X0306 4 2015-11-19 1 0001161315 YODLEE INC YDLE 0001610374 Anur Arun C/O YODLEE, INC. 3600 BRIDGE PARKWAY, SUITE 200 REDWOOD CITY CA 94065 0 1 0 0 SVP Services Right to Buy (Common Stock 3.30 2015-11-19 2015-11-19 4 D 0 28745 0.00 D 2010-04-14 2019-04-29 Common Stock 28745 0 D Right to Buy (Common Stock 4.40 2015-11-19 2015-11-19 4 D 0 8272 0.00 D 2010-03-02 2020-02-02 Common Stock 8272 0 D Right to Buy (Common Stock 5.80 2015-11-19 2015-11-19 4 D 0 4500 0.00 D 2011-06-12 2021-05-12 Common Stock 4500 0 D Right to Buy (Common Stock 6.20 2015-11-19 2015-11-19 4 D 0 20000 0.00 D 2011-12-01 2022-01-04 Common Stock 20000 0 D Right to Buy (Common Stock 6.90 2015-11-19 2015-11-19 4 D 0 16000 0.00 D 2012-06-16 2022-05-16 Common Stock 16000 0 D Right to Buy (Common Stock 8.50 2015-11-19 2015-11-19 4 D 0 20000 0.00 D 2013-05-01 2023-04-09 Common Stock 20000 0 D Right to Buy (Common Stock 12.00 2015-11-19 2015-11-19 4 D 0 41600 0.00 D 2014-04-30 2024-04-01 Common Stock 41600 0 D Right to Buy (Common Stock 13.00 2015-11-19 2015-11-19 4 D 0 49300 0.00 D 2015-03-24 2025-03-02 Common Stock 49300 0 D Restricted Stock Unit 0.001 2015-11-19 2015-11-19 4 D 0 4688 0.00 D 2015-04-08 2017-04-08 Common Stock 4688 0 D Restricted Stock Unit 0.001 2015-11-19 2015-11-19 4 D 0 8527 0.00 D 2015-05-15 2019-05-15 Common Stock 8527 0 D Restricted Stock Unit 0.001 2015-11-19 2015-11-19 4 D 0 20400 0.00 D 2015-11-19 2020-02-24 Common Stock 20400 0 D Pursuant to the terms of the Agreement and Plan of Merger dated August 10, 2015 by and among Envestnet, Inc. ("Envestnet"), Yale Merger Corp ("Merger Sub") and the Issuer (the "Merger Agreement"), Merger Sub merged with and into the Issuer (the "Merger"), this option was not assumed by Envestnet. This option was exercised in a cashless net exercise whereby 15,220shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations, and 13,525 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $155,672.75 and (ii)2,555 shares of Envestnet common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, this option was not assumed by Envestnet and was exercised in a cashless net exercise whereby 4,681 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations, and 3,591 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $41,332.41 and (ii) 678 shares of Envestnet common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, this option was not assumed by Envestnet and was exercised in a cashless net exercise whereby 2,756 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations, and 1,744 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $20,073.44 and (ii) 329 shares of Envestnet common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, this option was not assumed by Envestnet and was exercised in a cashless net exercise whereby 12,513 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations, and 7,487 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $86,175.37 and (ii) 1,414 shares of Envestnet common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this option covering 14,499 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 9,407 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 5,092 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $58,608.92 and (ii) 962 shares of Envestnet common stock. The unvested portion of this option covering 1,501 shares of Issuer common stock was assumed and exchanged for an award of 503 restricted shares of Envestment common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this option covering 14,687 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 10,309 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 4,378 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $50,390.78 and (ii) 827 shares of Envestnet common stock. The unvested portion of this option covering 5,313 shares of Issuer common stock was assumed and exchanged for an award of 1,510 restricted shares of Envestment common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this option covering 22,749 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 18,607 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 4,142 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $47,674.42 and (ii) 782 shares of Envestnet common stock. The unvested portion of this option covering 18,851 shares of Issuer common stock was assumed and exchanged for an award of 3,271 restricted shares of Envestment common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this option covering 18,487 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 15,734 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 2,753 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $31,687.03 and (ii) 520 shares of Envestnet common stock. The unvested portion of this option covering 30,813 shares of Issuer common stock was assumed and exchanged for an award of 4,372 restricted shares of Envestment common stock. Represents par value of Issuer's common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this restricted stock unit covering 1,172 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 492 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 680 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $7,826.80 and (ii) 128 shares of Envestnet common stock. The unvested portion of this restricted stock unit covering 3,516 shares of Issuer common stock was assumed and exchanged for an award of 1,943 restricted shares of Envestnet common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this restricted stock unit covering 2,131 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 895 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 1,236 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $14,226.36 and (ii) 233 shares of Envestnet common stock. The unvested portion of this restricted stock unit covering 6,396 shares of Issuer common stock was assumed and exchanged for an award of 3,535 restricted shares of Envestnet common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this restricted stock unit covering 5,100 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 2,144 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 2,956 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $34,023.56 and (ii) 558 shares of Envestnet common stock. The unvested portion of this restricted stock unit covering 15,300 shares of Issuer common stock was assumed and exchanged for an award of 8,455 restricted shares of Envestnet common stock. /s/ Marc Blouin Atty-in-Fact for Arun Anur 2015-11-23