X0306 4 2015-11-19 1 0001161315 YODLEE INC YDLE 0001610448 O'Brien Timothy C/O YODLEE, INC. 3600 BRIDGE PARKWAY, SUITE 200 REDWOOD CITY CA 94065 0 1 0 0 SVP Operations & Info Security Common Stock 2015-11-19 2015-11-19 4 U 0 6829 11.51 D 0 D Right to Buy (Common Stock 3.30 2015-11-19 2015-11-19 4 D 0 4448 0.00 D 2008-02-01 2016-09-19 Common Stock 4448 0 D Right to Buy (Common Stock 3.30 2015-11-19 2015-11-19 4 D 0 5500 0.00 D 2008-04-06 2018-03-06 Common Stock 5500 0 D Right to Buy (Common Stock 3.30 2015-11-19 2015-11-19 4 D 0 12000 0.00 D 2009-07-01 2019-07-02 Common Stock 12000 0 D Right to Buy (Common Stock 4.40 2015-11-19 2015-11-19 4 D 0 22902 0.00 D 2010-03-02 2020-02-01 Common Stock 22902 0 D Right to Buy (Common Stock 6.30 2015-11-19 2015-11-19 4 D 0 4000 0.00 D 2011-04-23 2021-03-23 Common Stock 4000 0 D Right to Buy (Common Stock 6.90 2015-11-19 2015-11-19 4 D 0 14999 0.00 D 2012-06-16 2022-05-16 Common Stock 14999 0 D Right to Buy (Common Stock 8.50 2015-11-19 2015-11-19 4 D 0 22500 0.00 D 2013-05-01 2023-04-09 Common Stock 22500 0 D Right to Buy (Common Stock 12.00 2015-11-19 2015-11-19 4 D 0 33280 0.00 D 2014-04-30 2024-04-01 Common Stock 33280 0 D Right to Buy (Common Stock 13.00 2015-11-19 2015-11-19 4 D 0 35061 0.00 D 2015-03-24 2025-03-02 Common Stock 35061 0 D Restricted Stock Unit 0.001 2015-11-19 2015-11-19 4 D 0 4688 0.00 D 2015-04-08 2017-04-08 Common Stock 4688 0 D Restricted Stock Unit 0.001 2015-11-19 2015-11-19 4 D 0 6822 0.00 D 2015-05-15 2019-05-15 Common Stock 6822 0 D Restricted Stock Unit 0.001 2015-11-19 2015-11-19 4 D 0 14498 0.00 D 2015-11-19 2020-02-24 Common Stock 14498 0 D Pursuant to the terms of the Agreement and Plan of Merger dated August 10, 2015 by and among Envestnet, Inc. ("Envestnet"), Yale Merger Corp ("Merger Sub") and the Issuer (the "Merger Agreement"), Merger Sub merged with and into the Issuer (the "Merger"), and the Reporting Person received $78,601.79 and 1,290 shares of Envestnet Common Stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, this option was not assumed by Envestnet and was exercised in a cashless net exercise whereby 2,291 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations, and 2,157 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $24,827.07 and (ii) 407 shares of Envestnet common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, this option was not assumed by Envestnet and was exercised in a cashless net exercise whereby 2,833 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations, and 2,667 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $30,697.17 and (ii) 504 shares of Envestnet common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, this option was not assumed by Envestnet and was exercised in a cashless net exercise whereby 6,180 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations, and 5,820 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $66,988.20 and (ii) 1,099 shares of Envestnet common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, this option was not assumed by Envestnet and was exercised in a cashless net exercise whereby 12,656 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations, and 10,246 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $117,931.46 and (ii) 1,935 shares of Envestnet common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, this option was not assumed by Envestnet and was exercised in a cashless net exercise whereby 2,470 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations, and 1,530 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $17,610.30 and (ii) 289 shares of Envestnet common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this option covering 13,592 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 8,673 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 4,919 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $56,617.69 and (ii) 929 shares of Envestnet common stock. The unvested portion of this option covering 1,407 shares of Issuer common stock was assumed and exchanged for an award of 472 restricted shares of Envestnet common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this option covering 16,523 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 11,447 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 5,076 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $58,424.76 and (ii) 959 shares of Envestnet common stock. The unvested portion of this option covering 5,977 shares of Issuer common stock was assumed and exchanged for an award of 1,699 restricted shares of Envestnet common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this option covering 18,199 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 14,784 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 3,415 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $39,306.65 and (ii) 645 shares of Envestnet common stock. The unvested portion of this option covering 15,081 shares of Issuer common stock was assumed and exchanged for an award of 2,617 restricted shares of Envestnet common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this option covering 13,148 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 11,131 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 2,017 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $23,215.67 and (ii) 381 shares of Envestnet common stock. The unvested portion of this option covering 21,913 shares of Issuer common stock was assumed and exchanged for an award of 3,110 restricted shares of Envestnet common stock. Represents par value of Issuer's common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this restricted stock unit covering 1,172 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 471 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 701 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $8,068.51 and (ii) 132 shares of Envestnet common stock. The unvested portion of this restricted stock unit covering 3,516 shares of Issuer common stock was assumed and exchanged for an award of 1,943 restricted shares of Envestnet common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this restricted stock unit covering 1,705 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 686 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 1,019 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $11,728.69 and (ii) 192 shares of Envestnet common stock. The unvested portion of this restricted stock unit covering 5,117 shares of Issuer common stock was assumed and exchanged for an award of 2,828 restricted shares of Envestnet common stock. Pursuant to the terms of the Merger Agreement and in connection with the Merger, the vested portion of this restricted stock unit covering 3,624 shares of Issuer common stock was not assumed by Envestnet and was exercised in a cashless net exercise whereby 1,456 shares of Issuer common stock were withheld to satisfy the applicable exercise price and tax withholding obligations and 2,168 shares of Issuer common stock issued upon such exercise were cancelled in exchange for (i) a cash payment of $24,953.68 and (ii) 410 shares of Envestnet common stock. The unvested portion of this restricted stock unit covering 10,874 shares of Issuer common stock was assumed and exchanged for an award of 6,009 restricted shares of Envestnet common stock /s/ Marc Blouin Atty-in-Fact for Timothy O'Brien 2015-11-23