X0306 4 2015-11-19 1 0001161315 YODLEE INC YDLE 0001616296 Parsons William Christopher C/O YODLEE, INC. 3600 BRIDGE PARKWAY, SUITE 200 REDWOOD CITY CA 94065 0 1 0 0 Chief Customer Officer Right to Buy (Common Stock 3.30 2015-11-19 2015-11-19 4 D 0 72605 0.00 D 2008-10-29 2017-12-19 Common Stock 72605 0 D Right to Buy (Common Stock 3.30 2015-11-19 2015-11-19 4 D 0 20958 0.00 D 2009-07-01 2019-07-02 Common Stock 20958 0 D Right to Buy (Common Stock 4.40 2015-11-19 2015-11-19 4 D 0 50402 0.00 D 2010-03-02 2020-02-01 Common Stock 50402 0 D Right to Buy (Common Stock 6.30 2015-11-19 2015-11-19 4 D 0 10000 0.00 D 2011-04-23 2021-03-23 Common Stock 8125 0 D Right to Buy (Common Stock 6.90 2015-11-19 2015-11-19 4 D 0 26999 0.00 D 2012-06-16 2022-05-16 Common Stock 26999 0 D Right to Buy (Common Stock 8.50 2015-11-19 2015-11-19 4 D 0 27500 0.00 D 2013-05-01 2023-04-09 Common Stock 27500 0 D Right to Buy (Common Stock 12.00 2015-11-19 2015-11-19 4 D 0 49920 0.00 D 2014-04-30 2024-04-01 Common Stock 49920 0 D Right to Buy (Common Stock 13.00 2015-11-19 2015-11-19 4 D 0 34528 0.00 D 2015-03-24 2025-03-02 Common Stock 34528 0 D Restricted Stock Unit 0.001 2015-11-19 2015-11-19 4 D 0 6562 0.00 D 2015-04-08 2017-04-08 Common Stock 6562 0 D Restricted Stock Unit 0.001 2015-11-19 2015-11-19 4 D 0 10233 0.00 D 2015-05-15 2019-05-15 Common Stock 10233 0 D Restricted Stock Unit 0.001 2015-11-19 2015-11-19 4 D 0 14276 0.00 D 2015-11-19 2020-02-24 Common Stock 14276 0 D Pursuant to the terms of the Agreement and Plan of Merger dated August 10, 2015 by and among Envestnet, Inc. ("Envestnet"), Yale Merger Corp ("Merger Sub") and the Issuer (the "Merger Agreement"), Merger Sub merged with and into the Issuer (the "Merger"), and this option was not assumed by Envestnet and was exercised in a cashless net exercise whereby 41,453 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations, and 31,152 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $358,559.52 and (ii) 5,885 shares of Envestnet common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, this option was not assumed by Envestnet and was exercised in a cashless net exercise whereby 11,966 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations, and 8,992 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $103,497.92 and (ii) 1,699 shares of Envestnet common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, this option was not assumed by Envestnet and was exercised in a cashless net exercise whereby 30,453 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations, and 19,949 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $229,612.99 and (ii) 3,768 shares of Envestnet common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, this option was not assumed by Envestnet and was exercised in a cashless net exercise whereby 6,617 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations, and 3,383 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $318,938.33 and (ii) 639 shares of Envestnet common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this option covering 24,467 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby16,63 2shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 7,835 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $90,180.85 and (ii)1,480 shares of Envestnet common stock. The unvested portion of this option covering 2,532 shares of Issuer common stock was assumed and exchanged for an award of 849 restricted shares of Envestnet common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this option covering 20,195 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 14,705 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 5,490 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $63,189.90 and (ii) 1,037 shares of Envestnet common stock. The unvested portion of this option covering 7,305 shares of Issuer common stock was assumed and exchanged for an award of 2,076 restricted shares of Envestnet common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this option covering 27,299 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 22,767 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 4,532 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $52,163.32 and (ii) 856 shares of Envestnet common stock. The unvested portion of this option covering 22,621 shares of Issuer common stock was assumed and exchanged for an award of 3,925 restricted shares of Envestnet common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this option covering 12,947 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 11,189 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 1,758 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $20,234.58 and (ii) 332 shares of Envestnet common stock. The unvested portion of this option covering 21,581 shares of Issuer common stock was assumed and exchanged for an award of 3,062 restricted shares of Envestnet common stock. Represents par value of Issuer's common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this restricted stock unit covering 1,640 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 773 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 867 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $9,979.17 and (ii) 164 shares of Envestnet common stock. The unvested portion of this restricted stock unit covering 4,922 shares of Issuer common stock was assumed and exchanged for an award of 2,720 restricted shares of Envestnet common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this restricted stock unit covering 2,558 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 1,205 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 1,353 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $15,573.03 and (ii) 256 shares of Envestnet common stock. The unvested portion of this restricted stock unit covering 7,675 shares of Issuer common stock was assumed and exchanged for an award of 4,242 restricted shares of Envestnet common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this restricted stock unit covering 3,569 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 1,682 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 1,887 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $21,719.37 and (ii) 356 shares of Envestnet common stock. The unvested portion of this restricted stock unit covering 10,707 shares of Issuer common stock was assumed and exchanged for an award of 5,917 restricted shares of Envestnet common stock. /s/ Marc Blouin Atty-in-Fact for William C Parsons 2015-11-23