X0306 4 2015-11-19 1 0001161315 YODLEE INC YDLE 0001610377 Hempel Thomas C/O YODLEE, INC. 3600 BRIDGE PARKWAY, SUITE 200 REDWOOD CITY CA 94065 0 1 0 0 SVP Engineering Common Stock 2015-11-19 2015-11-19 4 U 0 5395 11.51 D 0 D Right to Buy (Common Stock 3.30 2015-11-19 2015-11-19 4 D 0 40000 0.00 D 2010-10-19 2019-10-20 Common Stock 40000 0 D Right to Buy (Common Stock 4.40 2015-11-19 2015-11-19 4 D 0 2500 0.00 D 2010-03-02 2020-02-02 Common Stock 2500 0 D Right to Buy (Common Stock 5.80 2015-11-19 2015-11-19 4 D 0 3500 0.00 D 2011-06-12 2021-05-12 Common Stock 3500 0 D Right to Buy (Common Stock 6.20 2015-11-19 2015-11-19 4 D 0 20000 0.00 D 2011-12-01 2022-02-04 Common Stock 20000 0 D Right to Buy (Common Stock 6.90 2015-11-19 2015-11-19 4 D 0 15000 0.00 D 2012-06-16 2022-05-16 Common Stock 15000 0 D Right to Buy (Common Stock 8.50 2015-11-19 2015-11-19 4 D 0 17500 0.00 D 2013-05-01 2023-04-09 Common Stock 17500 0 D Right to Buy (Common Stock 12.00 2015-11-19 2015-11-19 4 D 0 33280 0.00 D 2014-04-30 2024-04-01 Common Stock 33280 0 D Right to Buy (Common Stock 13.00 2015-11-19 2015-11-19 4 D 0 49300 0.00 D 2015-03-24 2025-03-02 Common Stock 49300 0 D Restricted Stock Unit 0.001 2015-11-19 2015-11-19 4 D 0 3750 0.00 D 2015-04-08 2017-04-08 Common Stock 3750 0 D Restricted Stock Unit 0.001 2015-11-19 2015-11-19 4 D 0 6822 0.00 D 2015-05-15 2019-05-15 Common Stock 6822 0 D Restricted Stock Unit 0.001 2015-11-19 2015-11-19 4 D 0 20400 0.00 D 2015-11-19 2020-02-24 Common Stock 20400 0 D Pursuant to the terms of the Agreement and Plan of Merger dated August 10, 2015 by and among Envestnet, Inc. ("Envestnet"), Yale Merger Corp ("Merger Sub") and the Issuer (the "Merger Agreement"), Merger Sub merged with and into the Issuer (the "Merger"), and the Reporting Person received $62,096.45 and 1,019 shares of Envestnet Common Stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, this option was not assumed by Envestnet and was exercised in a cashless net exercise whereby 21,201 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations, and 18,799 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $216,376.49 and (ii) 3,551 shares of Envestnet common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, this option was not assumed by Envestnet and was exercised in a cashless net exercise whereby 1,416 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations, and 1,084 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $12,476.84 and (ii) 205 shares of Envestnet common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, this option was not assumed by Envestnet and was exercised in a cashless net exercise whereby 2,145 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations, and 1,355 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $15,596.05 and (ii) 256 shares of Envestnet common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, this option was not assumed by Envestnet and was exercised in a cashless net exercise whereby 12,522 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations, and 7,478 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $86,071.78 and (ii) 1,413 shares of Envestnet common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this option covering 13,593 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 8,825 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 4,768 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $54,879.68 and (ii) 901 shares of Envestnet common stock. The unvested portion of this option covering 1,407 shares of Issuer common stock was assumed and exchanged for an award of 471 restricted shares of Envestnet common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this option covering 12,851 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 9,024 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 3,827 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $44,048.77 and (ii) 723 shares of Envestnet common stock. The unvested portion of this option covering 4,649 shares of Issuer common stock was assumed and exchanged for an award of 1,321 restricted shares of Envestnet common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this option covering 18,199 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 14,890 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 3,309 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $38,086.59 and (ii) 625 shares of Envestnet common stock. The unvested portion of this option covering 15,081 shares of Issuer common stock was assumed and exchanged for an award of 2,617 restricted shares of Envestnet common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this option covering 18,487 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 15,738 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 2,749 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $31,640.99 and (ii) 519 shares of Envestnet common stock. The unvested portion of this option covering 30,813 shares of Issuer common stock was assumed and exchanged for an award of 4,372 restricted shares of Envestnet common stock. Represents par value of Issuer's common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this restricted stock unit covering 937 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 394 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 543 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $6,249.93 and (ii) 103 shares of Envestnet common stock. The unvested portion of this restricted stock unit covering 2,813 shares of Issuer common stock was assumed and exchanged for an award of 1,555 restricted shares of Envestnet common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this restricted stock unit covering 1,705 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 717 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 988 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $11,371.88 and (ii)187 shares of Envestnet common stock. The unvested portion of this restricted stock unit covering 5,117 shares of Issuer common stock was assumed and exchanged for an award of 2,828 restricted shares of Envestnet common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this restricted stock unit covering 5,100 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 2,147 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 2,953 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $33,989.03 and (ii) 558 shares of Envestnet common stock. The unvested portion of this restricted stock unit covering 15,300 shares of Issuer common stock was assumed and exchanged for an award of 8,455 restricted shares of Envestnet common stock. /s/ Marc Blouin Atty-in-Fact for Thomas Hempel 2015-11-23