X0306 4 2015-11-19 1 0001161315 YODLEE INC YDLE 0001610379 Polverari Joseph C/O YODLEE, INC. 3600 BRIDGE PARKWAY, SUITE 200 REDWOOD CITY CA 94065 0 1 0 0 Chief Strategy & Dev. Officer Common Stock 2015-11-19 2015-11-19 4 U 0 39376 11.51 D 0 D Right to Buy (Common Stock 3.30 2015-11-19 2015-11-19 4 D 0 12072 0.00 D 2008-02-01 2016-09-19 Common Stock 12072 0 D Right to Buy (Common Stock 3.30 2015-11-19 2015-11-19 4 D 0 33692 0.00 D 2008-04-06 2018-03-06 Common Stock 33692 0 D Right to Buy (Common Stock 3.30 2015-11-19 2015-11-19 4 D 0 26400 0.00 D 2009-07-01 2019-07-02 Common Stock 26400 0 D Right to Buy (Common Stock 4.40 2015-11-19 2015-11-19 4 D 0 33902 0.00 D 2010-03-02 2020-02-01 Common Stock 33902 0 D Right to Buy (Common Stock 6.30 2015-11-19 2015-11-19 4 D 0 9000 0.00 D 2011-04-23 2021-03-23 Common Stock 9000 0 D Right to Buy (Common Stock 6.90 2015-11-19 2015-11-19 4 D 0 29999 0.00 D 2012-06-16 2022-05-16 Common Stock 29999 0 D Right to Buy (Common Stock 8.50 2015-11-19 2015-11-19 4 D 0 25000 0.00 D 2013-05-01 2022-05-16 Common Stock 25000 0 D Right to Buy (Common Stock 12.00 2015-11-19 2015-11-19 4 D 0 33280 0.00 D 2014-04-30 2024-04-01 Common Stock 33280 0 D Right to Buy (Common Stock 13.00 2015-11-19 2015-11-19 4 D 0 65817 0.00 D 2015-03-24 2025-03-02 Common Stock 65817 0 D Restricted Stock Unit 0.001 2015-11-19 2015-11-19 4 D 0 5625 0.00 D 2015-04-08 2017-04-08 Common Stock 5625 0 D Restricted Stock Unit 0.001 2015-11-19 2015-11-19 4 D 0 6822 0.00 D 2015-05-15 2019-05-15 Common Stock 6822 0 D Restricted Stock Unit 0.001 2015-11-19 2015-11-19 4 D 0 27215 0.00 D 2015-11-19 2020-02-24 Common Stock 27215 0 D Pursuant to the terms of the Agreement and Plan of Merger dated August 10, 2015 by and among Envestnet, Inc. ("Envestnet"), Yale Merger Corp ("Merger Sub") and the Issuer (the "Merger Agreement"), Merger Sub merged with and into the Issuer (the "Merger"), and the Reporting Person received $453,217.76 and 7,438 shares of Envestnet Common Stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, this option was not assumed by Envestnet and was exercised in a cashless net exercise whereby 6,794 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations, and 5,278 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $60,749.78 and (ii) 997 shares of Envestnet common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, this option was not assumed by Envestnet and was exercised in a cashless net exercise whereby 18,961 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations, and 14,731 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $169,553.81 and (ii) 2,783 shares of Envestnet common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, this option was not assumed by Envestnet and was exercised in a cashless net exercise whereby 14,857 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations, and 11,543 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $132,859.93 and (ii) 2,180 shares of Envestnet common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, this option was not assumed by Envestnet and was exercised in a cashless net exercise whereby 20,228 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations, and 13,674 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $157,387.74 and (ii) 2,583 shares of Envestnet common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, this option was not assumed by Envestnet and was exercised in a cashless net exercise whereby 5,897 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations, and 3,103 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $35,715.53 and (ii) 586 shares of Envestnet common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this option covering 27,186 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 18,315 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 8,871 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $102,105.21 and (ii) 1,676 shares of Envestnet common stock. The unvested portion of this option covering 2,813 shares of Issuer common stock was assumed and exchanged for an award of 942 restricted shares of Envestment common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this option covering 18,358 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 13,272 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 5,086 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $58,539.86 and (ii) 961 shares of Envestnet common stock. The unvested portion of this option covering 6,642 shares of Issuer common stock was assumed and exchanged for an award of 1,888 restricted shares of Envestment common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this option covering 18,199 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 15,120 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 3,079 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $35,439.29 and (ii) 582 shares of Envestnet common stock. The unvested portion of this option covering 15,081 shares of Issuer common stock was assumed and exchanged for an award of 2,617 restricted shares of Envestment common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this option covering 24,681 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 21,266 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 3,415 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $39,306.65 and (ii) 645 shares of Envestnet common stock. The unvested portion of this option covering 41,136 shares of Issuer common stock was assumed and exchanged for an award of 5,836 restricted shares of Envestment common stock. Represents par value of Issuer's common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this restricted stock unit covering 1,406 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 648 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 758 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $8,724.58 and (ii) 143 shares of Envestnet common stock. The unvested portion of this restricted stock unit covering 4,219 shares of Issuer common stock was assumed and exchanged for an award of 2,332 restricted shares of Envestnet common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this restricted stock unit covering 1,705 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 786 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 919 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $10,577.69 and (ii) 174 shares of Envestnet common stock. The unvested portion of this restricted stock unit covering 5,117 shares of Issuer common stock was assumed and exchanged for an award of 2,828 restricted shares of Envestnet common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this restricted stock unit covering 6,803 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 3,139 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 3,664 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $42,172.64 and (ii) 692 shares of Envestnet common stock. The unvested portion of this restricted stock unit covering 20,412 shares of Issuer common stock was assumed and exchanged for an award of 11,280 restricted shares of Envestnet common stock. /s/ Marc Blouin Atty-in-Fact for Joseph Polverari 2015-11-23