCE TX ADVNT GLB CEFS 27828u106 586 24435 SH SOLE 24435 0 0 EATON VANCE TX ADVNT GLB CEFS 27828u106 130 5400 SH OTR 0 0 5400 GABELLI EQUITY CF CEFS 362397101 572 93081 SH SOLE 93081 0 0 GABELLI EQUITY CF CEFS 362397101 679 110325 SH OTR 0 0 110325 NUVEEN TAX ADVNTGD DIVDN CEFS 67073g105 240 14970 SH SOLE 14970 0 0 ALTAIR - PACIFIC COAST CAP PTN ETF 92299r115 58 47991 SH OTR 0 0 47991 ALTAIR - SPECIAL OPPORTUNITY ETF zzc99d246 86 73329 SH OTR 0 0 73329 AMERICAN TOWER CORP ETF 03027x100 205 1042 SH SOLE 1042 0 0 ANNALY CAPITAL MGMT REIT ETF 035710409 2 161 SH SOLE 161 0 0 ANNALY CAPITAL MGMT REIT ETF 035710409 594 59500 SH OTR 0 0 59500 ISHARES COHEN AND STEERS REIT ETF 464287564 1934 17391 SH SOLE 17369 0 22 ISHARES COHEN AND STEERS REIT ETF 464287564 42 376 SH OTR 0 0 376 VANGUARD REAL ESTATE ETF ETF 922908553 1508 17349 SH SOLE 17349 0 0 VANGUARD REAL ESTATE ETF ETF 922908553 9 100 SH OTR 0 0 100