0001161697-16-001123.txt : 20161014 0001161697-16-001123.hdr.sgml : 20161014 20161014195136 ACCESSION NUMBER: 0001161697-16-001123 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161012 FILED AS OF DATE: 20161014 DATE AS OF CHANGE: 20161014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GROWLIFE, INC. CENTRAL INDEX KEY: 0001161582 STANDARD INDUSTRIAL CLASSIFICATION: GLASS PRODUCTS, MADE OF PURCHASED GLASS [3231] IRS NUMBER: 900821083 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5400 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 BUSINESS PHONE: 866-781-5559 MAIL ADDRESS: STREET 1: 5400 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 FORMER COMPANY: FORMER CONFORMED NAME: PHOTOTRON HOLDINGS, INC. DATE OF NAME CHANGE: 20110309 FORMER COMPANY: FORMER CONFORMED NAME: CATALYST LIGHTING GROUP INC DATE OF NAME CHANGE: 20030909 FORMER COMPANY: FORMER CONFORMED NAME: WENTWORTH III INC DATE OF NAME CHANGE: 20011026 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barnes Joseph CENTRAL INDEX KEY: 0001624046 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50385 FILM NUMBER: 161937827 BUSINESS ADDRESS: BUSINESS PHONE: 206-979-9953 MAIL ADDRESS: STREET 1: 500 UNION STREET STREET 2: SUITE 406 CITY: SEATTLE STATE: WA ZIP: 98101 4 1 form4.xml FORM 4 FOR 10-12-2016 X0306 4 2016-10-12 0 0001161582 GROWLIFE, INC. PHOT 0001624046 Barnes Joseph C/O GROWLIFE, INC. 5400 CARILLON POINT KIRKLAND WA 98033 0 1 0 0 Sr. V.P. Business Development Common Stock 300000 D Option to purchase Common Stock 0.01 2014-10-10 2019-10-09 Common Stock 2000000 2000000 D Option to purchase Common Stock 0.01 2019-10-09 Common Stock 6000000 8000000 D On 10-12-2016, the Issuer repriced the Option from a Conversion Price of $0.05 to $0.01 per share. The Date Excercisable varies with the Option vesting dates. Option shares vest monthly over 3 years beginning one month after the 10/10/2014 Vesting Commencement Date. One thirty-sixth (1/36th) or 166,666 option shares will vest monthly. /s/ Joseph Barnes 2016-10-14